Research Article  Open Access
Yohan Cha, TaeMin Oh, GyeChun Cho, "Effects of Focus Geometry on the Hard RockCutting Performance of an Abrasive Waterjet", Advances in Civil Engineering, vol. 2020, Article ID 1650914, 13 pages, 2020. https://doi.org/10.1155/2020/1650914
Effects of Focus Geometry on the Hard RockCutting Performance of an Abrasive Waterjet
Abstract
Abrasive waterjets are being increasingly used in civil engineering for rock and concrete cutting, particularly for the demolition or repair of old structures. The energy of an abrasive waterjet is primarily provided by the accelerated abrasive. The momentum transfer during mixing and acceleration determines the abrasive velocity, which affects the cutting performance. Meanwhile, the geometry of the focus at which mixing occurs influences the momentum transfer efficiency. In this study, the effects of the focus geometry on the optimum abrasive flow rate (AFR) and momentum transfer characteristics in hard rock cutting were investigated. Experiments were conducted using granite specimens to test the AFR under different focus geometry conditions such as diameter and length. The results show that the focus geometry significantly affects the maximum cutting depth and optimum AFR. The maximum cutting energy was analyzed based on the cutting efficiency of a single abrasive particle. In addition, the momentum transfer parameter (MTP) was evaluated from the empirical relationship between the maximum energy and the cutting depth for granitic rocks. Accordingly, a model for estimating the MTP based on the AFR was developed. It is expected that the results of this study can be employed for the optimization of waterjet rock cutting.
1. Introduction
The increasing population has caused an increase in construction and maintenance of old structures in urban areas. Various methods such as blasting, rock splitting, and power breaker are used [1–3], but the use of these methods in urban areas causes noise, vibration, and environmental pollution. Therefore, various researches in fields such as cutting, indentation, and demolition have been conducted with increasing interest and necessity for cutting and breaking of rock and concrete [4–6]. On the contrary, waterjets using highpressure water and abrasives are employed for the industrial cutting and cleaning of a variety of materials. The advantages of waterjets include the adjustability of the cutting and removal rates, low noise and low vibration, and environmental friendliness because only water and abrasives are required. In particular, this approach is beneficial due to the possibility of removing concrete without damaging the inner reinforcements, thereby increasing its usability in civil engineering [7–10]. Thus, the waterjet is well suited for urban construction and maintenance of old structures.
In the waterjet technique, the highpressure water produced by a water pump assembly passes through an orifice and becomes a highvelocity water stream. The subsequently injected abrasives are mixed and accelerated by the highvelocity water stream (Figure 1). These accelerated abrasives provide the majority of the cutting energy of the abrasive waterjet [11, 12]. The focus keeps the particles in a jet as a mixed beam, thereby reducing the exposed cutting area and spreading angle. Therefore, geometric optimization of the focus increases the energy transfer and enhances the cutting efficiency [13]. Accordingly, the inner space of the focus affects the cutting energy [14, 15]. A certain focus length is required for the abrasives to be accelerated sufficiently, but friction between the abrasives and the wall occurs inside the focus. This friction slows down the abrasives, reducing the cutting depth [16, 17]. Another key parameter controlling the cutting depth is the abrasive flow rate (AFR) [16, 18]. Above a certain AFR, which depends on the waterjet system configuration, the abrasives cannot be maximally accelerated; thus, the cutting performance decreases due to particle collisions [13, 19]. Therefore, an optimum AFR exists for a certain waterjet system, including the orifice and focus geometry.
