Abstract

The magnitude of business dynamics has increased rapidly due to increased complexity, uncertainty, and risk of large-scale infrastructure projects. This fact made it increasingly tough to “go alone” into a contractor. As a consequence, joint venture contractors with diverse strengths and weaknesses cooperatively bid for bidding. Understanding project complexity and making decision on the optimal joint venture contractor is challenging. This paper is to study how to select joint venture contractors for undertaking large-scale infrastructure projects based on a multiattribute mathematical model. Two different methods are developed to solve the problem. One is based on ideal points and the other one is based on balanced ideal advantages. Both of the two methods consider individual difference in expert judgment and contractor attributes. A case study of Hong Kong-Zhuhai-Macao-Bridge (HZMB) project in China is used to demonstrate how to apply these two methods and their advantages.

1. Introduction

Rapid urbanization in recent years has increased the number of construction projects with large amounts of dollars invested in large-scale infrastructure projects [1]. These projects are usually highly complicated [2] and beset with issues such as low performance, schedule delays, and cost overruns [3, 4] because of lacking relevant knowledge on the part of project managers, especially an appropriate joint venture constructor [5]. These challenges present a paradox: a few of these demands directly contribute to the physical construction of the project; however, a failure to properly manage them can lead to problems for the entire project and construction team [6]. Therefore, understanding project complexity and selecting an appropriate joint venture contractor in the process of construction management are extremely critical and very difficult for large-scale infrastructure projects because of its complexity and dynamic environment [7].

Many scholars have carried out a great number of research studies to identify the selection attributes and categorize these attributes of contractors [812]. Hatush and Skitmore [8] proposed a set of attributes classified into five categories to assess contractors, including financial soundness, technical ability, management capability, health and safety, and reputation. However, this work is criticized, for example, for lacking consistency. The study by Lam et al. [9] presents an artificial neural network as a decision support tool for prequalifying contractors through examination of the multiple contractor competitive attributes like technical strength, financial status, and so on. These studies have led to a recent study by Shen et al. [10] that summarizes competitive attributes of contractors as social influence, technical ability, financing ability and accounting status, marketing ability, management skills, and organizational structure and operations. Nevertheless, it is not satisfactory for decision makers (DMs) anymore to evaluate the contractor’s performance just by using competitive attributes [11]. Indeed, joint venter contractor selection is a critical decision that influences the project success and therefore cooperation attributes must be taken into consideration [12]. As a result, many different attempts have been made for contractor selection based on competitive attributes and cooperation attributes at the same time [13].

There are a number of existing tools and methods formulated to evaluate and select joint venture contractors, including the multiattribute analysis such as Zavadskas et al. [14] and multiattribute utility theory (especially among “earlier” studies in the field), along with several interpretations of artificial neural networks (ANN) [15], multivariate discriminant analysis [16], fuzzy theory [17], and analytical hierarchy process (AHP) [18]. Researchers Zavadskas et al. [14] used the multiattribute method to assess and select contractors by specifically developing a model that takes into account all attributes affecting construction efficiency. The ANP-Monte Carlo simulated model proposed by El-Abbasy et al. [19] is a novel approach where multiattribute is considered to select the best contractor for highway projects. Furthermore, analysis of the methodological approaches was based on the chosen categories of statistical/deterministic modelling [20], literature/documentary analysis [21], surveys [22], and other nondeterministic forms [2328].

Despite the fact that the literature is rich with approaches and models for contractor selection, the two important issues of interdependency and uncertainty were not addressed concurrently. The decision-making process in the bidding stage is influenced by cooperation attributes and competitive attributes that should characterize any competitive joint venter contractor [810, 29]. Furthermore, those attributes are not isolated from the bidding system structure and its turbulent environment [11]. The second issue concerns the uncertainty inborn as for the subjectivity of attribute weighting. Different respondents gave different answers. Overall, the issue of integrating a system of interdependency and simulation has not yet been addressed.

