Abstract

Chitin and chitosan, valuable marine biopolymers, recovered from shrimp waste, are an abundant by-product of the shrimp processing industry in Vietnam, at an estimated 200000 metric tons per year. The obtained chitin and chitosan are characterized by their purity and functional properties. The polymers show good quality with low residual ash and protein content (<1%). The antioxidant potency of chitosan is evaluated by several different in vitro systems, including 1,1-diphenyl-2-picrylhydrazyl (DPPH) free radical scavenging, total reducing power, and inhibition of lipid peroxidation. The DPPH free radical scavenging, total reducing power, and lipid peroxidation inhibition activities of chitosan at varying concentration (0.125 to 1.0 mg/mL) range from 3.7 to 16.8%, 0.05 to 0.15, and 1.7 to 15.1%, respectively. This study demonstrates that chitin and chitosan, of good quality and having characteristics compatible with a broad range of applications, can be prepared from white shrimp waste.

1. Introduction

Chitin, a linear polymer of β (1-4) linked 2-acetamido-2-deoxy-D-glucopyranose, is one of the most abundant natural polymers, found in almost all crustaceans. Chitin, especially its deacetylated form, and chitosan are well known marine biopolymers, having many applications in the food industry, agriculture, biotechnology, cosmetics, medicine, and also waste treatment [14]. The reactive functional groups of chitosan include an amino group and both primary and secondary hydroxyl groups at C-2, C-3, and C-6 positions, respectively. The amino contents of chitosan are the main factors influencing their structures and physicochemical properties and are correlated with their chelation, flocculation, and biological functions [5]. Chitosan has attracted considerable interest, not only due to being an underutilized resource but also due to its biological behaviors, namely, antioxidant, antimicrobial, hypocholesterolemic, immunity-enhancing and antitumor activity, drug delivery, and its capacity to accelerate calcium and ferrum absorption, and so forth [13]. The antioxidant properties of chitosan have been studied in vitro and in vivo. The antioxidant effects of chitosan on the oxidation of lard and crude rapeseed oil were demonstrated by Liu [6] who reported that chitosan could significantly reduce serum free fatty acids and malondialdehyde concentrations, elevate superoxide dismutases, and display catalase and glutathione peroxidase activities, the latter being the major antioxidant enzymes in the body. This indicates that chitosan regulated the antioxidant enzyme activities and reduced lipid peroxidation. The biological activities of chitosan and its derivatives correlated with their structures and physicochemical properties [7].

A major source for the large scale production of chitin and chitosan is crustacean processing waste (shrimp, krill, and crab shells). The structures and physicochemical properties of chitin and chitosan depend on both the sources and the production conditions [811].

Vietnam is one of the foremost countries involved in shrimp aquaculture [12]. Shrimp are usually peeled in standard seafood processing factories to obtain shrimp meat for export, and the leftover shells and heads, approximately 35–45% of the total weight, are considered to be waste. As a result, shrimp processing leads to massive amounts of shrimp biowaste in Vietnam estimated to be more than 200,000 metric tons (wet weight) per year [13]. To date, the shrimp waste in Vietnam has been used primarily for the preparation of chitin and chitosan. The potential applications of chitin and chitosan depend on their physicochemical properties and biological activities. However, the information that has been prepared from Vietnamese shrimp waste on the physicochemical properties and biological activities of chitin and chitosan prepared from Vietnamese shrimp waste is limited. To our knowledge, no systematic study has been published. The present study, therefore, was conducted to investigate the physicochemical properties and antioxidant activities of chitin and chitosan prepared from Vietnamese shrimp waste.

2. Materials and Methods

2.1. Materials and Chemicals

White shrimp waste was collected from a seafood processing factory in Khanh Hoa Province, Central Vietnam. The cold shrimp waste was transported to a laboratory under ice. The waste was washed in running water and ground in a knife mill to obtain pieces of 0.3 to 0.5 cm. Portions of 1000 g were packed in plastic bags and frozen at −20°C until required.

