Abstract

An operator 𝑇𝐵() is called quasi-class (𝐴,𝑘) if 𝑇𝑘(|𝑇2||𝑇|2)𝑇𝑘0 for a positive integer 𝑘, which is a common generalization of class A. In this paper, firstly we consider some spectral properties of quasi-class (𝐴,𝑘) operators; it is shown that if 𝑇 is a quasi-class (𝐴,𝑘) operator, then the nonzero points of its point spectrum and joint point spectrum are identical, the eigenspaces corresponding to distinct eigenvalues of 𝑇 are mutually orthogonal, and the nonzero points of its approximate point spectrum and joint approximate point spectrum are identical. Secondly, we show that Putnam's theorems hold for class A operators. Particularly, we show that if 𝑇 is a class A operator and either 𝜎(|𝑇|) or 𝜎(|𝑇|) is not connected, then 𝑇 has a nontrivial invariant subspace.

1. Introduction

Throughout this paper let be a separable complex Hilbert space with inner product ,. Let 𝐵() denote the 𝐶-algebra of all bounded linear operators on . The spectrum of an operator 𝑇𝐵() is denoted by 𝜎(𝑇).

Here an operator 𝑇𝐵() is called 𝑝-hyponormal for 0<𝑝1 if (𝑇𝑇)𝑝(𝑇𝑇)𝑝0; when 𝑝=1, 𝑇 is called hyponormal; when 𝑝=1/2, 𝑇 is called semihyponormal. 𝑇 is called log-hyponormal if 𝑇 is invertible and log𝑇𝑇log𝑇𝑇. And an operator 𝑇 is called paranormal if 𝑇𝑥2𝑇2𝑥𝑥 for all 𝑥. By the celebrated Löwner-Heinz theorem “𝐴𝐵0 ensures 𝐴𝛼𝐵𝛼 for any 𝛼[0,1],” every 𝑝-hyponormal operator is 𝑞-hyponormal for 𝑝𝑞0. And every invertible 𝑝-hyponormal operator is log-hyponormal since logt is an operator monotone function. We remark that (𝐴𝑝𝐼)/𝑝logA as 𝑝+0 for positive invertible operator 𝐴>0, so that 𝑝-hyponormality of 𝑇 approaches log-hyponormality of 𝑇 as 𝑝+0. In this sense, log-hyponormal can be considered as 0-hyponormal. 𝑝-hyponormal, log-hyponormal, and paranormal operators were introduced by Aluthge [1], Tanahashi [2], and Furuta [3, 4], respectively.

In order to discuss the relations between paranormal and 𝑝-hyponormal and log-hyponormal operators, Furuta, et al. [5] introduced a very interesting class of bounded linear Hilbert space operators: class A defined by |𝑇2||𝑇|20, where |𝑇|=(𝑇𝑇)1/2 which is called the absolute value of 𝑇, and they showed that class A is a subclass of paranormal and contains 𝑝-hyponormal and log-hyponormal operators. Class A operators have been studied by many researchers, for example, [612].

Aluthge [1] introduced 𝑇=|𝑇|1/2𝑈|𝑇|1/2, which is called Aluthge transformation of 𝑇. The operator 𝑇 plays an important role in the study of spectral properties of the 𝑝-hyponormal or log-hyponormal operator 𝑇. Aluthge-Wang [13] introduced 𝑤-hyponormal operators defined by ||𝑇||||𝑇|||||𝑇|||,(1.1) where the polar decomposition of 𝑇 is 𝑇=𝑈|𝑇| and 𝑇 is the Aluthge transformation of 𝑇. As a generalization of 𝑤-hyponormal, Ito [14] introduction class 𝑤𝐴(𝑠,𝑡) is defined by ||𝑇||𝑡||𝑇||2𝑠||𝑇||𝑡𝑡/(𝑠+𝑡)||𝑇||2𝑡,||𝑇||2𝑠||𝑇||𝑠||𝑇||2𝑡||𝑇||𝑠𝑠/(𝑠+𝑡)(1.2) for 𝑠>0 and 𝑡>0. Ito and Yamazaki [15] showed that 𝑤-hyponormal equals 𝑤𝐴(1/2,1/2); class A equals 𝑤𝐴(1,1). Inclusion relations among these classes are known as follows:{hyponormaloperators}{𝑝-hyponormaloperators{,0<𝑝1}classA(𝑠,𝑡)operators]},𝑠,𝑡(0,1{classAoperators}{paranormaloperators}.(1.3)

Jeon and Kim [16] introduced quasi-class A (i.e., 𝑇(|𝑇2||𝑇|2)𝑇0) operators as an extension of the notion of class A operators.