To address this drawback, this research aims at developing: an analyzed model of selecting joint venter contractor in large-scale infrastructure projects to solve interdependency of one joint venter contractor through considering competitive attributes besides cooperation attributes. A good joint venter contractor should be with good performance in competition and cooperation at the same time, which needs decision methods that can reflect the balance [1113]. Two proposed methods evaluate importance of alternative joint venter contractors for solving the uncertainty of attribute weighting by utilizing linguistic variables. Selecting joint venter contractor involves gathering of the candidates’ objective statistics and the experts’ subjective evaluation information [3032]. This research considers that experts have different weights to evaluate attribute values and their weights by utilizing linguistic variables, which is lean close to construction practice.

The rest of this paper is organized as follows. In Section 2, the preliminaries on triangular fuzzy numbers, linguistic variables, and TOPSIS method are briefly introduced. In Section 3, research problem and analyzed model are described. Section 4 develops two proposed methods, followed by a case study of Hong Kong-Zhuhai-Macao-Bridge (HZMB) project in China to demonstrate selection of bridge route and project complexity in Section 5. The final section presents the conclusions for the proposed methods.

2. Preliminaries

In this section, some preliminaries are briefly introduced, including triangular fuzzy numbers, linguistic variables, and TOPSIS method.

2.1. Triangular Fuzzy Numbers

A triangular fuzzy number can be defined by a triplet . Its membership function is defined as [33]where , , and are real numbers and . If , then the grade is maximal (i.e., ), and is the most probable value of the evaluation data. Constants and are the lower and upper bounds of the available range for the evaluation data, respectively.

The Euclidean distance of two triangular fuzzy numbers and is defined as [33]

Readers who are interested in fuzzy numbers can refer to papers by Kaufmann and Gupta [34].

2.2. Linguistic Variables

A linguistic variable is a variable whose values are words or sentences of a natural or artificial language that are expressed in linguistic terms which are then represented by the triangular fuzzy number [35]. Usually, conversion scales are used to transform linguistic terms into fuzzy numbers [36]. In this research work, we use 0-1 scale and 0–10 scale to rate the attributes and alternatives, respectively.

2.3. TOPSIS Method

The TOPSIS (technique for order preference by similarity to ideal solution) is one of the most used multiattribute methods for solving multiattribute decision-making problems as it is easy to assimilate and apply. Indeed, the principle is based on finding the closest alternative to Ideal Reference Point (IRP) (i.e., the solution that maximizes the advantages attributes and which minimizes the costs attributes) noted IRP and the farthest alternative to the Anti-Ideal Reference Point (ARP) (i.e., the solution that maximizes the costs attributes and which minimizes advantages attribute). Four steps are needed as follows [37].

Step 1. Construct weighted collective preferences matrix.
The weighted fuzzy collective preferences matrix through massing the index weight vector and decision-making information matrix is constructed aswhere can be obtained by the following formula:

Step 2. Determine the ideal and anti-ideal alternatives.
The positive ideal solution (PIS) and negative ideal solution (NIS) are defined as where .

Step 3. Calculate the distances of each initial alternative to the PIS and NIS.
The distances of each candidate team from the PIS and NIS are calculated as where and are the distances between two clear numbers, which are calculated as

Step 4. Obtain the closeness coefficient and rank the order of alternatives.
The closeness coefficients of each alternative are calculated as

3. Analysis Model and Problem Description

In this section, a matrix analysis model based on competitive attributes and cooperation attributes is presented. Then, the bidimensional and balanced performance problem for joint venter contractor selection of large-scale infrastructure projects based on the matrix analysis model is formulated.

3.1. Construct an Analyzed Model

Based on the above introduction, joint venter contractor selection needs to consider competitive attributes and cooperation attributes at the same time. Moreover, candidate joint venter contractors are irreplaceable on evaluation results on these two aspects; that is, the joint venter contractor who has good competitive and poor cooperation or the joint venter contractor who has good cooperation and poor competitiveness is not a desired option. Only the joint venter contractor who has good performance of these two aspects is the ideal choice. Thus, in order to avoid information flood caused by gathering multiattribute information directly, this paper constructs a matrix analysis model of joint venter contractor selection. The -axis and -axis represent performances of cooperation and competitiveness, respectively. Curves of the model are performance curves. The points on the diagonal manifest the best balance of the two kinds of attributes; while the points that approached the axes manifest the worst balance of the two kinds of attributes.

