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Year | Promulgation institution | Titles |
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1997 | People’s Bank of China | Guiding principles that strengthen the internal control of financial institutions |
2000 | China Securities Regulatory Commission (Hereinafter referred to as CSRC) | The compilation rules for public offering securities companies to disclose information, number 1, 3, and 5 |
2002 | People’s Bank of China | Guidelines for the internal control of commercial banks |
2002 | CSRC | Guiding opinions on the internal control of securities investment fund management companies |
2003 | CSRC | Guidelines for the internal control of securities company |
2004 | China Insurance Regulatory Commission (Hereinafter referred to as CIRC) | Guidelines for internal control of insurance intermediary institutions |
2006 | CIRC | Evaluation methods on internal control of life insurance company |
2007 | China Banking Regulatory Commission (Hereinafter referred to as CBRC) | Guidelines for the internal control of commercial banks |
2008 | The Ministry of Finance, the Audit Commission, CBRC, CIRC, CSRC | Fundamental standards of corporate internal control |
2009 | State-owned Assets Supervision and Administration Commission | Notice on further strengthening the supervision of financial derivative business of governmental enterprises |
2010 | The Ministry of Finance, the Audit Commission, CBRC, CIRC, CSRC | Application guidelines, audit guidelines, and evaluation guidelines for corporate internal control |
2012 | The Ministry of finance | Number 1 of the notice on Accounting (2012) and number 3 that explain problems related to implementation of the internal control standard system |
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