Department of Mathematics and Statistics, Sultan Qaboos University, Al-Khod, P.O. Box 36, Muscat 123, Oman
We investigate the effect of constant and periodic harvesting on the Beverton-Holt model in a periodically fluctuating environment. We show that in a periodically fluctuating environment, periodic harvesting gives a better maximum sustainable yield compared to constant harvesting. However, if one can also fix the environment, then constant harvesting in a constant environment can be a better option, especially for sufficiently large initial populations. Also, we investigate the combinatorial structure of the periodic sequence of carrying capacities and its effect on the maximum sustainable yield. Finally, we leave some questions worth further investigations.
1. Introduction
In October 2008, the World Bank and the Food and Agriculture Organization of the United Nations released a study on the economic justification for fisheries reform [1]. The title of the report says it all “The Sunken Billions." The report argues that the sunken Billions is a conservative estimate for the losses incurred annually due to carrying business as usual. In general, the study shows a grim picture on the current state of marine fish stocks. The recovery of the sunken billions and wasted harvesting efforts is obviously not an instantaneous process, but rather the product of two main strategies: reducing harvesting efforts and rebuilding of fish stocks. Clearly, the two are very well related; however, a good understanding of theoretical harvesting strategies on population models will go along way in designing an optimal strategy.
There is a wealth of research on the effect of harvesting on the dynamics of populations governed by differential equations. For example, in predator-prey systems, constant harvesting can lead to the destabilization of population’s equilibria, the creation of limit cycles, different types of bifurcations, catastrophe, and even chaotic behavior [2–7]. Optimal harvesting for single species has been studied by several authors from different points of view; see for example [8–10] and the references therein. Recently, Braverman and Mamadani [11] considered both autonomous and nonautonomous population models and found that constant harvesting is always superior to impulsive harvesting even though impulsive harvesting can sometimes do as good as constant harvesting. Their results contrast with the results of Ludwig [12] and Xu et al. [13]. For single species, Ludwig [12] studied models with random fluctuations and found that constant effort harvesting does worse than other harvesting strategies. Xu et al. [13] investigated harvesting in seasonal environments of a population with logistic growth and found that pulse harvesting is usually the dominant strategy and that the yield depends dramatically on the intrinsic growth rate of population and the magnitude of seasonality. Furthermore, for large intrinsic growth rate and small environmental variability, several strategies such as constant exploitation rate, pulse harvest, linear exploitation rate, and time-dependent harvest are quite effective and have comparable maximum sustainable yields. However, for populations with small intrinsic growth rate but subject to large seasonality, none of these strategies is particularly effective, but still pulse harvesting provides the best maximum sustainable yield.
Although the subject of difference equations and discrete models has been flourishing in the past two decades, harvesting in discrete population models is relatively morbid. Constant rate depletion on the discrete Ricker model was studied in [14], where it was shown numerically that populations exhibiting chaotic oscillations are not necessarily vulnerable to extinction. The effect of periodic harvesting on the discrete Ricker model and for a host-parasite model was studied in [15]. The stochastic Beverton-Holt equation with constant and proportional harvesting was studied in [16]. A special type of periodic impulsive harvesting in relation with seasonal environment was also studied in [17]. In [18], AlSharawi and Rhouma examined the effect of harvesting and stocking on competing species governed by a Leslie/Gower model and found that careful harvesting of the dominant species in an exclusive competitive environment can sometimes lead to the survival of the weaker species. More recently, the authors have also studied the Beverton-Holt equation under periodic and conditional harvesting and have found that in a constant capacity environment, constant rate harvesting is the optimal strategy [19].
This paper is a continuation of [19] and it is a modest contribution toward a full understanding of harvesting strategies on discrete population models. We compare the effect of different harvesting strategies in different environments. In particular, we consider and compare the effect of periodic and constant harvesting in both constant and periodic environments in a population governed by the Beverton-Holt model
where is the population inherent growth rate and is the population carrying capacity at time In our analysis, we focus on the maximum sustainable yield commonly known as the MSY [20]. Despite its disregard to cost, the MSY remains the main criteria for managing populations and avoiding over exploitation.
The paper is structured as follows: in Sections 2 and 3, we discuss the existence of periodic solutions and the basin of attraction of the stable periodic solution. In Section 4, we address different aspects of constant yield harvesting in periodic environment, then we focus on periodic harvesting in periodic environments and its effect on population’s resonance/attenuance. We make a comparison with other harvesting strategies and give a full discussion when Finally, we close the paper with a brief conclusion and a few questions that are worth further investigation.