Recently Tanahashi et al. [9] considered an extension of quasi-class A operators, similar with respect to the extension of the notion of 𝑝-quasihyponormality to (𝑝,𝑘)-quasihyponormality.

Definition 1.1. 𝑇𝐵() is called a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘 if 𝑇𝑘||𝑇2||||𝑇||2𝑇𝑘0.(1.4)

Remark 1.2. In [17], this class of operators is called 𝑘-quasi-class A. It is clear that {𝑝-hyponormaloperators}{classAoperators}{quasi-classAoperators}{quasi-class(𝐴,𝑘)operators},(1.5){quasi-class(𝐴,𝑘)operators}{quasi-class(𝐴,𝑘+1)operators}.(1.6)
In [17], we show that the inclusion relation (1.6) is strict by an example.
In this paper, firstly we consider some spectral properties of quasi-class (𝐴,𝑘) operators; it is shown that if 𝑇 is a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘, then the nonzero points of its point spectrum and joint point spectrum are identical; furthermore, the eigenspaces corresponding to distinct eigenvalues of 𝑇 are mutually orthogonal; the nonzero points of its approximate point spectrum and joint approximate point spectrum are identical. Secondly, we show that Putnam’s theorems hold for class A operators. Particularly, we show that if 𝑇 is a class A operator and either 𝜎(|𝑇|) or 𝜎(|𝑇|) is not connected, then 𝑇 has a nontrivial invariant subspace.

2. Main Results

A complex number 𝜆 is said to be in the point spectrum 𝜎𝑝(𝑇) of 𝑇 if there is a nonzero 𝑥 such that (𝑇𝜆)𝑥=0. If in addition, (𝑇𝜆)𝑥=0, then 𝜆 is said to be in the joint point spectrum 𝜎jp(𝑇) of 𝑇. Clearly, 𝜎jp(𝑇)𝜎𝑝(𝑇). In general, 𝜎jp(𝑇)𝜎𝑝(𝑇).

In [18], Xia showed that if 𝑇 is a semihyponormal operator, then 𝜎jp(𝑇)=𝜎𝑝(𝑇); Tanahashi extended this result to log-hyponormal operators in [2]. Aluthge [13] showed that if 𝑇 is 𝑤-hyponormal, then nonzero points of 𝜎jp(𝑇) and 𝜎𝑝(𝑇) are identical; Uchiyama extended this result to class A operators in [10]. In the following, we will point out that if 𝑇 is a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘, then nonzero points of 𝜎jp(𝑇) and 𝜎𝑝(𝑇) are also identical and the eigenspaces corresponding to distinct eigenvalues of 𝑇 are mutually orthogonal.

Lemma 2.1 (see [9, 17]). Let 𝑇𝐵() be a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘. If 𝜆0 and (𝑇𝜆)𝑥=0 for some 𝑥, then (𝑇𝜆)𝑥=0.

Theorem 2.2. Let 𝑇𝐵()be a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘. Then the following assertions hold:
(1) 𝜎𝑗𝑝(𝑇){0}=𝜎𝑝(𝑇){0},
(2) If (𝑇𝜆)𝑥=0, (𝑇𝜇)𝑦=0 and 𝜆𝜇, then 𝑥,𝑦=0.

Proof. (1) Clearly by Lemma 2.1.
(2) Without loss of generality, we assume 𝜇0. Then we have (𝑇𝜇)𝑦=0 by Lemma 2.1. Thus we have 𝜇𝑥,𝑦=𝑥,𝑇𝑦=𝑇𝑥,𝑦=𝜆𝑥,𝑦. Since 𝜆𝜇, 𝑥,𝑦=0.

