Evaluation Method for the Liquefaction Potential Using the Standard Penetration Test Value Based on the CPTU Soil Behavior Type Index

Du, Guangyin; Gao, Changhui; Liu, Songyu; Guo, Qian; Luo, Tao

doi:https://doi.org/10.1155/2019/5612857

Advances in Civil Engineering

On this page

Abstract Introduction Conclusions Data Availability Conflicts of Interest Acknowledgments References Copyright Related Articles

Research Article | Open Access

Volume 2019 | Article ID 5612857 | https://doi.org/10.1155/2019/5612857

Evaluation Method for the Liquefaction Potential Using the Standard Penetration Test Value Based on the CPTU Soil Behavior Type Index

Guangyin Du,¹Changhui Gao,²Songyu Liu,²Qian Guo,²and Tao Luo³

Academic Editor: Zahid Hossain

Received18 Nov 2018

Revised31 Jan 2019

Accepted20 Feb 2019

Published12 Mar 2019

Abstract

Taking the project of the Su-xin highway treated by using the resonant compaction method as the reference, a new method for the evaluation of liquefaction potential is proposed based on the piezocone penetration test (CPTU) and the standard penetration test (SPT). The soil behavior type index (I_c) obtained from CPTUs and the standard penetration test index (N_63.5), obtained from SPTs, are analyzed for saturated silty sand and silt. The analysis result reveals a linear relationship between N_63.5 and I_c, given by . The larger the value of I_c is, the greater the viscosity of soil is, and the smaller the value of N_63.5 is. According to the method, liquefaction assessment of saturated silty sand and silt foundation can be conducted by using N_63.5 based on the Code of Seismic Design of Building. N_63.5 is expressed by a single I_c, which is calculated from the CPTU data. Compared with existing evaluation methods, this method can provide continuous standard penetration test values, moreover, this method involves a simple calculation, and the results obtained using the method are reliable.

1. Introduction

Liquefaction-induced failure of earth structures, such as road embankments and earth dams, is identified as one of the most dramatic threats of earthquakes [1–3]. Liquefaction evaluation is essential in potentially liquefiable sites [4, 5]. However, liquefaction evaluation is a complex geotechnical engineering task because liquefaction occurrence depends on a large number of factors, such as the mechanical characteristics of the soil layers in the site and the depth of the water table [6]. Therefore, the evaluation of liquefaction potential has attracted widespread attention of geotechnical researchers in the past four decades.

At present, there are two major methods for the evaluation of liquefaction potential, namely, laboratory test and in situ test. The in situ test method is widely used because it involves a small disturbance and is relatively good at representing the liquefaction potential. The typical methods of liquefaction evaluation are based on in situ tests, such as the cone penetration test (CPT) and the standard penetration test (SPT), which are preferred by geotechnical engineers to assess liquefaction potential of soils [7, 8]. However, the method for liquefaction evaluation based on the SPT cannot provide continuous parameters of the blow count of the SPT because the measurement is performed every 1.5 m. The evaluation method for liquefaction potential using the CPT is becoming preferable because it provides standardized and reliable data [9]. Through several stages of modification by Seed et al. and others [10–13], more mature and complete implementation of the CPT has been achieved. In this method, liquefaction “loading” is expressed by the CSR (cyclic stress ratio, which represents the cyclic loading on the soil), and the liquefaction “resistance” is expressed by the CRR (cyclic resistance ratio, which is the capacity of a soil layer to resist liquefaction) [14, 15]. In this theory, liquefaction is predicted to occur if CSR ≥ CRR, and no liquefaction is predicted if CRR > CSR. However, the calculation of CSR and CRR is complex and inconvenient to apply in the field.

