Abstract
The existence of multiple periodic solutions of the following differential delay equation x′(t)=−f(x(t−r)) is established by applying variational approaches directly, where x∈ℝ, f∈C(ℝ,ℝ) and r>0 is a given constant. This means that we do not need to use Kaplan and Yorke's reduction technique to reduce the existence problem of the above equation to an existence problem for a related coupled system. Such a reduction method introduced first by Kaplan and Yorke in (1974) is often employed in previous papers to study the existence of periodic solutions for the above equation and its similar ones by variational approaches.
1. Introduction
We are concerned in this paper with the search for
-periodic solutions (
) of a class of differential delay equations with the following form
(1.1)
where 
, and
is a given constant. Equation (1.1) occurs in variety of applications and describes many interesting types of phenomena. Taking
, then (1.1) with the form
(1.2)
arises in the study of phase-locked loops which are widely used in communication systems [1]. Furthermore, many equations occurring in other fields of applications can be changed to the form of (1.1) by changing variables. For example, letting
, then the equation
(1.3)
can be changed to the form of (1.1). Equation (1.3) was first proposed by Cunningham [2] as a nonlinear population growth model. Later Wright in [3] mentioned it as arising in the application of probability methods to the theory of asymptotic prime number density. For applications of (1.3) and its similar ones on ecology, one may see [4].
Because of extensive applications, (1.1) and (1.3) have been studied by many authors through various methods [1–3, 5–23]. In 1962, Jones in his paper of [13] considered (1.3) and obtained the existence of periodic solutions of (1.3) by applying fixed point theory. Nussbaum [14] also used fixed point theory [24] for the truncated cones of Krasnosel’skii to give an existence result on periodic solutions.
Besides various fixed point theorems, the global Hopf bifurcation theorem for differential delay equations introduced by Chow and Mallet-Paret [25], qualitative theory of ordinary differential equations, some well-known results on the existence of closed orbits for Hamiltonian vector fields, coincidence degree theory introduced by Mawhin [26, 27], and the Poincaré-Bendixson theorem are proved to be very useful tools in searching for periodic solutions of differential delay (1.1) and (1.3).
A different approach for establishing the existence of periodic solutions for the differential delay (1.1) was introduced by Kaplan and Yorke in their paper in [7]. Employing the method, they could reduce the search for periodic solutions of (1.1) to the problem of seeking periodic solutions for a related system of ordinary differential equations, which is called the coupled system to (1.1). Following the reduction idea of Kaplan and Yorke, Li and He [17, 18] were able to translate (1.1) with more than one delay to a coupled Hamiltonian system. Then they used variational approaches to study the coupled Hamiltonian system and obtained some existence results of multiple periodic solutions of the equations. This proves that variational approaches [28, 29] also are very powerful tools to study periodic solutions of (1.1), (1.3), and their similar ones.
Recently, Guo and Yu [19] do not use Kaplan and Yorke’s reduction technique and apply variational methods directly to study the existence of multiple periodic solutions of (1.1) with
and
being vectors in
. That is to say they do not reduce the existence problem of (1.1) to an existence problem of a related coupled Hamiltonian system. By applying the pseudo-index introduced by Benci in [30], they obtained a sufficient condition on the existence and multiplicity of periodic solutions for (1.1). To the author’s knowledge, this is the first time in which the existence of periodic solutions of (1.1) is studied by variational methods directly.
Let us say some words about the two methods. The advantage of direct variational method is that the function
could be a vector in
while
is only being a scalar in Kaplan and Yorke’s reduction method. But Kaplan and Yorke’s reduction method can deal with (1.1) with more than two delays while direct variational method used by Guo and Yu only admits one delay in (1.1).
Motivated by the work of Guo and Yu, in this paper we will also use variational approaches directly to study the existence of periodic solutions of (1.1). But our arguments are quite different from theirs. Throughout this paper, we make the following assumptions.
(
)
, and for any 
, that is,
is odd.
(
)
satisfies
(1.4)
In order to state our main result, we need the following definition.
Definition 1.1.