A complex number 𝜆 is said to be in the approximate point spectrum 𝜎𝑎(𝑇) of 𝑇 if there is a sequence {𝑥𝑛} of unit vectors in such that (𝑇𝜆)𝑥𝑛0. If in addition, (𝑇𝜆)𝑥𝑛0, then 𝜆 is said to be in the joint approximate point spectrum 𝜎ja(𝑇) of 𝑇. Clearly, 𝜎ja(𝑇)𝜎𝑎(𝑇). In general, 𝜎ja(𝑇)𝜎𝑎(𝑇). In [18], Xia showed that if 𝑇 is a semihyponormal operator, then 𝜎ja(𝑇)=𝜎𝑎(𝑇); Tanahashi [2] extended this result to log-hyponormal operators. Aluthge and Wang [19] showed that if 𝑇 is 𝑤-hyponormal, then nonzero points of 𝜎ja(𝑇) and 𝜎𝑎(𝑇) are identical; Chō and Yamazaki extended this result to class A operators in [7]. In the following, we will show that if 𝑇 is a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘, then nonzero points of 𝜎ja(𝑇) and 𝜎𝑎(𝑇) are also identical.

Theorem 2.3. Let 𝑇𝐵() be a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘. Then 𝜎𝑗𝑎(𝑇){0}=𝜎𝑎(𝑇){0}.

To prove Theorem 2.3, we need the following auxiliary results.

Lemma 2.4 (see [20]). Let be a complex Hilbert space. Then there exists a Hilbert space 𝒦 such that 𝒦 and a map 𝜑𝐵()𝐵(𝒦) such that
(1)   𝜑 is a faithful -representation of the algebra 𝐵() on 𝒦;
(2)   𝜑(𝐴)0 for any 𝐴0 in 𝐵();
(3)  𝜎𝑎(𝑇)=𝜎𝑎(𝜑(𝑇))=𝜎𝑝(𝜑(𝑇)) for any 𝑇𝐵().

Lemma 2.5 (see [18]). Let 𝜑𝐵()𝐵(𝒦) be Berberian’s faithful -representation. Then 𝜎𝑗𝑎(𝑇)=𝜎𝑗𝑝(𝜑(𝑇)).

Proof of Theorem 2.3. Let 𝜑𝐵()𝐵(𝒦) be Berberian’s faithful -representation of Lemma 2.4. In the following, we shall show that 𝜑(𝑇) is also a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘.
In fact, since 𝑇 is a quasi-class(𝐴,𝑘) operator, we have (𝜑(𝑇))𝑘||(𝜑(𝑇))2||||||𝜑(𝑇)2(𝜑(𝑇))𝑘𝑇=𝜑𝑘||𝑇2||||𝑇||2𝑇𝑘byLemma2.4(1)0byLemma2.4(2).(2.1)
Hence, we have 𝜎𝑎(𝑇){0}=𝜎𝑎(𝜑(𝑇)){0}byLemma2.4(3)=𝜎𝑝(𝜑(𝑇)){0}byLemma2.4(3)=𝜎jp(𝜑(𝑇)){0}byTheorem2.2(1)=𝜎ja(𝑇){0}byLemma2.5.(2.2)
The proof is complete.

Theorem 2.6. Let 𝑇𝐵() be a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘. Then 𝜎(𝑇){0}=(𝜎𝑎(𝑇){0}) (i.e., {𝜆𝜆𝜎𝑎(𝑇){0}}).

Proof. It suffices to prove 𝜎(𝑇){0}(𝜎𝑎(𝑇){0})={𝜆𝜆𝜎𝑎(𝑇){0}}.
Xia [18] showed that 𝜎(𝑇)=𝜎𝑎(𝑇)(𝜎𝑝(𝑇)) holds for any 𝑇𝐵(). Hence we have 𝜎𝑎(𝑇){0}=𝜎ja𝜎(𝑇){0}𝑎𝑇{0}(2.3) by Theorem 2.3. The proof is complete.

