Abstract

The demand for specific earth retaining wall methods is increasing along with the advancement and overcrowding of underground space use such as the presence of adjacent structures in an urban area. To cope with this, the method named earth stepped-twin retaining wall is increasingly being applied. However, there is a concern about the workplace if the earth pressure causes a heaving and pressing phenomenon from both ends of the retaining wall in the earth stepped-twin retaining wall. Therefore, we proposed the application of an anchor method that contains the inner and outer walls by using numerical simulation. The effects of the difference in soil properties, the horizontal distance between the outer and inner walls, and the depth of the outer wall embedment on the anchor were investigated. The results of this study show that the wall deflection of the inner wall could improve by adopting the anchor support. Besides, it was found that the inner wall can be efficiently suppressed by adopting the hybrid system with anchors and struts according to the soil properties, horizontal distance, and the depth of the outer wall.

1. Introduction

Congestion of underground structures occurs with the increase of utilization in the underground space in urban areas. The open-cut method is a construction approach for making an open trench to build the water and sewage systems, electrical equipment, and gas pipelines. This method is also adopted to provide the starting/arrival shaft for the trenchless technologies such as shield method and pipe jacking method, and to construct underground spaces that can be used such as the basement of the building and the subway station. In the open-cut method, the retaining wall has to be introduced to prevent the collapse of the surrounding ground when the geotechnical condition of the ground is weak. The design of appropriate retaining wall and support system attributes to reduce excavation-induced deformation is critical. Studies of retaining walls have been conducted such as the prediction of lateral earth pressure and deformation behavior by using laboratory experiments and numerical simulation [1, 2], the introduction of reinforced materials [3, 4], and new design of the retaining wall [5]. Additionally, several researchers investigated the optimization of the retaining wall design from an economical and geotechnical point of view [6, 7]. The braced excavation with struts is one of the typical constructions to ensure the reliability of structure systems in the deep excavation. Many kinds of research were found to discuss the prediction of the excavation behavior, strut forces, and preloading in deep excavation by comparing with the results of numerical analysis and measurement data in the field [814]. However, the dense arrangement of struts could obstruct construction works and increase the cost and construction period because of insufficient working space. Therefore, the strut-free retaining wall system was studied in several studies [1517]. One of the alternative methods to the braced excavation is a tied-back retaining wall system in which the anchor support systems are commonly used to reduce the wall deflection of the wall [18]. The use of tieback anchors was also investigated for slope reinforcement to decrease the risk of slope slide [1921]. The design and construction of the retaining wall with tieback anchors for deep excavation in the civil engineering field were discussed in previous studies [2225]. The research of numerical methods about the retaining using wall and anchor was studied [26, 27].

Recently, the method named earth stepped-twin retaining wall is found with the diversification to utilize the underground spaces. The earth stepped-twin retaining wall is one of the methods applied when the height of the foundation bottom of the structure is different in a plane or when the existing structure is buried under the ground [28]. A schematic diagram of the earth stepped-twin retaining wall is shown in Figure 1. As shown in Figure 1 [29], the outer and inner walls are constructed to prevent the collapse of the surrounding ground. The earth stepped-twin retaining wall has advantages to reduce the amount of excavation and the steel material of earth retaining support because it is not necessary to excavate unnecessary parts. Examples of applications include constructions, e.g., the excavation depth differs depending on the shape of the underground structure, and the temporary working spaces are needed because of the absence of plants and materials on the surface. The countermeasures have to be considered against rebound by buffer excavation. Several kinds of research are found to discuss the difference of deformation behavior and stress condition compared with the conventional retaining wall and the effect of the horizontal distance between the outer and inner walls and the depth of the outer wall embedment on the displacement of the inner wall [29, 30].

However, there are only limited studies about the earth stepped-twin retaining wall involving the tieback anchors. The challenge of this study is how the sufficient working space can be secured in the inner wall by adopting the new concept of anchor methods. Additionally, there is concern about the stability of the working space if the earth pressure causes heaving and pressing phenomenon from both ends of the retaining wall in the earth stepped-twin retaining wall under the deep excavation. Therefore, this study investigates the application of the anchor support as a new construction method of earth stepped-twin retaining wall by numerical simulation.

2. New Concept of Earth Stepped-Twin Retaining Wall with Anchor Support

The role of the anchors is to restrain the inner and outer walls in the earth stepped-twin retaining wall. The free length and anchorage of the anchor are usually long in the tieback anchor system to reduce the wall deflection of the retaining wall. However, the length of the anchor is limited in the inner wall of the earth stepped-twin retaining wall because the embedded part of the outer wall is an obstacle. Therefore, the present study suggests that the anchors should be hooked in the embedded part of the outer wall as shown in Figure 2. In this case, the restraint force can be applied to the anchor between the inner and outer walls by introducing prestress in anchor construction because the anchors can be mechanically fixed to the outer wall. As a result, the deformation of the inner wall can be constrained and suppressed. There is a concern that it is affected by grout bleeding and residual slime if the anchor is installed in the horizontal direction in actual construction. Therefore, in this study, the installation angle of the anchor is 5° downward as recommended by the Japan Society of Civil Engineers [31]. The anchor type is assumed to be 7 stands of PC steel and the type B.