In order to further clarify use and measure of the matrix analysis model, on the basis of studies by numerous scholars proposed in Introduction, this paper constructs cooperation attributes and competitive attributes of joint venter contractors, respectively. Competitive attributes consider evaluating attributes: strength and credibility, technical strength, resource strength, and quotation. For cooperation, peer reviewers are different to give their subjective judgments as a result of limitations to understand actual cooperation situation among the candidate joint venter contractors. Therefore, evaluating attributes, compatible culture, contract, communication, collaboration, cooperation ability, and cooperation satisfaction, are adopted in this paper. A detailed description is as follows:(i)Strength and credibility: comprehensive evaluation on joint venture contractors of fixed assets, liquidity, credit rating, the construction machinery and equipment, and so on [38].(ii)Technical strength: new technology or experience in a certain field [39, 40].(iii)Resource strength: all kinds of production factors, which can be owned, controlled, or used to achieve goals [41].(iv)Quotation: project value of reviewed in [42].(v)Compatible culture: consistent cognitive expectations, mental models, ethics, and values between two contractors [43, 44].(vi)Contract: an agreement of mutual rights and obligations among all joint venter contractors [44].(vii)Communication: the contents of the cooperation and coordination [45].(viii)Collaboration: ability to achieve maximum efficiency by developing team spirit and complementary mutual [46].(ix)Cooperation ability: ability of coordination and cooperation acquired in engineering [42].(x)Cooperation satisfaction: satisfied cooperation and willingness to cooperate continuously [42].

To be more efficiently assessed, the attributes above defined must be decomposed into subattribute as shown in Figure 1. Without wishing to be exhaustive because subattribute can be different depending on the nature of large-scale infrastructure projects, basic decomposition of competitive and collaboration subattribute is shown in Tables 1 and 2, respectively.

3.2. Problem Description

Based on the analyzed model and the attribute system constructed in Section 3.1, this paper aims to develop decision methods to support joint venter contractor selection of bidding in construction projects.

Suppose a set of feasible alternative joint venter contractors is , where denotes ranking of the alternatives and is total number of the alternatives. Let be a limited amount set of experts, where is the total number of experts; is the expert invited to participate in joint venter contractor selection. Suppose the weight vectors of competitive attributes and cooperation attributes provided by the expert are and , respectively. Here, is the attribute weights of competitive attribute ; is the attribute weight of cooperation attribute . is linguistic assessment information on competitive attribute of the alternative joint venter contractor given by expert , where is the expert. The matrix form of competitive assessment information given by experts can be expressed as

The matrix form of cooperation assessment information given by experts can be expressed as

To facilitate our analysis, we integrate the above two matrices into the following matrix form:

Suppose experts have different importance (i.e., different judgment ability levels of the experts) in this paper. Denote as the judgment level of the expert . Let a set of competitive attributes and cooperation attributes be and , respectively. Here, is the competitive attribute to evaluate performance of each joint venter contractor; is the cooperation attribute to evaluate performance of each joint venter contractor.

Here experts are invited to participate in joint venter contractor selection, who give the matrix forms of competitive and cooperation evaluation information. Traditional evaluation approaches assume that the experts have the same weights. However, this is not consistent with engineering practice. From a practice perspective, it is generally considered that the judgment abilities of individuals tend to become more sophisticated and stable with the accrual of educational background and working experience. According to Zhang et al. [30], the judgment ability is divided into four levels, represented by “I–IV” as shown in Table 3. The level I with a score represents the highest reliability of the expert judgment ability. The level IV with a score represents the lowest reliability of the expert judgment ability.