Putnam [21] proved three theorems concerning spectral properties of hyponormal operators. These theorems were generalized to 𝑝-hyponormal operators by Chō et al. in [22, 23], to 𝑤-hyponormal operators by Aluthge and Wang in [24], and to 𝑤𝐹(𝑝,𝑟,𝑞) operators by Yang and Yuan in [25]. In the following, we extend these theorems to quasi-class (𝐴,𝑘) operators.

We show the first generalization concerning points in the approximate point spectrum of a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘 as follows.

Theorem 2.7. Let 𝑇𝐵() be a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘. If 𝜆0 such that 𝜆𝜎𝑎(𝑇), then |𝜆|𝜎𝑎(|𝑇|)𝜎𝑎(|𝑇|).

To prove Theorem 2.7, we need the following auxiliary results.

Lemma 2.8 (see [26]). Let 𝑇=𝑈|𝑇| be the polar decomposition of 𝑇, 𝜆0, and {𝑥𝑛} a sequence of vectors. Then the following assertions are equivalent:
(1)   (𝑇𝜆)𝑥n0 and (𝑇𝜆)𝑥𝑛0,
(2)  (|𝑇||𝜆|)𝑥𝑛0 and (𝑈𝑒𝑖𝜃)𝑥𝑛0,
(3)  (|𝑇||𝜆|)𝑥𝑛0 and (𝑈𝑒𝑖𝜃)𝑥𝑛0.

Proof of Theorem 2.7. If 𝜆0 and 𝜆𝜎𝑎(𝑇), a sequence of unit vectors exists such that (𝑇𝜆)𝑥𝑛0 and (𝑇𝜆)𝑥𝑛0 by Theorem 2.3. Hence Theorem 2.7 holds by Lemma 2.8.

Corollary 2.9. Let 𝑇𝐵() be a class A operator. If 𝜆0 such that 𝜆𝜎𝑎(𝑇), then |𝜆|𝜎𝑎(|𝑇|)𝜎𝑎(|𝑇|).

Let 𝑇=𝑈|𝑇| be a 𝑝-hyponormal operator. Does it follow that if 𝜆𝜎(𝑇), then |𝜆|𝜎(|𝑇|)? The answer is affirmative if 𝜆𝜎𝑎(𝑇) by Corollary 2.9. In general, the answer is negative even if 𝑇 is hyponormal and the polar factor 𝑈 is unitary; see details in [21]. However, the converse is true for many classes of operators; see the following results.

Theorem 2.10 (see [18, 21, 23]). Let 𝑇=𝑈|𝑇| be 𝑝-hyponormal for 𝑝>0, then 𝜎(|𝑇|)𝜌(𝜎(𝑇)), where 𝜌 is defined by 𝜌(𝑧)=|𝑧|.

Indeed, the above Theorem 2.10 that was shown for the case 𝑇 is hyponormal by Putnam in [21], for the case 𝑇 is semihyponormal by Xia in [18], and the general case by Chō et al. in [23].

Theorem 2.11 (see [24]). Let 𝑇=𝑈|𝑇| be 𝑤-hyponormal and 𝜎(𝑇) is connected, then 𝜎(|𝑇|)𝜌(𝜎(𝑇)), where 𝜌 is defined by 𝜌(𝑧)=|𝑧|.

Here we show the second generalization concerning the relation between the spectrum of 𝑇 and |𝑇| to class A operators with connected spectrum.

Theorem 2.12. Let 𝑇 be a class A operator and 𝜎(𝑇) is connected, then 𝜎(|𝑇|)𝜌(𝜎(𝑇)), where 𝜌 is defined by 𝜌(𝑧)=|𝑧|.

The numerical range 𝑊(𝑇) of an operator 𝑇 is defined by 𝑊(𝑇)={𝑇𝑥,𝑥𝑥=1}.(2.4) Let 𝑊(𝑇) denote the closure of 𝑊(𝑇). It is well known that for any 𝑇𝐵(), 𝑊(𝑇) is a convex set and 𝜎(𝑇)𝑊(𝑇). Moreover, if 𝑇 is normal, then 𝑊(𝑇)=conv𝜎(𝑇), the convex hull of 𝜎(𝑇).