2. Preliminary
In this section, we give a preliminary result that is necessary in our consequent analysis. Assume we have constant harvesting on (1.1) with periodically fluctuating carrying capacities, that is,
where is the constant intensity of harvesting. Since when is a necessary condition for a population to persist, we always assume Next, define the maps and for all The orbits of (2.1) take the form
For each define the matrix
and consider the operators where . A simple induction argument shows that orbit (2.2) takes the matrix form
where and For more details about this approach, we refer the reader to [19].
Proposition 2.1. Each of the following holds true for (2.1). (i)If then there exist two -cycles; one of them is stable and the other is unstable.(ii)If then exactly one semistable -cycle exists.(iii)If then there are no periodic solutions and consequently, no population persists.
Proof. It follows along the same lines as [19, Proof of Theorem ]. Nevertheless, it is enough to observe that the cycles depend on the monotonically increasing function in (2.2). has two fixed points if and only if the eigenvalues of the matrix in (2.4) are distinct real numbers. The eigenvalues of are given by
and the radicand gives the conditions in (i), (ii), and (iii). If are the two fixed points of then
are the two -cycles of (2.1). Furthermore, since is strictly increasing, then the positive equilibrium is unstable and is stable. When at we obtain semistability (stability from above only). Because the maps , are continuous, then the cycles of (2.1) inherit the stability of and under the monotonic map Finally, when has no fixed points, then we have a monotonically increasing function below and obviously, orbits go negative in finite time.
Proposition 2.1 shows that a constraint on is necessary to assure the long-term survival of a population governed by (2.1). The harvesting level reaches its maximum when the -cycle becomes semistable. Thus, we proceed with the assumption that and is the smallest positive solution of the equation
3. Harvesting Levels and the Basin of Attraction
It is well known [21, 22] that for system (2.1) has a globally asymptotically stable -cycle, that is, the basin of attraction of the -cycle is In this section, we consider (2.1) with and investigate the basin of attraction of the stable/semistable -cycle. But first, we give a few necessary definitions. A solution of (2.1) is called persistent if the corresponding initial population survives indefinitely. Here, it is worth emphasizing that although one can start iterating (2.1) at any time time reference is crucial in our analysis, and an initial population is meant all the time. A set is persistent if each solution of (2.1) with is persistent. We refer those who are interested in reading more about persistence and its significance to [23, 24]. At a harvesting level let be the largest persistent set, which we simply call the persistent set. Obviously, when and is empty when Thus, a persistent set must contain the basin of attraction of the stable -cycle assured by Proposition 2.1.
Proposition 3.1. Let and let be the unstable -cycle. Then
Proof. Since then the map defined in (2.2) has two fixed points, say and where Now, the other elements of the unstable cycle are given by Let From the monotonicity of the maps we obtain for all Thus Now, if then and the monotonicity of implies For sufficiently large which completes the proof.
Proposition 3.2. Suppose that for all and let be the fixed points of the map Then,
Proof. Since for each then each map has two fixed points Now, trace the iterates of (2.1) for a given initial condition to obtain the result.
If we have complete control over the carrying capacities in the -periodic sequence then Theorem 4.2 shows that we can achieve a maximum harvesting level by taking a constant carrying capacity, that is, However, assume we do not have this absolute power, but we have a flexible control over the periodic permutation of the carrying capacities . In other words, we are considering a difference equation of the form
where is a permutation of and for all positive integers Under these circumstances, we give the next result.
Theorem 3.3. Fix a set of carrying capacities All equations of the form (3.2) with permutations in the dihedral group of order give the same maximum constant harvesting level.
Proof. The maximum harvesting level is the smallest positive solution of the equation
Now, the elements of the dihedral group are rotations and reflections. The rotations are assured by the trivial trace property For the reflections, we need to show that
First, we rewrite the matrix in (2.3) as where
By simple induction, we can show that
Now, let be the power set of We expand the product of the matrices and write
where is the cardinality of the set and
Now, proving (3.4) is equivalent to proving that
This is obvious if is either the empty or the complete set . If is a nonempty proper subset of then contains the product of at least one matrix and one matrix Thus, using the rotation property, we can write
for some positive integers that satisfy and Since
then
On the other hand,
which completes the desired proof.
Next, we give the polynomials tr() for , whose lowest positive root gives the maximal constant harvesting level in a periodic environment, then we give an illustrative example.