Piezocone penetration test (CPTU) technology, based on the traditional static CPT technology, is a standard and advanced in situ test method utilized in the geotechnical project site and has widely been used in geotechnical engineering because of its high accuracy, good repeatability, and low cost [16, 17]. The CPTU can provide three types of data, namely, the pore pressure (u₂), the cone tip resistance (q_c), and the sleeve frictional resistance (f_s), and the CPTU gives near continuous parameters of a continuous geological section. At present, the soil behavior type index (I_c) calculated by using CPTU data is mainly used to classify soil. Liu et al. [18] established the Chinese soil classification method based on CPTU soil behavior type index by analyzing the CPTU test data of several sample sites in Jiangsu province. Ku and Juang [19] found that, while significant changes in q_c, f_s, and u₂ were observed after the dynamic compaction, the soil behavior type determined with these CPTU parameters largely remained unchanged. Others have done similar researches about I_c [20–22]. In addition, the abovementioned “CRR,” based on the modified cone tip resistance of CPTU test and the soil characteristic of the site, is complex for calculation. And there is no method for liquefaction evaluation directly using CPTU parameters in the Chinese National Standard. Thus, some researchers tried to evaluate the soil liquefaction by combining I_c with other parameters. However, liquefaction evaluation using only I_c based on CPTU has rarely been reported, and none of the existing methods can directly calculate the standard penetration value (N_63.5) by using I_c.

In view of the shortcomings existing in the two aforementioned methods for liquefaction evaluation and the advantage of the CPTU, this paper gives the relationship between N_63.5 and I_c and then presents a new and more convenient method to evaluate the liquefaction of the saturated silty sand and silt in the Su-xin highway by combining with the SPT-based method.

2. In Situ Piezocone Penetration Test

2.1. Site Description

The Su-xin highway was constructed in eastern China, and its site location is shown in Figure 1. The intensity of earthquake is 8 degrees in the area, and the design value of seismic acceleration is 0.20 g. The landforms of test site are mainly flood plain and undulating plain on the Yellow River, and denudation monadnock is often scattered in the site. The test site lies in the quaternary coastal plain of the abandoned Yellow River. The topsoil of the site is artificial backfill and Qpd, and the lower soils are silt and silty sand (Figure 2). According to Guidelines for the Seismic Design of Highway Bridges (JTG/T B02-01-2008), the problem of liquefaction is widespread in this area.

2.2. Improving the Foundation Using the Resonance Method

The liquefiable foundation was improved using a resonance device, which involves walking machinery, a vibratory hammer, and a cross-shaped vibration wing developed by Institute of Geotechnical Engineering of SEU. The resonance device and the field of foundation improvement are shown in Figure 3.

2.3. CPTU Design

The size of test region is 100 m × 40 m, as shown in Figure 4. According to the shape of the vibrator, the excitation force, and the spacing of the vibrant points, 5 test regions were divided. With 2 test holes of the CPTU for each region, 10 holes in total were produced (1#∼10#). The depth of each hole is 20 m. The test design is shown in Table 1.

CPTUs were conducted in winter (dry season) after ground improvement using the vibrocompaction method. A typical result of the CPTU is shown in Figure 5, it can be seen that two phases are divided for pore water pressure using 9 m as the dividing line; above is negative pore water pressure, and below is positive pore water pressure. So, 9 m can be regarded as the groundwater table. Parabola relationships are found between the depth and the cone tip resistance (q_t), the side friction (f_s), and the standard penetration test value (N₆₀). All the maximum values of q_t, f_s, and N₆₀ are obtained near 9 m. Taking 9 m as the demarcation depth, above this depth is unsaturated soil, and below this depth are saturated silty sand and silt. In this paper, the method for liquefaction evaluation is studied based on the saturated silty sand and silt below 9 m.

3. Liquefaction Assessment Using the Standard Penetration Test Value Based on the CPTU Soil Behavior Type Index

3.1. Correlation between the Standard Penetration Test Value and the Soil Behavior Type Index

According to the survey results of the code compilation group in China, the liquefaction phenomenon does not exist when the soil depth is more than 20 m. And according to the Code for Seismic Design of Buildings (GB 50011-2010 (Standardization Administration of China)), the SPT-based method should be adopted for the soil within 20 m from ground when the degree of saturated sand or silt needs further liquidation evaluation. So the maximum depth of calculation in this paper is set to 20 m. The critical value of the SPT (N_cr) for liquidation evaluation can be calculated using the following equation:where is the reference value of the SPT for liquidation evaluation (Table 2), is the penetration depth (m), is the depth of the groundwater level (m), is the percentage of clay (%), and is the regulation factor. If the measured value of the standard penetration test (N) is greater than , then no liquefaction occurs; liquidation occurs if N is less than .