Previous experimental studies have shown that abrasive waterjet cutting results vary depending on the deformation behavior of the target, such as its ductility or brittleness [20, 21]. Because the impact frequency or singleparticle energy has different effects depending on the deformation behavior of the target [16, 22, 23], the properties of the target material affect the optimum AFR according to the focus geometry. Cutting experiments have been conducted to investigate the effects of the effective diameter of the orifice and focus by measuring the cutting depth or roughness [20, 21, 24–26]. For ductile materials such as steel, the effects of the AFR and focus diameter on the cutting depth have been investigated [17, 27], while for brittle materials such as sandstone, the focus diameter has been used as a variable but the effects of the water flow rate and AFR have not been considered [28, 29]. In addition, the effects of the focus length on the input mass of the abrasive have been measured for ductile materials such as AlMiSi0.5 [17] and those on the standoff distance for a suspension jet have been evaluated [30]. Since the AFR is related to the abrasive waterjet cost, AFR optimization has been widely investigated for economic reasons to avoid the excessive use of abrasives. Unlike in a suspension jet system, the cutting depth of an injection waterjet system increases to the optimum AFR and then decreases [16, 19, 31–33].
On the contrary, the abrasive mixing and acceleration efficiency is a function of all parameters related to mixing and acceleration, such as the pressure, AFR, orifice diameter, and focus geometry [16] (Figure 1). The momentum transfer parameter (MTP), which represents the mixing and acceleration efficiency, is very important because it directly affects the cutting energy. This parameter can be obtained by measuring the ratio between the velocities of the mixture and water stream, or their forces [34, 35]. The MTP due to wall friction and mixing losses strongly affects the cutting performance, and previous experimental results have shown that this parameter increases with increasing water pressure [20, 34, 36]. Other studies have indicated that the MTP, which is due to the interaction of the abrasive and water with the walls of the mixing chamber and focus, depends on the focus geometry [37–40], but there is a lack of research describing the characteristics of the MTP. By estimating the cutting energy according to the AFR, the MTP can be evaluated.
According to the literature review, very limited attempts have been made to study the effects of the focus geometry on the optimum AFR considering the water flow rate in hard rock cutting. As various applications of abrasive waterjets are expected in civil engineering, economic utilization of abrasives must be achieved, which requires evaluating the effects of the focus geometry on the optimum AFR during rock cutting. Thus, the objectives of the present study were to evaluate the effects of the focus geometry on the optimum AFR and the momentum transfer characteristics in hard rock cutting. For these purposes, experiments were conducted with different focuses considering the water flow rate. Based on the experimental results, the characteristics of the optimum AFR and momentum transfer were investigated. The results can be used to develop an adjustable focus and to achieve economic utilization of abrasives for geotechnical purposes.
2. Theoretical Background
The accelerated abrasive serves as the main energy source in rock cutting, according to its velocity and mass [11, 12, 41]. In order to evaluate the rockcutting characteristics, it is necessary to examine the process generating the kinetic energy of the abrasive and its influencing parameters.
In a waterjet system, after the highpressure water produced by the pump passes through the orifice, it is converted into a highvelocity water stream. In this case, Bernoulli’s law gives the energy of the highpressure water and highvelocity water stream:where is the water pressure at the pump, is the density of water, is the gravitational acceleration, h is the hydraulic head, is the velocity of water at the pump, is the pressure of the water stream at the orifice, and is the velocity of the water stream at the orifice. When and are much greater than and , respectively, the water pressure at the pump is directly related to the velocity of water at the orifice:
As water passes the orifice, the water flow resistance occurs in the form of wall friction, fluidflow disturbance, and the compressibility of water [16]. When the resistance parameter (μ) is applied (Figure 1), the initial fluid velocity, which is the velocity of the water stream, can be expressed as
The highvelocity water stream accelerates the abrasives. The general flow of abrasive acceleration and the factors affecting the efficiency are illustrated in Figure 1. The energy of the water stream is converted into the kinetic energy of the abrasivewater mixture:where is the flow rate of water, is the flow rate of the abrasive, and is the terminal velocity, at which the velocities of the abrasive and water are equal. In effect, the terminal velocity can be calculated by considering the MTP , depending on the mixing and acceleration efficiency:
The MTP generally varies from 0.57 to 0.85 [42].