Sodium hydroxide and hydrochloric acid were purchased from Viet Tri Chemical Joint Stock Company (Phu Tho, Vietnam). All other chemicals were of analytical grade and were purchased from Sigma-Aldrich (St. Louis, MO, USA).

2.2. Chitin and Chitosan Recovery from Shrimp Waste

Chitin was prepared from shrimp waste by combining enzymatic and chemical treatment [13]. 10 kg of ground shrimp waste was thawed and mixed thoroughly with 5 L of warm distilled water (50°C). Deproteinization was carried out using the enzyme alcalase (food grade 2.4 AU/g) generously provided by Novozymes (Denmark). The enzyme is produced from the submerged fermentation of Bacillus licheniformis.

The deproteinization took place in plastic tanks as follows: percentage enzyme/wet waste, 0.2% v/w, pH 8, and 55°C treatment duration for 8 h. The adjustment of pH was achieved by using 1 N NaOH. The reaction was stopped for 15 min after reaching 85°C. Next, the enzyme treated waste was immersed in 2% NaOH for 12 h (1/5 w/v) at room temperature in order to remove the remaining protein. The resulting solids were washed until neutral. Finally, the sample was demineralized by soaking it in a 4% HCl solution for 12 h (1/5, w/v) at room temperature; then it was washed to obtain the chitin.

Chitosan was prepared from chitin by a chemical method, in 50% (v/v) NaOH at 65°C for 20 h, and then washed to a neutral pH and dried to obtain chitosan [14].

2.3. Characterization of Chitin and Chitosan

The crystallinity of the chitin and chitosan was measured by a Bruker Advance D8 X-ray diffractometer at a scanning speed of 2° 2θ/min within a range from 5° to 30°. NMR-1H spectra were recorded for both chitin and chitosan in concentrated DCl (35% w/v) at 300 K on a 300 MHz Bruker Advance DPX spectrometer [15]. The IR spectra of the chitin and chitosan were measured from 4000 to 400 cm−1 with a Bruker Tensor 37 FT-IR spectrophotometer. The degree of deacetylation of chitosan was measured by the UV method [16]. A bulk density was assayed following the procedure of Cho et al. [17] and was computed as g/mL. The water binding capacity was measured using the method of No et al. [18].

2.4. Determination of 2,2-Diphenyl-1-picrylhydrazyl Radical Scavenging Activity

DPPH radical scavenging activity was determined following the method of Fu et al. [19] with a slight modification. Briefly, reaction mixtures, containing 1 mL of a chitosan sample (1.0-2.0 mg/mL) in 0.5% acetic acid solution, 1 mL ethanol, and 1 mL of 0.1 mM DPPH ethanol solution, were raised to a final volume of 4 mL by 0.5% acetic acid solution in test tubes. The mixtures were mixed thoroughly and then kept at 25°C for 30 min in the dark. The absorbance of the mixtures was measured at 517 nm against a blank without DPPH using a Shimadzu model mini 1240 UV-Vis spectrophotometer (Kyoto, Japan). BHT was used for comparison.

The DPPH radical scavenging activity was calculated using the following equation: where and are absorbances of a control mixture without antioxidant and a mixture containing antioxidant, respectively.

2.5. Determination of Total Reducing Power Ability

The total reducing power ability was measured as described by Oyaizu [20] with a slight modification as follows. Briefly, a 0.5 mL portion of 1% potassium ferricyanide was mixed with 0.5 mL of a chitosan sample (1.0-2.0 mg/mL) in 0.5% acetic acid solution, and each was raised in test tubes to a final volume of 1.5 mL with the addition of a 0.2 M sodium phosphate buffer (pH 6.6). The mixtures were incubated at 50°C for 20 min and subsequently 0.5 mL of 10% trichloroacetic acid was added, followed by the addition of 2 mL of distilled water and 400 μL of 0.1% of ferric chloride. The reaction mixtures were then centrifuged at 3,000 rpm for 10 min. The absorbance of the supernatant was measured at 700 nm against a blank using the spectrophotometer. Increased absorbance indicated increased reducing power. BHT was used for comparison.