The soil behavior type index used in this work follows the generalized definition given by Robertson 2009; this index has been widely applied in the geotechnical literature. The calculation formula of is as follows:where is the normalized cone tip resistance; is the normalized sleeve frictional resistance in percentage; is the total cone tip resistance after correction; and are the total and effective overburden pressure, respectively; and is the measured side friction.

The classification of the soil behavior type index after correction is shown in Table 3.

Robertson determined the relationship between the ratio of the normalized cone tip resistance and standard penetration test value and the average particle size D₅₀ (0.001∼1 mm), where is the standard penetration test value with 60% of the energy (actual hammering energy/total hammering energy). Subsequently, Robertson calculated the value of various types of soils and determined the relationship between and as follows:

After 62 SPTs were performed using a drill pipe of 42 mm in diameter by Liao et al. [23], the result showed the energy ratio of the SPT is approximately 85%, with a lower variation coefficient of 0.03. Because the weight of the hammer in the SPT is 63.5 kg, the standard penetration test value obtained using the SPT is remembered as . Thus, the mathematical relation between and can be obtained according CPTU data and equation (5). The mathematical expression is as follows:

Therefore,

3.2. Correlation between and

CPTU data are collected from 4 test regions, A (1#, 2#), B-1 (3#, 4#), B-2 (5#, 6#), and C (7#, 8#), with each test regions having 50, 51, 51, and 45 sets of data, respectively. Each set of data includes soil depth, cone tip resistance, side friction, and standard penetration test value . can be calculated using equations (2)–(4); the relationship between and is shown in Figure 6.

(a)

(b)

(c)

(d)

After fitting, a negative linear relationship with a higher goodness of fit can be found between and . Based on comprehensive analysis of the four groups of data (shown in Figure 7), the following mathematical relation between and can be obtained:

Equation (8) is suitable for saturated silty sand and silt for which the range of is 1.5 < < 2.5. It can be concluded from equation (8) that and are inversely related; that is, the larger the value, the greater the viscosity of soil, and the smaller the value. The result is in accordance with actual engineering properties of saturated silty sand and silt.

3.3. Correlation between and

By simultaneously solving equations (7) and (8), the following mathematical relation between and can be obtained:

In this paper, the standard penetration test value is replaced by , and the liquefaction estimation is conducted according to the Code for Seismic Design of Buildings (GB 50011-2010). The following are the concrete steps used in this study. First, calculate the value of using equation (9), and then compare with the critical value of the SPT calculated using equation (1). If the calculated value of is greater than , then no liquefaction occurs. Otherwise, the soil is considered to be liquefied.

3.4. Method Validation

To verify the reliability of the method presented in this paper, 49 sets of data from the D region (9#, 10#) are selected for validation calculation. The concrete steps are as follows.(1)With the data of soil depth, cone tip resistance, and side friction, the value can be calculated using equations (2)–(4)(2) is calculated using equation (8) and compared with its original value (as shown in Figure 8(a))(3) is calculated using equation (9) and compared with its measured value obtained using the SPT (as shown in Figure 8(b))(4) is calculated using equation (1) and compared with the measured value of obtained using the SPT (as shown in Figure 8(c))(5)The calculated value of is compared with (as shown in Figure 8(d))

(a)

(b)

(c)

(d)

Figure 8 shows that the calculated value of is basically in line with its original value. The calculated value of is also consistent with its measured value. Because the results of liquefaction estimation through this method is the same as those estimated using the SPT, the proposed method is a reliable for performing liquefaction prediction of saturated silty sand and silt.

3.5. Practical Significance of the Method

Compared with the original methods, this new method has the following advantages. (1) This method can provide a continuous parameter of the standard penetration test value via CPTU compared with that via SPT method and increases the reliability of liquefaction estimation; (2) this method involves a simpler calculation compared with the corrected seed method; and (3) this method is easy to use and apply in engineering practice.