3. Numerical Modelling

Two-dimensional finite element method (FEM) analysis based on Phase2ver6.0 is used for numerical analysis of earth stepped-twin retaining wall. The optimum mesh size was determined when the deformation of the inner wall converged. An elastic model is used as material models in the analyses. In this analysis, only half of the excavation model was developed because of symmetrical conditions, and the excavation sequence was simulated by adopting step analysis with consideration of the construction process. Weight analysis was performed in the first step, and the outer wall was constructed in the next step. Next, the excavation to the bottom of the outer wall and the installation of the strut were repeated in sequence, excavating to a depth of 20 m, and 7 struts were constructed, as shown in Figure 3. The inner wall was constructed in the subsequent step, and the excavation to the bottom of the inner wall and installing of the anchor were repeated in sequence. Finally, excavation was done to a depth of 30 m, and 6 anchors were installed. The geometry of the analysis model is shown in Figure 4 [29]. We focused on the results of the displacement of the inner wall after these analysis steps in this study. The braced excavation is adopted in the outer wall, and the tieback anchors system is adopted in the inner wall to observe the effectiveness of anchors in reducing the wall deflection in the inner wall. The beam elements are used for earth retaining walls and struts. Additionally, a joint element is provided to consider the friction between the ground and the earth retaining wall as discussed by Honda [32]. The input physical properties of joint element are shown in Table 1. The input physical properties of soil, earth retaining wall and struts, and anchors used in this analysis are shown in Tables 24 as discussed in other pieces of the literature [3335]. Horizontal and vertical spacing of the struts is 3.0 m, whereas those of anchors were 1.5 m and 1.0 m, respectively. The analysis model in Figure 4 is created based on a general construction site in Japan. Additionally, prestress is adopted in anchor construction. As a procedure for determining the prestress value, the axial force of the anchor is calculated in the numerical simulation, and 60% of this value (180∼270 kN) is introduced into each anchor as prestress.

4. Results and Discussion

4.1. Comparison of Anchor Method and Braced Excavation

Figure 5 shows the inner wall deflection during the final excavation when neither the anchors are installed nor the strut is constructed, when the anchors are installed without constructing the strut on the inner wall, when the strut is constructed without installing the anchors on the inner wall, and when both the anchors are installed and the strut is constructed. As shown in the figure, the maximum horizontal displacement is 113 mm when the anchor is not installed, whereas it is 88 mm when the anchor is installed and 36 mm when the strut is installed. This result means that the wall deflection of the inner wall can improve by adopting the anchor support system such that the anchors are hooked in the embedded part of the outer wall although the braced excavation with the struts is more effective to reduce the wall deflection. Considering that the displacement of the retaining wall in urban civil engineering is generally kept within 70 mm in the Japanese construction site, the displacement suppressing effect in the anchor is insufficient. Therefore, we investigated how to effectively suppress the inner wall by adopting the hybrid system with anchors and struts.

4.2. Hybrid System with Anchors and Struts

The case studies are conducted based on the construction status of both the anchors and struts. In other words, assuming three cases as shown in Figures 6(a)6(c), the number of struts is changed to 1, 2, and 3. The structural drawing in Figure 6 is explained in Figure 7 as numerical model. In addition, the influence on the hybrid system with anchors and struts due to changes in soil properties, the horizontal distance between the outer wall and the inner wall, and the depth of the outer wall embedment are investigated. These case studies are also conducted to determine the number of struts and anchors that efficiently restrains the inner wall deflection.

4.2.1. Influence of Soil Properties

Case studies in N-value (sandy soil: 5 to 50 and cohesive soil: 3 to 35) obtained from the standard penetration test are also used with a relation of E= 700 N (kN/m2) as discussed by the Japanese Geotechnical Society [36]. E indicates the modulus of deformation. Table 5 shows the input physical properties of sandy and cohesive soil used in this study. Figure 8 shows the relationship between the N-value and the maximum horizontal displacement of the inner wall during the final excavation. First, it can be seen that as the number of struts increases, the maximum horizontal displacement of the inner wall during the final excavation is suppressed. This is because the deformation of the inner wall is suppressed by the struts. It can also be observed that the maximum horizontal displacement of the inner wall decreases as the N-value increases. This is because the excavation-induced deformation is reduced with the increases of the modulus of deformation as the N-value increases. Furthermore, we focused on a guideline for controlling the displacement of the earth retaining wall in urban civil engineering to within 70 mm. According to this guideline, it is possible to reduce to the guideline by constructing 2 struts and 4 anchors when the N-value of sandy soil is 20∼30, and when the cohesive soil is 15∼20. Additionally, it is possible to suppress the guideline by constructing 1 strut and 4 anchors when the N-value of the sandy soil is 50 and the cohesive soil is 35. In this way, it is thought that the deformation of the outer wall can be efficiently suppressed by determining the appropriate number of anchors and struts to be installed according to the N-value of the ground.