The effective kinetic energy () for rock cutting can be obtained from the mass and velocity of the accelerated abrasive:
The AFR and geometry of the mixing space affect the mixing efficiency; therefore, the cutting characteristics are expected to be affected by the MTP. Figure 2 shows the effective kinetic energy at different MTPs (i.e., = 0.57 and 0.81). At the same abrasive flow rate, a 32% higher MTP results in a 45% higher effective kinetic energy. Meanwhile, the decrease in the MTP with the increasing AFR (i.e., = 0.81 ⟶ 0.57) changes the optimum AFR, which shows the maximum cutting depth. Therefore, the change in the optimum AFR can be expected to change the MTP.
The energy distribution shape of abrasives follows the normal distribution ([43, 44]), and the maximum energy () centered at the effective jet radius is obtained by the standard deviation of the energy distribution (σ) considering the probability density [41]:
The effective jet radius is where erosion occurs due to the effective energy. It is determined by the standoff distance (SOD), jet diffusion angle (θ), and focus diameter () at which diffusion begins. In the standard jet distribution, according to the transformed random variable (), the standard deviation of the energy distribution becomes
For the effective jet radius at a probability of 99%, the random variable () is 2.576.
The kinetic energy of a particle is assumed to be absorbed completely by particle impacts [45–47]. Based on maximum energy and cutting depth (D) results, a unique empirical curve was previously proposed for granite cutting [41]:where α = 3.5 ± 1.4 and β = 0.62 ± 0.1. Substituting equations (6) and (7) into equation (9), the MTP () becomes
The MTP can be estimated using the relationship between the maximum energy according to the abrasive waterjet operation conditions and the experimentally obtained cutting depth. Since the MTP is a function of the AFR, the power equation relationship between the MTP () and the AFR () is assumed to bewhere x and y are empirically determined.
Meanwhile, the optimum AFR can be expressed as a power function, including the AFR and cutting depth [33]:where is the reaction velocity coefficient, which can be determined experimentally. The power exponent, the reaction order (m), decreases from 1 to 0 depending on the AFR. It is 0 at the maximum cutting depth; at the optimum AFR, it becomes less than 0 and yields cutting depth results with a bell shape according to the AFR.
3. RockCutting Experimental Program
Figure 3 shows a schematic diagram of the test setup and the waterjet head assembly. An intensifier pump capable of generating up to 420 MPa of highpressure water at a water flow rate of 6 l/m was used. The device moving the waterjet head, at a constant rate, was attached to the experimental chamber.
(a)
(b)
In this experiment, in order to evaluate effects of the focus geometry, focuses with three inner diameters (0.76, 0.91, and 1.02 mm) and three lengths (76.2, 101.6, and 152.4 mm) were used together with three orifices (0.15, 0.54, and 0.33 mm; Figure 4) for different water flow rate conditions (10.67, 29.50, and 50.00 ml/s). The pressure of the waterjet was 320 MPa, and the standoff distance between the target surface and the focus tip was 10 mm. The waterjet head with the focus was moved in one direction during rock cutting at a speed of 8.4 mm/s to prevent low incidence angles due to striation formation [48]. The AFR was changed from 3.3 to 29 g/s to estimate the optimum value. The experimental cases are summarized in Table 1.

Garnet , the most common abrasive (Table 2), was used for granitic rock cutting. The high scratch resistance of garnet due to its hardness has contributed to making it the most popular abrasive. The mean size of the abrasive particles was 80 mesh (0.18 mm; Figure 5), to optimize the ratio between the abrasiveparticle diameter and the focus diameter ( [49]), so that the prepared garnet could be used for various inner diameters of the focus.

(a)
(b)
The intact target rock was granite, which is classified as a very strong rock [50]. Granite is one of the most frequently encountered rocks at construction sites, making it suitable for various waterjet applications in civil engineering. The physical properties of the rock were estimated according to the test methods suggested by the American Society for Testing and Materials and International Society for Rock Mechanics [51, 52]. The uniaxial compressive strength of the rock specimen was 236 MPa, its tensile strength was 11 MPa, and its Young’s modulus was 56.5 GPa. The details of granite are provided in Table 3.