2.6. Determination of Lipid Peroxidation Inhibition Activity

Lipid peroxidation inhibition activity was determined as described by Bao et al. [21] with a slight modification. Briefly, a 50 g portion of tuna (Thunnus albacares) dark muscle was homogenized in 500 mL of a 1.15% KCl aqueous solution at 13000 rpm for 5 min with a model PRO250 Homogenizer (PRO Scientific Inc., USA) to produce muscle homogenate of 10%. The mixtures containing 9 mL of the homogenate and 1 mL of either 0.5% acetic acid solution or one of the chitosan solutions (1.0-2.0 mg/mL) were initiated by the addition of 45 μL of FeCl3/sodium ascorbate (1 : 1, v/v) held in 25 mL Erlenmeyer flasks. The mixtures in 25 mL Erlenmeyer flasks were subsequently incubated at 37°C for 1 h. Thiobarbituric acid reactive substances (TBARS) formation in the mixtures during incubation was determined spectrophotometrically according to the procedure of Uchiyama and Mihara [22]. Absorbances at 535 nm of the reaction products in -butanol were measured with the spectrophotometer.

Lipid peroxidation inhibition activity was calculated using the following equation: where is the absorbance of a control mixture, without the chitosan, and is the absorbance of a mixture containing the chitosan solution.

2.7. Statistical Analyses

Statistical analysis of the data was performed using R software for Windows version 3.1.1 (http://cran.r-project.org/bin/windows/base/). Significant differences were determined by one-way ANOVA, and Tukey’s Multiple Comparisons of Means test was used to determine the statistical difference between the samples at .

3. Results and Discussion

3.1. Physicochemical Properties of Chitin, Chitosan Recovered from White Shrimp Waste

Earlier studies have demonstrated that the physicochemical characteristics of chitosan affect its functional properties [17, 18]. The present study shows that degree of deacetylation, bulk density, and water binding capacity of chitosan was %,  (g/mL), and (%), respectively. The crystal structures of chitin and chitosan are characterized by XRD measurements (Figure 1). The diffraction pattern of the chitin shows strong reflections at around 9-10° and of 20-21° and minor reflections at higher values, for example, at 26.4° (Figure 1(a)). The peaks are high and sharp, indicating a highly ordered crystal structure of α-chitin. It is clearly distinguished from β-chitin prepared from squid pens as reported by previous work [23]. However, after chemical deacetylation, the two sharp peaks became lower and broader, while the minor peaks disappeared in the diffraction pattern of the chitosan, indicating a lower level of crystallinity or a more amorphous structure of the chitosan (Figure 1(b)). A similar phenomenon was observed in previous works for chitin obtained from lobster, crab shells, and squid pens [8].

Infrared (IR) spectroscopy is one of the most important and widely used analytical techniques available to characterize the chemical structure of chitin and chitosan. The FT-IR spectra of chitin and chitosan are shown in Figure 2. The spectrum of chitin shows the usual characteristic stretching vibration bands at 3440 cm−1 (O-H), 2880 cm−1 (C-H), 1660 and 1626 cm−1 (amide I), 1558 cm−1 (amide II), 1379 cm−1(C-H), and 950–1200 cm−1 (C-O-C) and (C-O) (Figure 2(a)). In the case of chitosan, the FTIR spectrum is similar to that of chitin (Figure 2(b)). However, compared with the spectrum of chitin, the representative peaks at 1560 cm−1 (amide II) and 1315 cm−1 (amide III) are significantly decreased or removed completely after the -deacetylation of chitin, confirming the almost total conversion to chitosan and reflecting a high degree of deacetylation. Our IR results concur with those of chitin and chitosan preparations from shrimp sources reported from previous authors [8, 24].

The nuclear magnetic resonance (NMR) spectroscopy is a powerful method used to characterize the chemical composition of chitin and chitosan. Chitin is not soluble in most common organic solvents. However, chitin can be dissolved in concentrated HCl with an insignificant deacetylation of acetyl groups. Therefore, the 1H NMR of chitin in concentrated DCl (as shown in Figure 3(a)) can be used to determine the degree of acetylation (DA) of chitin. The DA of chitin isolated from white shrimp is calculated using the equation proposed by Einbu and Vårum [25] as 0.95. It means that the chemical structure of chitin has caused minimal damage during isolation and that the chitin is then suitable for high yield N-acetyl glucosamine production [25].