4. Conclusions

Taking the foundation reinforced project using the resonance compaction method in Su-xin highway as the background, a new and convenient and reliable method for liquefaction estimation based on CPTU data was presented. The main conclusions regarding the efficacy of this method are as follows:(1)The CPTU is an advanced in situ test method that can obtain continuous parameters of a geological section. As a result, more reliable and comprehensive information can be used to identify and evaluate the soil liquefaction.(2)The mathematical relation between standard penetration test value and soil behavior type index established for the saturated silty sand and silt is a linear function of . Using this relationship, by calculating through CPTU data, is obtained.(3)The method for liquefaction potential in this paper is estimated through the value calculated from ; this method has sufficient reliability and practicability and involves a simple calculation. This method is suitable for the saturated silty sand and silt, for which the range of is 1.5 < < 2.5. This method must be checked further in engineering practice.

Data Availability

All data used to support the findings of this study are available from the corresponding author upon request.

Conflicts of Interest

The authors declare that they have no conflicts of interest.

Acknowledgments

This work was supported by the National Natural Science Foundation of China (41372308) and the Fundamental Research Funds for the Central Universities (SJLX15_0060), and this support is gratefully acknowledged. We would also like to acknowledge the assistance of the teachers and students at the Institute of Geotechnical Engineering of SEU.