4. RockCutting Results
Cutting results of an abrasive waterjet with different focus geometry and water flow rates for single traverse are shown in Figure 6. Abrasive flow rates were varied from 3 to 6 types for each experimental condition. The characteristics depending on the focus geometry, the abrasivewater flow rate, the optimum abrasive flow rate, and the mixing efficiency were analyzed for rock cutting.
4.1. Influence of Focus Diameter
Figure 7 shows the effect of the focus diameter on the cutting depth. In all of the experimental cases, the larger the focus diameter, the higher the cutting depth at the same AFR. At a water flow rate of 10.67 ml/s (Figure 7(a)), the maximum cutting depth was observed at the minimum AFR. At a water flow rate of 29.5 ml/s (Figure 7(b)), the greater the focus diameter, the higher the optimum AFR and the greater the maximum cutting depth. These characteristics were the same at the higher water flow rate of 50 ml/s, where the cutting depth and optimum AFR were observed to increase at all focus diameters (Figure 7(c)). As the optimum AFR changes with the focus diameter, the change in the MTP (Figure 2) by increasing the AFR can be expected. On the contrary, under the same focus conditions, increasing the water flow rate increased the optimum AFR and maximum cutting depth (Figure 7(d)). The optimal focus diameter was previously supposed to be 34 times the orifice diameter [17], but it was 3.09–6.8 times in this experiment.
(a)
(b)
(c)
(d)
4.2. Influence of Focus Length
Figure 8 shows the effect of the focus length on the cutting depth. The cutting depth decreased with the increasing focus length in this setup. At a flow rate of 10.67 ml/s (Figure 8(a)), the maximum cutting depth was observed at the minimum AFR, and the cutting depth decreased with the increasing abrasive input. At the higher water flow rates of 29.5 ml/s and 50 ml/s (Figures 8(b) and 8(c)), the maximum cutting depth was measured at the minimum abrasive flow rate at the longest focus length. On the contrary, increases in the cutting depth and optimal AFR were observed at focus lengths of 76.2 and 101.6 mm. With the increasing focus length, the mixing and acceleration efficiency decreases and the cutting depth also decreases. Increasing the water flow rate increased the optimum AFR and maximum cutting depth, indicating that the total energy increased with the increasing water flow rate. The decrease in the cutting depth with the increasing AFR is dramatic when the water flow rate is low (Figure 8(d)). These results were interpreted as illustrating the effects of the change in the MTP ().
(a)
(b)
(c)
(d)
4.3. Maximum Cutting Depth
If the cutting depth shows both an increase and a decrease, the reaction order (m) from equation (12) indicates a value of 1 to less than zero, and the maximum cutting depth appears at zero. In all of the experiments with lower cutting depth conditions such as small focus diameter, excessive length, and low water flow rate (Figures 7(a), 8(b), and 8(d)), the reaction order (m) for the optimum AFR was always observed to be less than zero (equation (12)). For these operation conditions, more economical rock cutting can be achieved by replacing the focus or adjusting the water flow rate by changing the orifice diameter.
Figure 9 shows the maximum cutting depth as functions of the focus diameter and length, demonstrating that the higher the water flow rate, the greater the maximum cutting depth. These results indicate that the maximum cutting depth varies sensitively with both the focus diameter and the focus length at higher water flow rates. In addition, the water flow rate induces more variation of the maximum cutting depth with the focus length than the focus diameter. The influence of the focus diameter is greater at higher water flow rates (Figure 9(a)), while that of the focus length is the opposite (Figure 9(b)).