The decision matrix of competitive attribute data and the decision matrix of cooperation attribute data provided by the expert can be combined. The problem addressed in this paper is how to rank alternative joint venture contractors or to select desired alternative joint venture contractor(s) from the finite set according to the weight vectors and .

4. Joint Venture Contractor Selection Methods

Based on gathering performance of competitive attributes and cooperation attributes, comprehensive evaluation values of joint venture contractors can be obtained further. On the basis of above analysis, the selected joint venture contractor needs to have good performance both on competitive attributes and cooperation attributes. Thus, the proposed bidimension index information gathering methods need to manifest the best balance of the two kinds of attributes.

4.1. The First Proposed Method

This section develops a new method of massing di-dimensional attribute information based on TOPSIS. According to comprehensive values of competitive and cooperation attributes, a joint venture contractor can be represented as a point in Cartesian coordinate system. The candidate which is close to the positive ideal point and is far away from the negative ideal point has optimal balance performance. Thus, it needs closeness coefficients and deviation coefficients to be far away from the straight line to measure performances of joint venture contractors. The points in symmetry area above the axis have the same principle as for symmetry. The specific process of the method is as follows.

4.1.1. Gathering Information and Ranking Joint Venture Contractors Based on Ideal Points

A joint venture contractor can be written as the point in the Cartesian coordinate system. Here, is competitive attributes information; is cooperation attributes information. They can be obtained through the following formulas:

Based on in coordinate system of the joint venture contractor , define the equilibrium coefficient of the two-dimension index performance that can be defined aswhere are distances from the joint venter contractor to the straight line ; are the distance from the joint venture contractor to coordinates ( or ). They can be calculated through the following formulas:

Based on the closeness coefficient of Formula (9) and the equilibrium coefficient of Formula (15), sorting indexes of the joint venture contractors can be further defined as

Obviously, if the joint venture contractor is closer to the positive ideal point and is away from the negative ideal point, or is close to the axis of symmetry and is away from coordinates and at the same time, its balanced ideal advantages are greater; that is, the candidate is more talented. According to , DMs can order descending the joint venture contractors and choose the anticipant one.

4.1.2. Summary of the First Proposed

Main steps of the proposed method of gathering information and ranking alternatives based on ideal points shown in Figure 2 are summarized as follows.

Step 1. Obtain original decision matrices of competitive and cooperation attribute data, and attribute weight vector based on competitive and cooperation attribute data and scored by experts. Then, calculate performance of competitive attributes and cooperation attributes, respectively.

Step 2. Construct the integrated decision matrix through Formula (4).

Step 3. Define the PIS and NIS through Formulas (5) and (6), respectively.

Step 4. Calculate the distances () and () of each alternative joint venture contractor from the PIS and NIS through Formulas (7)-(8).

Step 5. Calculate the relative closeness of each alternative joint venture contractor through Formula (9).

Step 6. Determine overall values of bidimensional attributes and of each alternative joint venture contractor through Formulas (13) and (14), respectively.

Step 7. Calculate the equilibrium coefficient of each alternative joint venture contractor through Formulas (15)-(16).

Step 8. Calculate the ranking indexes of all the alternative joint venter contractors through Formula (17).

Step 9. Obtain an ordered ranking of all the alternative joint venture contractors or select the desired one(s).

4.2. The Second Proposed Method

Except for the above proposed method balanced bidimension index performance, another method balanced bidimension index performance is proposed in this section. The specific principles and methods are as follows.

4.2.1. Gathering Information and Ranking Joint Venture Contractors Based on Balanced Ideal Advantages

Projection area from a point to coordinate axis is the area enclosed from ligature of to the original point , the vertical line of to the coordinate axis , and the coordinate axis . Similarly, projection area from a point to coordinate axis is the area enclosed from ligature of to the original point , the vertical line of to the coordinate axis , and the coordinate axis . According to the nature of symmetrical triangles, we have , which are unified to be denoted as . Therefore, the projection area from a point to coordinate axis is the projection area from the ligature of the point to the original point.