We need the following auxiliary results.

Lemma 2.13 (see [7]). Let 𝑇=𝑈|𝑇| be the polar decomposition of a class A operator and 𝑇1,1=|𝑇|𝑈|𝑇|. Then 𝑇1,1 is semihyponormal and 𝜎𝑇1,1=𝑟2𝑒𝑖𝜃𝑟𝑒𝑖𝜃.𝜎(𝑇)(2.5)

Lemma 2.14. Let 𝑇=𝑈|𝑇| be the polar decomposition of a class A operator and 𝑇1,1=|𝑇|𝑈|𝑇|. Then 𝑇𝑊(|1,1|)𝑇𝑊(|(1,1)|).

Proof. Let 𝑇1,1𝑇=𝑉|1,1| be the polar decomposition of 𝑇1,1. The nonzero points of 𝑇𝜎(|1,1|) and 𝑇𝜎(|(1,1)|) are identical. Since 𝑇 is a class A operator, 𝑇1,1=|𝑇|𝑈|𝑇| is semihyponormal by Lemma 2.13, that is, |𝑇1,1𝑇||(1,1)|. It follows that 𝑇0𝜎(|(1,1)|) if 𝑇0𝜎(|1,1|). Therefore 𝑇𝜎(|1,1𝑇|)𝜎(|(1,1)|). Hence 𝑊||𝑇1,1||=conv𝜎||𝑇1,1||conv𝜎|||𝑇1,1|||=𝑊|||𝑇1,1|||.(2.6)

Lemma 2.15. Let 𝑇=𝑈|𝑇| be the polar decomposition of a class A operator and 𝑇1,1=|𝑇|𝑈|𝑇|. Then 𝜎(|𝑇|2)𝑇𝑊(|(1,1)|).

Proof. Since 𝑇 is a class A operator, we have ||𝑇1,1||||𝑇||2|||𝑇1,1|||(2.7) by the proof of Theorem 2.1 in [7]. So we have ||𝑇1,1||||𝑇||𝑥,𝑥2|||𝑇𝑥,𝑥1,1|||𝑥,𝑥(2.8) for any unit vector 𝑥. By Lemma 2.14, 𝑇|1,1|𝑥,𝑥𝑇𝑊(|(1,1)|). The convexity of 𝑇𝑊(|(1,1)|) and the above inequalities imply ||𝑇||2𝑥,𝑥𝑊|||𝑇1,1|||.(2.9) Hence 𝜎||𝑇||2conv𝜎||𝑇||2=𝑊||𝑇||2𝑊|||𝑇1,1|||.(2.10)

Proof of Theorem 2.12. Since 𝑇 is a class A operator, 𝑇1,1=|𝑇|𝑈|𝑇| is semihyponormal by Lemma 2.13. It follows from Theorem 2.10 that 𝜎||𝑇1,1||𝜎𝑇𝜌1,1.(2.11) Since the nonzero points of 𝑇𝜎(|1,1|) and 𝑇𝜎(|(1,1)|) are identical, and 𝑇0𝜎(|(1,1)|) implies that (𝑇1,1) is not invertible, and hence 𝑇0𝜎(1,1), the above containment may be modified to become 𝜎|||𝑇1,1|||𝜎𝑇𝜌1,1.(2.12) By Lemma 2.13, we have 𝜎𝑇1,1=𝑟2𝑒𝑖𝜃𝑟𝑒𝑖𝜃.𝜎(𝑇)(2.13) So 𝜌𝜎𝑇1,1=(𝜌(𝜎(𝑇)))2.(2.14) Since 𝜎(𝑇) is connected, (𝜌(𝜎(𝑇)))2 is a closed convex subset of . Hence by Lemma 2.15, we have 𝜎||𝑇||2𝑊|||𝑇1,1|||=conv𝜎|||𝑇1,1|||conv𝜌𝜎𝑇1,1=(𝜌(𝜎(𝑇)))2.(2.15) Since 𝜎||𝑇||2=𝜎||𝑇||2,(2.16) so we have 𝜎||𝑇||2(𝜌(𝜎(𝑇)))2,(2.17) that is, 𝜎||𝑇||𝜌(𝜎(𝑇)).(2.18) The proof is complete.