(a)
(b)
5. Discussion
5.1. Optimum AFR Principle
The experimental results show that even with the same water and abrasive acceleration conditions, the energy of the abrasive is affected by the focus geometry, which changes the cutting performance. To evaluate the effects of the focus geometry on a single abrasive particle, the cutting performance was analyzed by dividing the total cutting volume by the number of abrasive particles injected. Figure 10 shows the cutting volume due to a single particle. As the number of abrasive particles increased, the cutting efficiency of the single abrasive particle was greatly decreased. The increase in the cutting volume of a single abrasive particle with the increasing focus diameter can be explained by an increase in the terminal velocity of the abrasivewater slurry (equation (5)) as the mixing efficiency increases (Figure 10(a)). Thus, sufficient space is required for efficient mixing of the abrasive. However, the longer the focus, the smaller the cutting volume of the single abrasive particle (Figure 10(b)). A sufficient focus length is required for acceleration, but the cutting performance is reduced due to the decrease in mixing efficiency at excessively long focus lengths. The reduction of the mixing efficiency indicates an increase in the amount of collisions between the focus inner surface and the abrasive particles, as well as an increase in the amount of collisions between abrasive particles due to excessively long mixing time depending on the water flow rate.
(a)
(b)
Figure 11 shows the total cutting volume by accumulation of singleparticle cutting volume according to the AFR for a water flow rate of 50.00 ml/s with a focus diameter of 1.02 mm and focus length of 76.2 mm. These results demonstrate that increasing the impact frequency leads to the highest total kinetic energy and optimum AFR even though the singleparticle cutting rate decreases. At an AFR greater than the optimum AFR, the total cutting volume decreases due to the reduction of the effective kinetic energy (equation (6)) caused by a decrease in the singleparticle cutting volume, which depends on the terminal velocity and momentum transfer (equation (5)). The optimum AFR and maximum cutting depth are attributable to the increase in total energy with the increasing impact frequency, and the total energy decrease can be interpreted as a reduction of the singleparticle cutting volume. In conclusion, when the reaction order (m) in equation (12) is greater than zero (optimum AFR), the cutting depth is dominated by the impact frequency, while it is dominated by the decrease in impact energy due to terminal velocity reduction when m is less than zero.
5.2. MTP Changes with Focus Geometry and Abrasive Flow Rate
The decrease in cutting depth due to the increase in the AFR varies with the focus geometry and the water flow rate (Figures 7 and 8). The results of this experiment reveal the relationship between the cutting depth and the momentum transfer. Since the accelerated abrasive provides the majority of the energy of an abrasive waterjet, the cutting depth is proportional to the kinetic energy of the abrasive [53–55]. Therefore, changes in the kinetic energy can be predicted based on the cutting depth [41]. The reason that the kinetic energy changes is that the terminal velocity (equation (5)) is reduced due to the MTP along with the AFR. Thus, the MTP can be expected to change with the AFR based on the maximum energycutting depth relationship (equation (10)).
Figure 12 shows the MTP according to the AFR with different focus diameters and a focus length of 76.2 mm (Figure 12(a)), as well as with different focus lengths and a focus diameter of 1.02 mm (Figure 12(b)). As the focus diameter increases or focus length decreases, the MTP increases slightly, in direct relation to the cutting depth result (Figures 7 and 8). The water flow rate significantly affects the cutting depth (Figures 7(d) and 8(d)), but the abrasivewater mass ratio () does not affect the MTP because it determines the velocity of the abrasive and is reflected by the unique empirical values of the curve in equation (9) (e.g., α and β).
(a)
(b)
(c)
One of the objectives of this study was to provide a relationship between the MTP and the AFR for hard rock cutting. Figure 13 shows the MTP as a function of the AFR, which was calculated using equation (10). The MTPAFR characteristics are correlated with x = 1.1 ± 0.05 and y = −0.19 ± 0.08 in equation (11). When the AFR is low, the change in the MTP is great, and the MTP gradually converges to 0.5 as the AFR increases. MTP reduction with the increasing AFR was also found in a previous experimental study, in which a very small MTP () was associated with an extremely high AFR () [56]. Even though it is difficult to measure the MTP quantitatively, this approach enables the MTP () to be estimated qualitatively according to the AFR ().