Let be the projection areas from the point to the line . Let be the projection areas from the point to the coordinate axis. The equilibrium of the point distanced with two coordinate axes can be measured as

We can find that if the point is located in the line , then the equilibrium of the point distanced with two coordinate axis is the best; if the point is located in line or , then the equilibrium of the point distanced with two coordinate axis is the worst. Moreover, the points connected to the original point in a straight line have equivalent equilibrium.

Let be the projection areas from the point to the line . Let be the projection areas of the point to the coordinate axis. The balanced ideal advantage of the point close to the positive ideal point and away from the negative ideal point can be measured as

We can find that if the point draws near to the negative ideal point , that is, , the ideal advantage is the smallest; if the point draws near to the positive ideal point , that is, , the ideal advantage is the biggest. Moreover, the points, which connect to the original point in a straight line and draw near to the positive ideal point have better ideal advantages. They can be calculated by the following formulas:

The equilibrium of the point distanced two coordinate axis, and the balanced ideal advantages of the point draw near to the positive ideal point and stayed away from the negative ideal point and can be measured as the projection areas . Balanced ideal advantage of the point is obtained as

If the point drew near to the positive ideal point , then the balanced ideal advantages have the fastest growing gradients; if the point reached to the point , its balanced ideal advantage will reach maximum, that is, . Further, the balanced ideal advantage of the joint venture contractor can be calculated asObviously, if the joint venture contractor has better equilibrium or bigger ideal advantage, then its balanced ideal advantage has greater ideal advantage; that is, the candidate is more talented. According to , DMs can order descendingly the joint venture contractors and choose the anticipant one.

4.2.2. Steps of the Method Based on Balanced Ideal Advantages

Main steps of the proposed method of gathering information and ranking the alternatives based on balanced ideal advantages shown in Figure 3 are summarized as follows.

Step 1. Obtain original decision matrices of competitive and cooperation attribute data, and attribute weight vector of competitive and cooperation attribute data and scored by experts. Then, calculate performance of competitive attributes and cooperation attributes, respectively.

Step 2. Construct the integrated decision matrix through Formulas (20).

Step 3. Determine overall values and bidimensional attributes through Formula (21).

Step 4. Calculate the balanced ideal advantage through Formula (22).

Step 5. Obtain an order ranking of all alternative joint venture contractors or select the desired one(s).

5. Application of Proposed Methods: Case Study

5.1. Data Sources

According to the overall planning of HZMB, HZMB consists of three major parts: the Offshore Bridge and Tunnel, the Boundary Crossing Facilitates (BCF) at Hong Kong, Zhuhai, and Macao, and the link roads in these three regions. It has been mutually agreed that the offshore bridge and tunnel within mainland Chinese territory (from the Guangdong/Hong Kong border to the BCFs of Zhuhai and Macao) will be built jointly by the three regional governments, and the remaining section in Hong Kong territory will be built by the Hong Kong Government. The BCFs of the three regions and their link roads will be built independently by each jurisdiction. Bad natural environment and difficult construction technology limit the decision of bridge route and landing sites. At the same time, decision of bridge route and landing sites also faces challenges from three aspects: complex decision problems, restriction of decision environment, and insufficient ability of decision-making subjects.

Discussed in this paper is bidding work of artificial islands and tunnels in principal part of the project (hereinafter referred to as the “island and tunnel engineering”). The three bidding teams diagram of island and tunnel engineering is shown in Figure 4.

5.2. Model Results of the HZMB

According to joint venture contractor selection of large-scale infrastructure projects with competitive and cooperation attribute data described in Section 3, we gave the corresponding numerical example that applied the approach put forward in Section 4, and the concrete process is described below.

5.2.1. The First Proposed Method Application

Linguistic assessment information of competitive attributes values, cooperation attribute values, and attribute weights given by four experts (with the assumption of above problem description) through linguistic variables is obtained. The original assessment information is shown in Table 4.