Example 3.4. (i)Consider the case , and Then the value of and the semistable -cycle is with the interval as the basin of attraction. Changing the order of the carrying capacities to , does not change the value of , but it does in return extend the basin of attraction to In fact, for constant harvesting in periodic environment with , the order of carrying capacities does not affect but will enlarge the basin of attraction.(ii)For the order of does not change This is a little striking since in the absence of harvesting, the order of does change the average population. In fact, if , , and and in the absence of harvesting, the average population is which is more than the average population of obtained if the carrying capacities were presented in the order , , and . The difference between the two populations is actually as high as if .(iii)For there are 24 permutations of but the value of can only take three possible values. For each of these values, there corresponds a value of For instance, if
then and their cyclic permutations give and their cyclic permutations give and and their cyclic permutations give Notice that the difference between the two extremes is about
The next result shows which permutation would maximize the harvesting level for some values of
Theorem 3.5. Consider (3.2) and assume the initial population is sufficiently large. Without loss of generality, let Each of the following holds true. (i)For or a permutation of the carrying capacities does not change the maximum harvesting level.(ii)For we can achieve three different levels of maximum harvesting through permutations of the carrying capacities. In particular, or and their cyclic permutations give the largest, and or and their cyclic permutations give the smallest.(iii)For we can achieve twelve different levels of maximum harvesting through permutations of the carrying capacities. In particular, or and their cyclic permutations give the largest, and or and their cyclic permutations give the smallest.
Proof. Since the maximum harvesting level for each permutation is achieved at
then we need to investigate the minimum positive value of that satisfies this equation. (i) follows straight from the expressions of and To prove (ii), classify the elements of the permutation group into three subgroups, each of which is isomorphic to the dihedral group of order 4. Now, Theorem 3.3 says that it is possible to obtain three different values of More specifically, or and their cyclic permutations give the same maximum harvesting level, say Similarly, or and their cyclic permutations give or and their cyclic permutations give Now, we proceed to show that Define
then and for Furthermore, straightforward computations show that
Now, implies that , implies that and implies that The proof of (iii) is computational and too long; however, it follows along the same lines as the proof of (ii), and thus, we omit it.
4. Periodic Harvesting in a Periodic Environment
In this section, we consider
Observe that if for all then we have the constant yield harvesting. Thus we discuss the constant yield harvesting first followed by the more general periodic case, then we discuss resonance and attenuance. Finally, for the sake of concreteness, we focus on the specific case
4.1. Constant Yield Harvesting in a Periodic Environment
We force in (4.1) to obtain (2.1). Observe that is asymptotic to So, it is obvious that , where is a threshold level of harvesting that needs to be investigated. The next result gives an upper bound on the maximal harvesting level .
Proposition 4.1. Consider (2.1), then
Proof. The set on the right-hand side of the inequality is the stable cycle at zero harvesting level.
By now, it is well known that periodic environment does not enhance populations governed by the Beverton-Holt model with constant growth rate and periodic capacity [21, 22, 25, 26]. This suggests that periodic environment has a negative impact on the maximum harvesting level. Indeed, we have the following result.
Theorem 4.2. Consider (2.1); then the maximum harvesting level in a periodic environment is less than the maximum harvesting level in a constant environment with
Proof. Let be the semistable -cycle assured at the maximum harvesting level From (2.1), we obtain
and thus
Since the map has absolute maximum at then
The right-hand side of the inequality is the maximum harvesting level at the constant carrying capacity which completes the proof.
4.2. The General Case
By considering the matrix of (2.3) to be
Proposition 2.1 continues to hold with the exception that cycles period may not be minimal, that is, the cycle’s period could be a divisor of This is due to the freedom in the two parameters and For instance, consider and
In this case, is an equilibrium point and is a 4-cycle. Furthermore, is the persistent set. For more details about the structure of periodic solutions in periodic discrete systems, we refer the reader to [27, 28].
In a constant capacity environment with , the maximum constant harvesting is . The following theorem indicates that periodic harvesting in a periodic environment gives an average harvest rate less than .
Theorem 4.3. Consider to be the average of the maximum harvesting levels in (4.1). Then
Proof. If (4.1) has no periodic solution, then no population persists. So, let be a periodic solution of period (not necessarily minimal). Now, use the same argument as in the proof of Theorem 4.2 to obtain the result.
Despite the inferiority of as shown in Theorem 4.3, one cannot underestimate the flexibility of periodic harvesting in terms of harvesting efforts and the effect on populations. Let