Research Article  Open Access
Aleksejus Kononovicius, "Empirical Analysis and AgentBased Modeling of the Lithuanian Parliamentary Elections", Complexity, vol. 2017, Article ID 7354642, 15 pages, 2017. https://doi.org/10.1155/2017/7354642
Empirical Analysis and AgentBased Modeling of the Lithuanian Parliamentary Elections
Abstract
We analyze a parties’ vote share distribution across the polling stations during the Lithuanian parliamentary elections of 1992, 2008, and 2012. We find that the distribution is rather well fitted by the Beta distribution. To reproduce this empirical observation, we propose a simple multistate agentbased model of the voting behavior. In the proposed model, agents change the party they vote for either idiosyncratically or due to a linear recruitment mechanism. We use the model to reproduce the vote share distribution observed during the election of 1992. We discuss model extensions needed to reproduce the vote share distribution observed during the other elections.
1. Introduction
While any individual vote is equally important to determine the outcome of an election, the probability for a single vote to decide the outcome is extremely small. As utility of casting a vote in this context seems to be small and as there is at least a minor associated cost, it seems that a rational choice would be simply not to vote. Yet this simplistic context may be further extended to provide sound reasoning for why people vote. Some argue that people vote to show support for the political system [1] or to avoid a risk of regret [2]; there might also be a social cost for abstention [3]. Some of the aforementioned works as well as numerous other earlier gametheoretic approaches, such as [4–6], had shown promise that gametheoretic voting models would soon provide rich and sophisticated explanation for the voting behavior. Yet further researches have shown that general gametheoretic models of the voting behavior with pure Nash equilibrium, and even mixed Nash equilibrium, might be impossible unless under certain specific conditions [7–9]. But people are rarely well informed and ideally rational, as they are not homo economicus nor are they Laplace’s demons [10–12].
The above context provides good reasoning to consider the modeling of the voting behavior from the perspective of psychology [13–20]. Usually these models appear to be very sophisticated at least if compared to the gametheoretic models. They are hard to implement numerically and, most importantly, it is usually hard to provide clear insights into the modeled phenomena. Also usually these models involve a large number of parameters, which may lead to overfitting the data or different parameter sets providing similar results. Notably, recently, a psychologically motivated model was successfully used to predict the Polish election of 2015 [17, 19].
Another possible approach to the modeling of the voting behavior has its roots in statistical physics. This perspective could be neatly summarized by quoting Boltzmann’s molecular chaos hypothesis [21]:
The molecules are like so many individuals, having the most various states of motion, and the properties of gases only remain unaltered because the number of these molecules which on the average have a given state of motion is constant.
During the last three decades, physicists have approached social and economic systems from this perspective, looking for universal laws and important statistical patterns, while proposing simple theoretical models to explain the empirical observations. This effort by numerous more or less prominent physicists became what is now known as sociophysics and econophysics [22–27]. The opinion dynamics, and the voting behavior as a proxy of opinion, is still one of the major topics in sociophysics [25–30].
This paper contributes to the understanding and description of the voting behavior from a couple of different points of view. First of all, Lithuania is a young democratic nation and the analysis of the Lithuanian parliamentary elections’ data sets seems interesting in the context of similar analyses carried out on the data sets gathered in the mature democratic nations, such as Brazil, England, Germany, France, Finland, Norway, or Switzerland [31–35]. In the political science and sociological literature, one would find numerous previous approaches to the Lithuanian parliamentary elections, for example, [36–40]. Yet most of these approaches had a quite different perspective: most of these papers discuss general electoral trends in the context of social, demographic, and economic changes. For this kind of discussion, highly aggregated (e.g., on a municipal district level) data sets prove to be sufficient, while in this paper we will consider the data on the smallest scale available (polling station level).
Another key contribution of this paper is a simple agentbased model, which is used to explain the statistical patterns uncovered during the empirical analysis. The proposed model is built upon a twostate herding model originally proposed by Kirman in [41]. In the recent years, the twostate herding model was quite frequently and rather successfully applied to reproduce the statistical patterns observed in the empirical data of the financial markets [42–48]. In this paper, we extend the twostate herding model to allow the agents to switch between more than two states. We discuss the similarity between the proposed model and the wellknown Voter model [49–54].