Evaluation information of competitive attributes values and cooperation attributes values given by each expert is calculated and shown in Tables 5 and 6, respectively. Different judgment ability levels of the four experts are considered according to Table 3. Then the integrated decision matrix is constructed through Formula (3). The calculation results are shown in Table 7. The weighted integrated decision matrix is constructed through Formula (4) and Tables 3 and 7. The calculation results are shown in Table 8. The positive ideal point and the negative ideal point are defined as and through Formulas (5) and (6), respectively. The distance of each alternative joint venture contractor from the positive ideal point and the negative ideal point are calculated through Formulas (7)-(8). The calculation results are shown in Table 9. On the basis of the distances from the candidate joint venter contractors to the PIS and NIS, the close coefficients of each alternative can be calculated as , , and through Formula (9). According to the bidimensional index information and Formulas (13) and (14), ranking the indices of bidimensional attributes can be calculated as , , and . According to of bidimensional attributes, the candidate joint venter contractor should be chosen.

5.2.2. The Second Proposed Method Application

Based on summarized steps in Section 4.2.2, the two proposed approaches have the same overall values of bidimensional attributes. Thus, the data of Table 7 are used directly here as shown in Table 10. The balanced ideal advantage can be calculated as , , and .

5.2.3. Discussion

From comparative results of the two proposed methods, we can find that the method based on ideal points (Approach 1) and the method based on balanced ideal advantages (Approach 2) choose as the best joint venter contractor at the same time. However, Approach 2 has lower complexity than Approach 1, which is easier to calculate the ranking for the joint venter contractors. Here we use another two methods (Approaches 3 and 4) without regard to expert weights of Approaches 1 and 2 to solve the same problem descripted in Section 5.1. The ranking indices of bidimensional attributes are calculated by utilizing Approach 3 as , , and . The balanced ideal advantages are calculated by utilizing Approach 4 as , , and . We compare results generated utilized by Approach 3, Approach 4, and the proposed two methods as follows: Decision results of the four methods are consistent with the real decision results; that is, the alternative joint venter contractor should be chosen. However, has significant advantage over and utilized by Approach 1. The decision processes of the four approaches involve gathering of the candidate joint venter contractors’ objective statistics and the experts’ subjective evaluation information. Nevertheless, there was no significant difference on decision values (the ranking indices of bidimensional attributes) of , , and utilized by Approach 3. It implicates that expert weights affect the decision results on selecting joint venter contractors for large-scale infrastructure projects [26, 28]. Compared with Approach 3, Approach 1 is more helpful for DMs to make a decision. This is because Approaches 3 and 4 just take into account competitive attribute weights and cooperation attribute weights, while our proposed approaches also consider the judgment abilities of individual experts except for the attribute weights.

6. Conclusions

This paper developed a matrix analysis model to support decision systems for joint venter contractor selection of bidding in construction projects based on competitive attributes and cooperation attributes. Then, two decision approaches based on competitive attributes and cooperation attributes are proposed. The specific measurement methods of each index in these two approaches are given. These approaches put forward the bidimensional and balanced performance problems and propose two balanced information integration and performance ranking methods. The proposed two methods both choose as the best joint venter contractor at the same time. However, Approach 2 has lower complexity than Approach 1, which is easier to calculate the ranking for the joint venter contractors. Joint venter contractor selection of bidding in island and tunnel engineering diagram of the HZMB as a case study including three candidate units is used to illustrate our approaches. As a result of limitation of resources and different preference of DMs, we can further modify the model and increase some objectives attributes for the model. In addition, theory thoughts put forward in this paper are hoping to bring some enlightenment for bidding problems in construction projects.

Conflicts of Interest

The authors declare that there are no conflicts of interest regarding the publication of this paper.

Acknowledgments

This work was partly supported by the National Natural Science Foundation of Key Projects (no. 71390521), the National Natural Science Foundation of China (nos. 91646123, 71671088, 71571098, 71501102, and 71701090), Discovery Project from Australia Research Council (no. DP170104612), and the program for Outstanding Ph.D. Candidate of Nanjing University (nos. 201601A001 and 201702B041).