6. Conclusion
The purposes of this study were to evaluate the effects of the focus geometry on the hard rockcutting depth with the optimum abrasive flow rate (AFR), as well as the characteristics of the momentum transfer parameter (MTP). Rockcutting experiments were conducted considering the water flow rate with different focus diameters and lengths. The cutting depth was measured according to the AFR under each set of conditions, and the characteristics of the optimum AFR were reviewed by indicating the relation between the impact frequency and the cutting volume of a single abrasive particle. In addition, the MTP was estimated based on the AFR. The experimental results and considerations can be summarized as follows:(i)The greater the focus diameter, the greater the optimum AFR and the maximum rockcutting depth. Thus, sufficient space is required for abrasive mixing and acceleration.(ii)The rockcutting depth decreases when the focus length is too long, as does the optimum AFR. An excessive acceleration distance therefore reduces the momentum transfer because of the interference between the abrasive particles, as well as the abrasive friction with the inner surface of the focus.(iii)The optimum AFR is a function of the impact frequency, which increases with the increasing AFR, and the singleabrasive particle cutting rate, which decreases due to the reduction of the MTP and the terminal velocity.(iv)In granite cutting, the MTP was estimated from the empirical relationship between the maximum energy and the cutting depth using a power equation. This model can be employed to estimate the MTP based on the AFR.(v)The change in the MTP is not significantly affected by the water flow rate, slightly affected by the focus geometry, and mainly affected by the AFR. When the AFR is low, the MTP changes considerably and converges to 0.5 gradually as the AFR increases.
As a limitation of this study, the ranges of the orifice diameter and focus geometry were restricted. The waterjet system accessories utilized were in the ranges for common products, and rockcutting rates outside the experimental range were expected. Through further study of the structural characteristics of the system, it will be possible to perform abrasive waterjet rockcutting predictions to enhance the waterjet efficiency. The results of this study can be employed to estimate the rockcutting performance and to achieve economical operation by avoiding excessive abrasive use.
Nomenclature
:  Cutting depth (mm) 
:  Maximum cutting depth (mm) 
:  Diameter of the focus (mm) 
:  Optimum diameter of the focus (mm) 
:  Diameter of the abrasive particle (mm) 
:  Effective kinetic energy (J) 
:  Maximum energy in effective kinetic energy distribution (J) 
:  Gravitational acceleration (m/) 
h:  Hydraulic head (m) 
:  Reaction velocity coefficient 
:  Length of the focus (mm) 
:  Optimum length of the focus (mm) 
:  Abrasive flow rate (g/s) 
:  Water flow rate (mL/s) 
:  Pressure of water in the orifice section (Pa) 
:  Pressure of water in the pump section (Pa) 
V:  Total cutting volume () 
:  Cutting volume by single particle () 
:  Velocity of the abrasive particle (m/s) 
:  Terminal velocity (m/s) 
:  Velocity of the fluid (m/s) 
:  Velocity of water in the orifice section (m/s) 
:  Velocity of water in the pump section (m/s) 
:  Transformed random variable 
θ:  Jet diffusion angle 
:  Momentum transfer parameter 
μ:  Resistance parameter 
:  Fluid density () 
σ:  Standard deviation of waterjet kinetic energy (mm) 
AFR:  Abrasive flow rate (g/s) 
MTP:  Momentum transfer parameter 
SOD:  Standoff distance (mm). 
Data Availability
The experimental data (figures and tables) used to support the findings of this study are included within the article.
Conflicts of Interest
The authors declare that they have no conflicts of interest.
Acknowledgments
This work was supported by the National Research Foundation of Korea (NRF) grant funded by the Korean government (MSIT) (no. 2017R1A5A1014883).
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