Our approach is unique in a sense that we consider reproducing the parties’ vote share distribution observed in the Lithuanian parliamentary elections. In the previous literature, there was only a single attempt to model, and predict, popular vote (aggregated vote share) in the Lithuanian parliamentary elections using regression model (see [55]). Numerous previous sociophysics papers have mainly ignored the vote share distribution, likely due to the belief that the vote share distribution reflects electoral sensitivity to the policies promoted by the parties and less due to the endogenous interactions between the voters (a similar argument is given in [31]). To some extent, this belief is supported by gametheoretic models (see [5, 6]). Notably, there were a couple of sociophysics papers considering twostate agentbased models of the voting behavior, for example, voting for or against certain proposals in a referendum [29]. It is interesting to note that, recently, the binary models considered in [29] were used to construct a simple financial market model [56], while we start from the financial market model [47] and move towards the model of the voting behavior. While the vote share distribution was mainly ignored in the previous sociophysics papers, the other statistical patterns arising during the many different elections were considered for the empirical analysis and modeling. A branching process model was proposed to reproduce the individual candidate’s (in an open party list) vote share distribution [31]. A network model was used to explain how people decide whether to vote in the municipal elections [34]. A spatial diffusive model for the election turnout was proposed in [33, 35]. One of more similar approaches was taken by [57], in which a generative model was proposed to reproduce the ranksize distribution of parties’ vote share. Another similar approach, taken by [54], considered the vote share distribution observed in the elections of House of Representatives in Japan. The latter approach [54] also used a meanfield Voter model to explain the empirical observations.
This paper is organized as follows. In Section 2, we discuss the Lithuanian parliamentary election system and carry out the empirical analysis. Next, in Section 3, we briefly introduce the twostate herding model and extend it to account for the multiple states. Afterwards, in Section 4, we apply the extended model to reproduce the statistical patterns uncovered during the empirical analysis. Finally, we end the paper with a discussion (see Section 5).
2. Empirical Analysis of the Data from the Lithuanian Parliamentary Elections
Let us start by discussing the parliamentary voting system used in Lithuania. Lithuanian parliamentary elections are held every years. During every election, all of the parliamentary seats are distributed using twotier voting system. Namely, seats in the parliament are taken by elected district representatives (there are electoral districts in total), while the other seats are distributed according to the popular vote among the parties that received more than of the popular vote. In other words, each individual voter is able to vote for a single candidate to represent his electoral district (the tworound voting system is used) and for an open party list (listing up to individuals from that list). Every electoral district has multiple polling stations (their number varies over the years), which further subdivide the electoral districts. Every eligible voter is assigned to a single polling station based on location of their residence. Each of the polling stations may have widely different number of the assigned voters—some of the smallest polling stations have as few as assigned voters, while the largest have up to assigned voters.
In this paper, we consider only votes cast for the open party lists in each of the local polling stations. We do not analyze ranking of the individuals on the party lists (similar analysis was carried out in, e.g., [31]), voting for the representative of electoral district (similar data was previously considered in, e.g., [54, 57]), nor turnout rates (modeling and analysis of which were previously considered in, e.g., [33, 35]). We ignore votes cast in the polling stations abroad or votes cast by post. In the analysis that follows, we consider only parties that were elected to the parliament (total vote share larger than ), while all other less successful parties were combined into a single party, which we have labeled as the “Other” party.
In this paper, we consider the three data sets from the Lithuanian parliamentary elections of 1992, 2008, and 2012. All of the original data sets were made publicly available by the Central Electoral Commission of the Republic of Lithuania (at https://www.rinkejopuslapis.lt/ataskaituformavimas). We have downloaded the original data sets from the website on August 31, 2016. During the preliminary phase of the empirical analysis, we have found some small inconsistencies within the original data. The original 1992 election data set had seven polling stations with incorrect total vote counts. We have identified three pairs of polling stations which were, most likely, swapped among themselves as the number of missing votes in one polling station matched the number of surplus votes in the other, while we have dealt with the remaining polling stations by simply adjusting the total vote count to match the sum of votes cast for each of the parties in that polling station. We have also found that data from (out of ) polling stations is missing (the data was filled with zeros) from the original 2008 election data set. We have not identified any issues with the original 2012 election data set. These minor inconsistencies would not impact the overall result of any of the considered elections nor the results reported in this section. We have made the modified data sets available online at https://github.com/akononovicius/lithuanianparliamentaryelectiondata.
In the analysis that follows, we consider the parties’ vote share distribution across each polling station. The vote share, , is defined as total number of votes cast for the party divided by the total number of votes cast in that polling station:here index varies over the parties ( is the total number of parties participating in the election) and index varies over the polling stations. We consider the probability and ranksize distributions of across all of the polling stations during the same parliamentary election. The probability distribution is estimated using the standard probability density functions (abbr. PDFs). The ranksize distributions are often used if the data varies significantly in scale, for example, word occurrence frequency [58], earthquake magnitudes [59], city sizes [60], and cross country income distributions [61]. When using this technique, the original empirical data is sorted in descending order. Afterwards, the sorted data is plotted with the rank being the abscissa coordinate and the actual value being the ordinate coordinate. In our case, we sort the parties’ vote shares, , for each party separately to produce , for which is true. In the above, is the total number of polling stations, so that index represents the rank. Note that, in this representation, the same polling station may be ranked differently for different parties (namely, might be different for the same polling station for different ). Evidently, these two approaches, PDFs and ranksize distributions, are interrelated, but using both of them allows uncovering different statistical patterns.