4.2.2. Influence of Horizon Distance between the Outer Wall and the Inner Wall

Figure 9 shows the maximum amount of horizontal displacement of the inner wall during the final excavation when the horizon distance between the outer and inner walls is changed from 3 m to 7 m in the clay of N-value 15. The figure shows that as the horizontal distance between the outer and inner walls decreases, the maximum horizontal displacement of the inner wall increases. According to the tunnel standard specification document discussed by the Japan Society of Civil Engineers [31], the lateral pressure acting on the inner wall in the earth stepped-twin retaining wall method is different depending on the buffer distance between the inner and outer walls. Therefore, as the horizontal distance becomes smaller as shown in Figure 7, it is considered that the lateral pressure of the inner wall becomes larger, which affects the displacement of the inner wall. Next, we focused on the guideline for controlling the displacement of the earth retaining wall in urban civil engineering to within 70 mm. According to this guideline, the inner wall can be efficiently suppressed with a combination of 3 struts and 4 anchors when the horizontal distance is 3 m to 5 m. In addition, the inner wall can be efficiently suppressed with a combination of 2 struts and 4 anchors when the horizontal distance is 6 m to 7 m.

4.2.3. Influence of Depth of the Outer Wall Embedment

Figure 10 shows the relationship between the depth of the outer wall embedment and the maximum horizontal displacement of the inner wall. The depth of the outer wall embedment is changed from 7 m to 11 m in the clay of N-value 15. The horizontal distance between the outer and inner walls is 5 m. It can be seen that the maximum horizontal displacement of the inner wall increases as the depth of the outer wall embedment decreases. This indicates that the lateral pressure from the surrounding ground to the inner wall increases as the depth of the outer wall embedment decreases. Then, we focused on the guideline for controlling the displacement of the earth retaining wall in urban civil engineering to within 70 mm. According to this guideline, the inner wall can be efficiently suppressed with a combination of 3 struts and 4 anchors when the depth of the outer wall embedment is 7 m. In addition, the inner wall can be efficiently suppressed with a combination of 2 struts and 4 anchors when the depth of the outer wall embedment is 8 m to 11 m.

5. Conclusions

In this study, the effect of the difference in soil properties on the behavior of earth retaining walls was investigated. The results of the study reveal the following:(i)The wall deflection of the inner wall can improve by adopting the anchor support system that the anchors are hooked in the embedded part of the outer wall although the braced excavation with the struts is more effective to reduce the wall deflection.(ii)Hybrid system with anchors and struts can sufficiently reduce the wall deflection of the inner wall to restrain the displacement of the earth retaining wall within 70 mm, which is generally kept in the Japanese construction site of urban civil engineering.(iii)Focusing on the displacement of the outer wall for each N-value, it is possible to efficiently suppress the displacement of the earth retaining wall with 2 struts and 4 anchors when the N-value of the sandy soil is 10 to 29 and the cohesive soil is 15 to 20. Furthermore, it is possible to efficiently suppress the displacement of the earth retaining wall with 1 strut and 4 anchors when the N-value of the sandy soil is 30 or more and the cohesive soil is 20 or more.(iv)Focusing on the horizontal displacement between the outer and inner walls, the inner wall can be efficiently suppressed with a combination of 3 struts and 4 anchors when the horizontal distance is 3 m to 5 m. In addition, the inner wall can be efficiently suppressed with a combination of 2 struts and 4 anchors when the horizontal distance is 6 m to 7 m.(v)Focusing on the depth of the outer wall embedment, the inner wall can be efficiently suppressed with a combination of 3 struts and 4 anchors when the depth of the outer wall embedment is 7 m. In addition, the inner wall can be efficiently suppressed with a combination of 2 struts and 4 anchors when the depth of the outer wall embedment is 8 m to 11 m.

In addition, the tendency of displacement of the inner wall in urban areas due to changes in soil properties, the horizontal distance between the outer and inner walls, and the length of the outer wall was found through this study. Therefore, it can be suppressed below the standard for suppressing deformation in urban areas by applying the results of this article according to changes in these parameters at actual sites.

Data Availability

The data used to support the findings of this study are available from the corresponding author upon request.

Conflicts of Interest

The authors declare that there are no conflicts of interest regarding the publication of this article.

Acknowledgments

This work was supported by the Obayashi Foundation. The authors gratefully acknowledge their support.