Figure 3(b) shows the 1H NMR spectrum of chitosan prepared from white shrimp chitin. The calculation of DA from this spectrum used a method proposed by Vårum et al. [15] and gave a value of 0.195. Therefore, the chitosan prepared has a relatively low DA.

3.2. Antioxidant Activity of Chitosan Recovered from White Shrimp Waste

The DPPH radical scavenging activity of the chitosan and BHT and its different concentrations is presented in Figure 4. The DPPH radical scavenging activity of the chitosan was significantly lower () than that of BHT at the same concentration. The activity varied from 3.7 to 16.8%, which corresponds to 1.0 to 2.0 mg of the chitosan per mL. Chitosan scavenges various free radicals through the action of nitrogen on the C-2 position of the chitosan [26]. The scavenging mechanism of chitosan was suggested by Xia et al. [7]. The nitrogen of amino groups has a lone pair of electrons; it can attach to a proton released from acidic solution to form ammonium () groups. The free radicals can react with the hydrogen ion from the to form a stable molecule.

The total reducing power ability of the chitosan was assessed based on the measurement of - transformation. The ability exhibited a dose-dependent activity between 1.0 mg/mL and 2.0 mg/mL (Figure 5). In comparison with the BHT, the total reducing power ability of the chitosan remained significantly lower () at the same concentration.

The antioxidative activity against lipid peroxidation in homogenates of tuna dark muscle is shown in Figure 6. Lipid peroxidation inhibition activity of the chitosan was lower () than that of BHT at the same concentration. The activity varied from 1.7 to 15.1%, which corresponds to 1.0 to 2.0 mg of the chitosan per mL. It is generally considered that the inhibition of lipid peroxidation by an antioxidant can be explained through various mechanisms. One such mechanism is the free radical scavenging activity and another is reducing power ability. The homogenate of tuna dark muscle in the present study is a simulated biological model where lipid oxidation was initiated by FeCl3/sodium ascorbate in the presence of the inherent Mb of the muscle. When lipid hydroperoxides are generated from the lipid oxidation process, they react with the metMb that exists in the homogenate to form ferrylmyoglobin (ferrylMb) [21], which has the ability to abstract a hydrogen atom from lipids to generate an alkyl radical. In the presence of oxygen, the alkyl radical then forms a peroxyl radical, which can produce further initiatory oxidation of other lipid molecules [27]. When the chitosan was added to the homogenate, the free radicals generated from the reaction between lipid hydroperoxides and metMb in the homogenate could be scavenged by the chitosan, and the ferrylMb formed from these reactions received electrons from the NH2 group of the chitosan returning metMb. Thus, lipid peroxidation in the homogenate can be suppressed.

The present study demonstrated a significant correlation between the lipid peroxidation inhibition activity and the DPPH radical scavenging activity and total reducing power ability of the chitosan with determination coefficients of 0.98 and 0.97 (), respectively. This suggests that, in this particular case, the predominant mechanism of the antioxidative activity of the chitosan against lipid peroxidation in the homogenates of tuna dark muscle was based on the radical scavenging activity and reducing power ability.

4. Conclusions

The results show that chitin and chitosan can be prepared from white shrimp waste, which is abundant in Vietnam. The chitin and chitosan acquired were of good quality and possessed antioxidant activity which could be useful for a broad range of applications. This study identifies opportunities to develop value added products from crustacean processing by-products with biological activity such as antioxidant properties.

Conflict of Interests

The authors declare that there is no conflict of interests regarding the publication of this paper.

Acknowledgments

This research was supported by the Ministry of Education and Training, Vietnam, via a grant to Dr. Trang Si Trung. The authors would like to express their thanks to Mr. Khong Trung Thang and Mr. Nguyen Cong Minh for supporting their lab work.