References

E. Karakan, T. Eskisar, and S. Altum, “The liquefaction behavior of poorly graded sands reinforced with fibers,” Advances in Civil Engineering, vol. 2018, Article ID 4738628, 14 pages, 2018.
View at: Publisher Site | Google Scholar
Y.-F. Lee, Y.-Y. Chi, D.-H. Lee, C. H. Juang, and J.-H. Wu, “Simplified models for assessing annual liquefaction probability—a case study of the Yuanlin area, Taiwan,” Engineering Geology, vol. 90, no. 1-2, pp. 71–88, 2007.
View at: Publisher Site | Google Scholar
H. W. Huang, J. Zhang, and L. M. Zhang, “Bayesian network for characterizing model uncertainty of liquefaction potential evaluation models,” KSCE Journal of Civil Engineering, vol. 16, no. 5, pp. 714–722, 2012.
View at: Publisher Site | Google Scholar
S.-Y. Lai, W.-J. Chang, and P.-S. Lin, “Logistic regression model for evaluating soil liquefaction probability using CPT data,” Journal of Geotechnical and Geoenvironmental Engineering, vol. 132, no. 6, pp. 694–704, 2006.
View at: Publisher Site | Google Scholar
Y. Kim, B. Hwang, and W. Cho, “Development of ground freezing system for undisturbed sampling of granular soils,” Advances in Civil Engineering, vol. 2018, Article ID 1541747, 13 pages, 2018.
View at: Publisher Site | Google Scholar
M. Rezania, A. A. Javadi, and O. Giustolisi, “Evaluation of liquefaction potential based on CPT results using evolutionary polynomial regression,” Computers and Geotechnics, vol. 37, no. 1-2, pp. 82–92, 2010.
View at: Publisher Site | Google Scholar
C.-S. Ku, D.-H. Lee, and J.-H. Wu, “Evaluation of soil liquefaction in the Chi-Chi, Taiwan earthquake using CPT,” Soil Dynamics and Earthquake Engineering, vol. 24, no. 9-10, pp. 659–673, 2004.
View at: Publisher Site | Google Scholar
C. H. Juang, C. J. Chen, W. H. Tang, and D. V. Rosowsky, “CPT-based liquefaction analysis, part 1: determination of limit state function,” Géotechnique, vol. 50, no. 5, pp. 583–592, 2000.
View at: Publisher Site | Google Scholar
C.-N. Liu and C.-H. Chen, “Mapping liquefaction potential considering spatial correlations of CPT measurements,” Journal of Geotechnical and Geoenvironmental Engineering, vol. 132, no. 9, pp. 1178–1187, 2006.
View at: Publisher Site | Google Scholar
H. B. Seed, K. Tokimatsu, L. F. Harder, and R. M. Chung, “Influence of SPT procedures in soil liquefaction resistance evaluations,” Journal of Geotechnical Engineering, vol. 111, no. 12, pp. 1425–1445, 1985.
View at: Publisher Site | Google Scholar
T. L. Youd, I. M. Idriss, R. D. Andrus et al., “Liquefaction resistance of soils: summary report from the 1996 NCEER and 1998 NCEER/NSF workshops on evaluation of liquefaction resistance of soils,” Journal of Geotechnical and Geoenvironmental Engineering, vol. 127, no. 10, pp. 817–833, 2001.
View at: Publisher Site | Google Scholar
I. M. Idriss and R. W. Boulanger, “Semi-empirical procedures for evaluating liquefaction potential during earthquakes,” in Proceedings of the Joint 11th International Conference on Soil Dynamics & Earthquake Engineering and the 3rd International Conference on Earthquake Geotechnical Engineering, pp. 32–56, Berkeley, California, January 2004.
View at: Google Scholar
K. O. Cetin, R. B. Seed, A. Der Kiureghian et al., “Standard penetration test-based probabilistic and deterministic assessment of seismic soil liquefaction potential,” Journal of Geotechnical and Geoenvironmental Engineering, vol. 130, no. 12, pp. 1314–1340, 2004.
View at: Publisher Site | Google Scholar
C. H. Juang, S. Y. Fang, and E. H. Khor, “First-order reliability method for probabilistic liquefaction triggering analysis using CPT,” Journal of Geotechnical and Geoenvironmental Engineering, vol. 132, no. 3, pp. 337–350, 2006.
View at: Publisher Site | Google Scholar
C. H. Juang, C. Lu, and J. Hwang, “Assessing probability of surface manifestation of liquefaction at a given site in a given exposure time using CPTU,” Engineering Geology, vol. 104, no. 3-4, pp. 223–231, 2009.
View at: Publisher Site | Google Scholar
G. Cai, J. Lin, S. Liu, and A. J. Puppala, “Characterization of spatial variability of CPTU data in a liquefaction site improved by vibro-compaction method,” KSCE Journal of Civil Engineering, vol. 21, no. 1, pp. 209–219, 2017.
View at: Publisher Site | Google Scholar
G. Cai, H. Zou, S. Liu, and A. J. Puppala, “Random field characterization of CPTU soil behavior type index of Jiangsu quaternary soil deposits,” Bulletin of Engineering Geology and the Environment, vol. 76, no. 1, pp. 353–369, 2017.
View at: Publisher Site | Google Scholar
S. Y. Liu, G. J. Cai, and H. F. Zou, “Practical soil classification methods in China based on piezocone penetration tests,” Chinese Journal of Geotechnical Engineering, vol. 35, no. 10, pp. 1765–1776, 2013.
View at: Google Scholar
C. S. Ku and C. H. Juang, “Variation of CPTU parameters and liquefaction potential at a reclaimed land induced by dynamic compaction,” Journal of GeoEngineeing, vol. 6, no. 2, pp. 89–98, 2011.
View at: Google Scholar
A. Eslami, M. Alimirzaei, E. Aflaki, and H. Molaabasi, “Deltaic soil behavior classification using CPTu records-proposed approach and applied to fifty-four case histories,” Marine Georesources & Geotechnology, vol. 35, no. 1, pp. 62–79, 2017.
View at: Publisher Site | Google Scholar
A. O. Mohammed and El F. O. Ahmed, “Evaluation of the use static cone penetration test (CPT) for the classification of some local soils,” Journal of Architecture and Building Science, vol. 125, no. 5, pp. 385–389, 2003.
View at: Google Scholar
P. K. Robertson, “Cone penetration test (CPT)-based soil behaviour type (SBT) classification system—an update,” Canadian Geotechnical Journal, vol. 53, no. 12, pp. 1910–1927, 2016.
View at: Publisher Site | Google Scholar
X. B. Liao, X. Y. Guo, and Y. Du, “Correlation analysis of standard penetration test results on British and Chinese standard equipment,” Rock and Soil Mechanics, vol. 34, no. 1, pp. 143–147, 2013.
View at: Google Scholar

Copyright

Copyright © 2019 Guangyin Du et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

PDF Download Citation

Download other formats

Order printed copies

Views

11812

Downloads

2591

Citations