2.1. The Parliamentary Election of 1992
The parliamentary election of 1992 was held in local polling stations. parties competed in the parliamentary election, but only of them were able to obtain more than of popular vote. For the sake of simplicity, we will use the following abbreviations for these parties: SK, “SąjūdÂžio koalicija,” LSDP, “Lietuvos socialdemokratų partija,” LKDP, “Lietuvos KrikÂščionių demokratų partijos, Lietuvos politinių kalinių ir tremtinių sąjungos ir Lietuvos demokratų partijos jungtinis sąraÂšas,” and LDDP, “Lietuvos demokratin darbo partija.” We have combined the other parties to form the “Other” party (abbr. O) and considered the votes cast for the combined “Other” party alongside the votes cast for the main parties.
As you can see from Figures 1 and 2 and Table 1, all of the parties with a notable exception of the “Other” party are very well fitted by assuming that data is distributed according to the Beta distribution, PDF of which is given by The “Other” party stands out, because it includes “Lietuvos lenkų sąjunga” party (abbr. LLS; en. Association of Poles in Lithuania). The LLS party had heavily relied on the support of the ethnic minorities, which were spatially segregated. Namely, the representatives of ethnic minorities mostly live in larger cities and Vilnius County. The observed spatial segregation could easily cause the segregation observed in the voting data.

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In Figure 3, we confirm this intuition by splitting the LLS party away from the “Other” party. After the split, the ranksize distribution of the “Other” party is well approximated by the Beta distribution with parameters and (). To provide a good fit for the LLS ranksize distribution, we assume that underlying data is distributed according to a mixture of the two Beta distributions: one ( of points) with parameters and and the other ( of points) with parameters and .
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The parties’ vote share ranksize distributions were previously considered in [57]. Unlike in this paper, Fenner and others assumed that the parties’ vote share is distributed according to Weibull distribution; they have obtained rather good fits for the UK election data. Yet fits provided by the Beta distribution, are also rather good. We believe that Beta distribution is superior for this purpose from the theoretical point of view. Namely, Beta distribution has reasonable support, as probabilities are defined for , while Weibull distribution needs to be arbitrary truncated, as probabilities are defined for . Interestingly, Fenner and others also use a mixture distribution (of two Weibull distributions) to fit the UK election data. Similar observations were also made when studying Brazilian presidential election data [62]. In [63], it was noted that multiple different distributions, Weibull, lognormal, and normal, provide good fits for the distribution of religions’ adherents. To discriminate between the possibilities, a deeper theoretical insight is needed.
2.2. The Parliamentary Election of 2008
The parliamentary election of 2008 was held in polling stations, yet we have only points in the data set as the data from polling stations is missing. In this election, a slightly smaller number of parties had participated , but now of them were able to obtain more than of popular vote. For the sake of simplicity, we will use the following abbreviations for them: LSDP, “Lietuvos socialdemokratų partija” (formed by LSDP and LDDP, which participated in the 1992 election), TSLKD, “Tėvynės sąjunga—Lietuvos krikÂščionys demokratai” (could be considered to be a successor of the SK and LKDP, which participated in the 1992 election), TPP, “Tautos prisikėlimo partija,” DP, “Koalicija Darbo partija + jaunimas,” LRLS, “Lietuvos Respublikos liberalų sąjūdis,” TT, “Partija Tvarka ir teisingumas,” and LiCS, “Liberalų ir centro sąjunga.” As previously all other parties ( of them) were combined to form the “Other” party (abbr. O), we have considered the votes cast for the combined “Other” party alongside the votes cast for the main parties.
As is evident from Figures 4 and 5 in the 2008 election, the vote share distributions of most of the parties are well fitted by a mixture of two Beta distributions. Although now there is no clearcut explanation for this phenomenon, we would like to conjecture that this observation indicates that other spatial segregations (e.g., by income) of voters in Lithuania have started to play an important role. Namely, most of the parties could now be identified with specific socioeconomic classes; for example, some party starts favoring higher income voters (gaining the support in cities), consequently losing the support of poorer voters (losing the support in rural areas).