Putnam [21] proved that if 𝑇 is hyponormal and 𝜎(|𝑇|) is not an interval, then 𝑇 has a nontrivial invariant subspace. This result has been generalized by many authors. Chō et al. generalized Putnam's result to 𝑝-hyponormal operators in [22]. In [24], Aluthge and Wang proved that if 𝑇 is 𝑤-hyponormal and either 𝜎(|𝑇|) or 𝜎(|𝑇|) is not an interval, then 𝑇 has a nontrivial invariant subspace.

Here we shall generalize the above result to class A operators and give an application of Theorem 2.12.

A complex number 𝜆 is said to be in the compression spectrum 𝜎𝑐(𝑇) of 𝑇 if ran(𝑇𝜆) is not dense in . It is well known that 𝜎(𝑇)=𝜎𝑐(𝑇)𝜎𝑎(𝑇) for any 𝑇𝐵(). Moreover, if 𝜆𝜎𝑐(𝑇) and 𝑇𝜆𝐼, then ran(𝑇𝜆) is a nontrivial invariant subspace of 𝑇.

Theorem 2.16. Let 𝑇𝐵() be a quasi-class (𝐴,𝑘) operator for a positive integer 𝑘. If there is a 𝜆𝜎(𝑇), 𝜆0, with |𝜆|𝜎(|𝑇|)𝜎(|𝑇|), then 𝑇 has a nontrivial invariant subspace.

Proof. We have that 𝜆𝜎𝑎(𝑇) by Theorem 2.7. So we have 𝜆𝜎𝑐(𝑇). By the assumption, we have that 𝑇𝜆𝐼. Hence 𝑇 has a nontrivial subspace.

Corollary 2.17. Let 𝑇𝐵() be a class A operator. If there is a 𝜆𝜎(𝑇), 𝜆0, with |𝜆|𝜎(|𝑇|)𝜎(|𝑇|), then 𝑇 has a nontrivial invariant subspace.

Theorem 2.18. Let 𝑇𝐵() be a class A operator for a positive integer 𝑘. If either 𝜎(|𝑇|) or 𝜎(|𝑇|) is not connected, then 𝑇 has a nontrivial invariant subspace.

Proof. We only give the proof for the case that 𝜎(|𝑇|) is not connected, for the case 𝜎(|𝑇|) is not connected can be proved similarly.
If 𝜎(𝑇) is not connected, then the Theorem is clear, so we assume that 𝜎(𝑇) is connected. By the assumption, we have that 𝜎(|𝑇|) is not an interval, so there exist 𝑠, 𝑡𝜎(|𝑇|), 0𝑠<𝑡 such that ||𝑇(𝑠,𝑡)𝜎||=.(2.19)
Let 𝑁={𝑧𝑠<|𝑧|<𝑡}. Since 𝜎(|𝑇|){0}=𝜎(|𝑇|){0}, there exists a 𝑣𝜎(𝑇) for which |𝑣|=𝑡. Similarly, if 0<𝑠, then there exists a 𝑢𝜎(𝑇) for which |𝑢|=𝑠 by Theorem 2.12.
On the other hand, if 𝑠=0, then 𝑇 is not invertible and hence 0𝜎(𝑇). Hence there exists a 𝑢=0𝜎(𝑇) such that |𝑢|=𝑠. So both the outer and inner boundaries of the annulus 𝑁 contain a point of 𝜎(𝑇). Since 𝜎(𝑇) is connected, we have that 𝑁𝜎(𝑇).
Hence there exists a 𝜆𝑁𝜎(𝑇), thus |𝜆|(𝑠,𝑡). So we have that 𝜆0 and |𝜆|𝜎(|𝑇|) by (2.19). Therefore Theorem 2.18 holds by Corollary 2.17.

Acknowledgments

This work was partially supported by the National Natural Science Foundation of China (11071188) and the Natural Science Foundation of the Department of Education, Henan Province (2011A11009).