For each
, define
(1.5)
where the two functions
and
are given by
(1.6)
It is easy to see that
and
are well defined. Let 

, and
. Then our main result states as follows.
Theorem 1.2.
Suppose that
satisfies
and
. Then the following conclusions are true.
If
, then (1.1) possesses at least
nontrivial geometrically different
-periodic solutions.
If 
is bounded, and
converges to
as
, then the conclusion of
also holds.
Remark 1.3.
We say that two solutions of (1.1) are geometrically different if one cannot be obtained by time rescaling of the other. We will use [31, Theorem
] to prove the main result.
2. Variational Functional on Hilbert Space
In this section, we will construct a variational functional of (1.1) defined on a suitable Hilbert space such that finding
-periodic solutions of (1.1) is equivalent to seeking critical points of the functional.
We work in the Hilbert space
which consists of those functions
having weak derivative
. The simplest way to introduce this space seems as follows. Each function
has the following Fourier expansion:
(2.1)
where 
is the set of those functions satisfying
(2.2)
With this norm 
is a Hilbert space with the following inner product:
(2.3)
where
.
For each
, we define a functional
by
(2.4)
where
.
By Riesz representation theorem,
identifies its dual space
. Then we define an operator
by extending the bilinear form
(2.5)
In fact, define a map
by
. Then
is linear in
and
, respectively, and there exists a positive number
such that
(2.6)
Thus
is a bilinear form from
. So
is a bounded linear operator on
and
.
For any
, define a mapping
as
(2.7)
Then the functional
can be rewritten as
(2.8)
According to a standard argument in [30], one has, for any
,
(2.9)
Moreover
is a compact operator defined by
(2.10)
Our aim is to reduce the existence of periodic solutions of (1.1) to the existence of critical points of
. For this we introduce a shift operator
defined by
(2.11)
It is easy to compute that
is bounded and linear. Moreover
is isometric, that is,
and
, where
denotes the identity mapping on
.
Write
(2.12)
By a direct computation, solutions of the Euler equation of
in
are exactly solutions of (1.1).
Lemma 2.1.
As a closed subspace of
has the following property:
(2.13)
Proof.
It is easy to see that
is a closed subspace of
. For any 
implies that
. Then one has
(2.14)
that is,
(2.15)
Thus, for any 
(2.16)
Hence we get the conclusion.
If we restrict
on
, a direct check shows that
over
is self-adjoint. For any
, let
. Let
. Then
(2.17)
According to the definition of the inner product in
, we have
(2.18)
that is,
(2.19)
Let
denote the restriction of
on
. Then we have the following lemma.
Lemma 2.2.
Critical points of
over
are critical points of
on
.
Proof.
Note that any
is
periodic and
is odd. It is enough for us to prove that
for any
and
being a critical point of
in
.
For any
, we have
(2.20)
This yields
, that is,
.
Suppose that
is a critical point of
in
. We only need to show that
for any
. Writing
with
and noting that
, one has
(2.21)
The proof is complete.
Remark 2.3.
By Lemma 2.2, we only need to consider
. Therefore in the following
will be assumed on
.
For any
, we define an operator
by
(2.22)
It is not difficult to see that
is a bounded self-adjoint linear mapping on
. Furthermore, for any
, let
. Let
. Then
(2.23)
Similar to (2.19), we have
(2.24)
that is,
(2.25)
Set
(2.26)
Let
be the orthogonal projection from
to
, then one has
(2.27)
Denote by
, and
the positive definite, the negative definite, and the null subspace of the self-adjoint operator
, respectively. Then we have the following lemma.
Lemma 2.4.
For
, let
. Then the following conclusions hold:
(2.28)
Moreover for
large enough,
(2.29)
Proof.
For
, consider the following eigenvalue problem:
(2.30)
From (2.19) and (2.25), one has
(2.31)
The above two equalities show that
is positive definite, negative definite, and null on
if and only if
is positive, negative, and zero, respectively.
By Definition 1.1 and for
large enough,
(2.32)
The last equality of Lemma 2.4 is obvious. The proof is complete.