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2.3. The Parliamentary Election of 2012
The parliamentary election of 2012 was held in polling stations (thus we have data points). parties had participated in the election, while of them were able to obtain more than of popular vote. For the sake of simplicity, we will use the following abbreviations for them: LRLS, “Lietuvos Respublikos liberalų sąjūdis,” DP, “Darbo partija,” TSLKD, “Tėvynės sąjunga—Lietuvos KrikÂščionys demokratai,” DK, “Drąsos kelias politinė partija,” LLRA, “Lietuvos lenkų rinkimų akcija,” LSDP, “Lietuvos socialdemokratų partija,” and TT, “Partija Tvarka ir teisingumas.” Matching abbreviations indicate the same (or mostly the same) parties as in 2008 election. Once again the lesssuccessful parties were combined to form the “Other” party (abbr. O). The votes cast for the combined “Other” party were analyzed alongside the votes cast for the main parties.
Once again, as well as in the 2008 parliamentary election data set, it is evident that the vote share distributions of most of the parties in the 2012 parliamentary are also well described by a mixture of two Beta distributions (see Figures 6 and 7).
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3. A Multistate AgentBased Model of the Voting Behavior
In this section, we propose a simple multistate agentbased model, which is to describe the voting behavior within a small nonspecific geographic region covered by a single polling station. Unlike in some previous approaches [13–20], our aim is not to incorporate complex ideas from psychology but to reproduce the empirical parties’ vote share distribution. It is known that an agentbased herding model proposed by Kirman, in [41], reproduces Beta distribution. So let us start by introducing Kirman’s herding model.
Originally in [41] Kirman noted that biologists and economists observe similar behavioral patterns. Apparently both ants and people show interest in things that are more popular among their peers regardless of their objective properties [64–68]. In [41], a simple twostate model was proposed to explain these observations. In the contemporary interpretations of Kirman’s model, the following mathematical form of the onestep transition probabilities is used (see [42–45]):here is the total number of agents acting in the system, is the total number of agents occupying the first state (consequently there are agents occupying the second state), are the perceived attractiveness parameters (may differ for different states), is a recruitment efficiency parameter, and is a relatively short time step.
Let us now show that the twostate model produces Beta distribution. This can be done by using birthdeath process formalism, which is well described in [69]. The dynamics of (let be large) can be alternatively described by the following master equation:here is timedependent distribution, are the transition rates per unit of time (defined as ), and and are the onestep increment and decrement operators. Let us expand these operators in Taylor series up to the secondorder term:here . Putting these Taylor expansions back into the master equation as well as taking small time step limit yields the following FokkerPlanck equation:where . Steadystate distribution of this FokkerPlanck equation can be obtained by solving In general case, the solution of this ordinary differential equation is given bywhere is normalization constant. In our specific case, we obtain a PDF for the Beta distribution, :As in the typical parliamentary election, there are more than two competitors; we need to generalize the model to incorporate more than two states. From the conservation of the total number of agents , we haveAssuming that the righthand side probabilities have the same form as (4), we obtainThese onestep transition probabilities for depend not only on (as in the twostate model) but also on all other (here ). To circumvent this potentially cumbersome dependence, one needs to assume that and (where ). The first assumption, , means that the perceived attractiveness of any party does not depend on who is attracted to it. While the second assumption, , means that the recruitment mechanism is uniform (symmetric and independent of interacting agents). Note that these assumptions contrast with the assumptions underlying the bounded confidence model [15, 16]. Yet these assumptions are needed to ensure that is distributed according to the Beta distribution. After making these assumptions, we can further simplify the onestep transition probabilities:here is the total attractiveness of all of the competitors of party . By the analogy with the twostate model, it should be evident that Unlike the twostate model, it seems impossible to provide a useful general aggregated macroscopic description, using the FokkerPlanck equation or a set of stochastic differential equations, of the generalized state model. In [70], a threestate model was considered and given an aggregated macroscopic description, by a system of two stochastic differential equations, yet it was possible only under specific conditions.
The onestep transition probabilities, while describing agent’s behavior, are still aggregate description of individual agentlevel dynamics. So some discussion on what do (13) represent is relevant. Selecting one random agent, per time step, and setting his switching probability to gives us idiosyncratic behavior term, , while selecting another random agent and, if both agents vote for the different parties, allowing the first agent to copy the second agent’s voting preference gives us the recruitment term, . This description of agentlevel dynamics could be further generalized to allow the model to be run on the randomly generated networks [71, 72]. This agentbased algorithm might be seen to be a special case of the wellknown Voter model [25, 49–51, 53, 54].
4. The Modeling of the Parliamentary Election
Now let us apply the proposed model to reproduce the empirical vote share PDFs and ranksize distributions, which were observed during the 1992 parliamentary election. Here we consider only the simplest case by ignoring the “Other” party and in this way removing distortions caused by the ethnic segregation (see the discussion in Section 2.1). We do not consider the segregated data, the full data of the 1992 parliamentary election, or the data of the 2008 and 2012 parliamentary elections, as to account for the vote segregation a more sophisticated approach is needed. Namely, in order to account for the full complexity of the empirical data, additional information, such as the spatial polling data or the sociodemographic data, would be needed, although, in general, one could try to infer the correct partition of the polling stations, where the vote share distribution of each party would be modeled using the proposed model using the same parameter set.
In Figures 8 and 9, we compare the vote share PDFs and the ranksize distributions numerically generated by the proposed model, (13), and the respective empirical vote share distributions of the 1992 parliamentary election. Yet we cannot use the previously empirically estimated Beta distribution parameters, by assuming and , as model parameters, because an important model implication, , does not hold for the empirical data. Yet one may obtain the parameter values by fitting the empirical data with the model implication in mind.
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As can be seen from Figures 8 and 9 and Table 4, the proposed model excellently fits three of the four parties, while for the LSDP the fit is not as good as one might expect. Note that model overestimates the success of LSDP (the solid curve is above black circles for small in subfigure (d)) and underestimates the electoral support of LDDP (the solid curve is below black circles for small in subfigure (h)). Thus, it is likely that the LSDP had small perceived chance to win the 1992 election (their aggregated vote share was near ); thus voters who would actually consider voting for the LSDP cast their votes for the other leftwing party, which had better perceived chance at winning the 1992 election (aggregated vote share of LDDP was above ).
We can check this intuition by violating the assumption that the perceived attractiveness should not depend on the current state of the agent (agent’s currently supported party); namely, instead of we now have . Previously, this assumption was needed to ensure that vote share is distributed according to the Beta distribution. Let us introduce a single exception: if corresponds to LSDP and corresponds to LDDP, then can be different in value from . This gives us the following matrix of values (the numeric indices are assigned according to Table 4): Note that the diagonal elements of the matrix are set to zero, as it is not possible to switch to the state the agent is already in. As can be seen in Figures 10 and 11, the fit provided by the model has significantly improved for the LSDP by just making this small change.
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5. Conclusions
In this paper, we have considered the parties’ vote share PDFs and the ranksize distributions observed during the Lithuanian parliamentary elections. Namely, we have considered the 1992, 2008, and 2012 parliamentary elections’ data sets. We have determined that the empirical vote share PDFs and the ranksize distributions are rather well fitted by assuming that the underlying distribution is the Beta distribution or a mixture of two Beta distributions. Reviewing literature, we have found that [54, 57, 62, 63] have reported somewhat similar results. In [57, 62], it was reported that the empirical data is rather well fitted by a mixture of Weibull distributions. In [63], it was noted that multiple different distributions, Weibull, lognormal, and normal, provide good fits for the distribution of religions’ adherents. We argue that the Beta distribution is more suitable as it has correct support (probabilities are defined for , although the other distributions could be arbitrary truncated) and it arises from a simple easily tractable agentbased model. From our empirical analysis, it follows that the mixture of Beta distributions is needed to fit the data if there is underlying spatial segregation of the electorate. In [54], it is also reported that the empirical data is rather well fitted by Beta distribution, which arises from a noisy Voter model. Yet [54] did not observe the vote share segregation pattern.
Having in mind the stark difference between the psychologically motivated models, such as bounded confidence model [15, 16], we would like to point out that the observed statistical patterns as well as the applicability of the model could arise due to numerous unrelated reasons. One of the alternative possibilities would be the people mobility patterns. In the proposed model, a single agent switching from supporting one party to supporting another party could also represent one agent moving away from the modeled geographic location, due to social or economic reasons, and another agent, holding different political views, moving in. A similar idea was raised in [53].
In the nearest future, we will consider spatial modeling of the Lithuanian parliamentary elections. Another possible approach, with forecasting possibility, could be considering a temporal regression model for the attractiveness parameters of the proposed model, , as well as the estimation of the agent interaction rates, .
Conflicts of Interest
The author declares that there are no conflicts of interest regarding the publication of this article.
Acknowledgments
The author would like to thank Professor Ainė Ramonaitė for suggesting the idea to analyze the Lithuanian parliamentary election data and for numerous useful remarks. The author would also like to acknowledge valuable discussions and general interest in this venture shown by his colleagues at VU ITPA, Julius Ruseckas and Vygintas Gontis.
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Copyright © 2017 Aleksejus Kononovicius. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.