3. Proof of the Main Result
In this section, we will use [31, Theorem
] to prove our main result. To state the theorem, we need the following notation and definition. For
and
, define an action
on
by
(3.1)
A direct computation shows that
(3.2)
Definition 3.1.
satisfies
condition on
if every sequence
with
and
possesses a convergent subsequence.
Write
and
. Then [31, Theorem
] applied to
on
can be stated as follows.
Lemma 3.2.
Suppose that there exist two closed
-invariant linear subspace of
and,
and a positive number
such that
(1)
is closed and of finite codimension in
,
(2)
with
or
,
(3)
there exists
such that
(3.3)
(4)
there exists
such that
(3.4)
(5)
satisfies
condition for
.
Then
possesses at least
geometrically distinct critical orbits in
.
Lemma 3.3.
Assume that
, and the assumptions of (i) or (ii) of Theorem 1.2 hold. Then
satisfies
condition on
.
Proof.
We first show that
is bounded. Assume that
is not bounded. By passing to a subsequence, if necessary, we may assume that
as
.
Case (i). Suppose that
. Then by Definition 1.1,
, which yields
. Thus
has bounded inverse, that is,
such that
(3.5)
For any
, define
(3.6)
Then
can be written as
(3.7)
By condition
, we have
(3.8)
This means that for any
there exists
such that
(3.9)
Note that
. We have
(3.10)
Then by the above estimates,
(3.11)
This contradicts
as
. Hence
is bounded.
Now we show that
has a convergent subsequence. Notice that
is of finite rank and
is compact. Therefore we may suppose that
(3.12)
Since
has continuous inverse
, it follows from
(3.13)
that
(3.14)
Thus
has a convergent subsequence.
Case (ii). Assume that
is not bounded. Since
is bounded, there exists a constant
such that
(3.15)
Observe that
and
as 
(3.16)
Since
and
converges to
as 
(3.17)
Let
, then (3.17) implies
. This is a contradiction. Therefore
is bounded. With the same discussion as that of Case (i), we can prove that
has a convergent subsequence. The proof is complete.
Now we are ready to prove our main result.
Proof of Theorem 1.2.
Since
is periodic and
is independent of 
is
-invariant and
is
-equivariant according to the action
on
.
Case (i). Assume first
. Take two subspaces
and
as
(3.18)
Since inner product is continuous and
, the assumption (1) of Lemma 3.2 holds. Let
. We can check easily that
. By Lemma 3.3,
satisfies
condition. Thus the assumptions (2) and (5) of Lemma 3.2 hold.
By the proof of Lemma 3.3,
. For
, there is a suitable constant
such that
(3.19)
Then by (3.8), for any 
(3.20)
where
is defined in (3.6). Hence there exists
such that the assumption (3) of Lemma 3.2 holds.
By
, we have
(3.21)
where
is defined in (3.6). For any
, we can choose a suitable constant
such that
(3.22)
Then for any 
(3.23)
Choose
such that
and take
. Then the assumption (4) of Lemma 3.2 holds.
Therefore by Lemma 3.2,
possesses at least
(3.24)
geometrically different critical orbits in
.
From Lemma 2.4 and Definition 1.1, we can show that for
large enough
(3.25)
Secondly, if
, then we replace
by
and set
(3.26)
With a similar argument to the case
, we can show that
satisfies the assumptions (1)–(5) of Lemma 3.2. Then
has at least
geometrically different critical orbits in
. By Lemma 2.4, Definition 1.1, and for
large enough,
(3.27)
Case (ii). Assume that
. We take the same subspaces
and
as in Case (i). By a similar discussion, we can prove that the assumptions of (1), (2), and (4) of Lemma 3.2 hold. By Lemma 3.3,
satisfies
condition on
.
By condition (ii) of Theorem 1.2,
is bounded, that is,
such that
(3.28)
Moreover
as
with
.
Write
, where
. We have
(3.29)
Thus the assumption (3) of Lemma 3.2 holds. Then by Lemma 3.2 and the proof of Case (i),
possesses at least
geometrically different critical orbits in
. The subsequent proof is similar to that of Case (i). We omit the details. The proof is complete.
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