Review Article

Neuropsychiatric Symptoms, Endophenotypes, and Syndromes in Late-Onset Alzheimer's Disease: Focus on APOE Gene

Table 1

Principal studies on the association of neuropsychiatric symptoms, endophenotypes, and syndromes with the apolipoprotein E (APOE) polymorphism in Alzheimer’s disease (AD) patients.

ReferenceStudy sampleCognitive and neuropsychiatric assessmentPrincipal results

Ramachandran et al. [39]46 AD patients; 135 controls, restricted to APOE ε3/3 and ε3/4 onlyCDR, HAM-D, and SCID-DSM-III-RDepression rating greater with APOE ε3/4 versus ε3/3 reference genotype. Psychosis greater with ε3/4 versus ε3/3 reference genotype

Holmes et al. [5355]164 AD patients
232 AD patients
210 AD patients
BDRS
CAMDEX and MOUSEPAD
APOE ε2 allele significantly associated with depressive symptoms. APOE ε2 allele significantly associated also with persecutory delusions

Cacabelos et al. [40, 56]207 demented patientsMMSE, GDS, ADAS, BCRS, FAST, BEHAVE-AD, HAM-D, HAM-A, and SDASDSDisorientation, agitation, and motor disorders were slightly more frequent in demented patients with APOE ε4/e4, while anxiety and sleep disorders appeared more frequently in APOE ε3/ ε4. However, these differences were not statistically significant

Lehtovirta et al. [57]58 AD patients and 16 controlsMMSE, BCRS, and HAM-D; the presence of rigidity, hypokinesia, tremor at rest, orofacial dyskinesia, myoclonus, hallucinations, delusions, and different kinds of paresis was recorded in the neurologic examination. The occurrence of epileptic seizures, hallucinations, and delusions was also inquired from the caregiversCognitive and neuropsychiatric symptoms and signs were not related to the APOE genotype

Murphy et al. [41]77 AD patientsMMSE, TBDQ, and ADAS non-cogAPOE ε4 allele associated with higher scores on TBDQ

Cantillon et al. [58]162 AD patientsMMSE and CSDDThe APOE e4 allele frequency was not increased in the late-onset depression group among these AD patients

Ballard et al. [80]51 AD patientsCAMCOG, CSDD, Burns symptom checklist, and SCID-DSM-III-RProtective effect of APOE ε4 allele against depression. APOE ε4-carriers more likely to have future psychotic episode

Forsell et al. [60, 61]806 participants aging 78 years and overMMSE and CPRSDepressed and nondepressed subjects had similar APOE genotype distributions among the demented, and among the nondemented, subjects. There was also no statistical significant difference in APOE genotype between subjects with and without psychotic symptoms, stratified by dementia diagnosis
668 participants aging 75 years and overDementia was diagnosed using the DSM-III-R criteria Psychotic symptoms were defined according to DSM-IV criteria

Lopez et al. [62]194 AD patientsMMSE. BRS-CERAD, and semi-structured psychiatric interviewNo evidence for an association of NPS with any specific APOE genotype in probable AD patients

Lyketsos et al. [63]120 AD patientsDiagnoses for major and minor depression according to DSM-IV, and assessment of delusions or hallucinations according to DSM-IV glossary definitionsThere was no association between APOE genotype and the presence of NPS or the neuropsychiatric syndromes examined. There was an interesting suggestion that the e4 allele may be protective against the development of major depression; however, this association did not reach statistical significance

Hirono et al. [64, 65]228 AD patientsMMSE, BEHAVE-AD, and NPIThe APOE ε4 allele had no effect on the manifestation of delusions, hallucinations, depression, or other NPS in AD
175 AD patientsMMSE, CDR, and the Japanese version1of the NPI

Levy et al. [25]605 AD patientsMMSE and NPIAmong patients with comparable disease severity, the APOE ε4 allele does not confer additional psychiatric morbidity

Harwood et al. [66]501 AD patientsMMSE, HAM-D, and structured interview for specific delusions and hallucinationsIncreased risk for psychosis with APOE ε4 allele

Müller-Thomsen et al. [48]137 AD patientsMMSE and MADRSOverrepresentation of the APOE ε4 allele in female AD patients
Liu et al. [67]149 AD patientsCASI, CDR, HAM-D, and SCID-DSM-III-RNo evidence of an association between depression in AD patients and presence or absence of the APOE ε4 or ε2 allele

Scarmeas et al. [68]87 AD patientsMMSE, CUSPAD, BDRS, and SCID-DSM-III-RAPOE ε4 alleles associated with risk for incident delusions. APOE ε4/ε4 predicted protective effect against hallucinations

Gabryelewicz et al. [69]139 AD patientsMMSE, GDS, and BEHAVE-ADThe APOE e4 allele had no effect on the behavioural changes in AD

Sweet et al. [70]316 AD patientsMMSE, BRS-CERAD, and SCID-DSM-III-RThere was no significant association of APOE genotype with time to psychosis onset and no significant interaction of this genotypes with time to psychosis onset

Craig et al. [26, 71]400 AD patients
404 AD patients
NPI with caregiver distress
MMSE and NPI with caregiver distress
Increase in agitation/aggression in patients with the APOE ε4 allele, while APOE genotype created no additional risk for depressive symptoms in AD

Chang et al. [72]135 AD patientsCASI, CDR, and SCID-DSM-III-RAPOE ε4 significantly associated with hallucinations and delusions

Robertson et al. [73]125 AD patientsCSDD and NPIGreater level of anxiety in APOE ε4/ε4 versus ε3ε/3 bearers in both genders and versus ε3/ε4 in males only

Borroni et al. [28]232 AD patientsBy Principal Component Analysis of NPI symptoms, four endophenotypes were identified, these were termed “psychosis,” “moods,” “apathy,” and “frontal”APOE genotype did not correlate with any neuropsychiatric endophenotype

Hollingworth et al. [29]1,120 AD patientsBy Principal Component Analysis of NPI symptoms, four interpretable components were identified: behavioral dyscontrol (euphoria, disinhibition, aberrant motor behavior, and sleep and appetite disturbances), psychosis (delusions and hallucinations), mood (depression, anxiety, and apathy), and agitation (aggression and irritability)None of the neuropsychiatric endophenotypes identified were associated with age at assessment, years of education, or number of APOE ε4 alleles

Monastero et al. [74]197 AD patientsMMSE and NPIThe presence of apathy was significantly associated with the APOE ε4 allele independently from age, education, sex, and duration of disease

Spalletta et al. [59]171 AD patientsMMSE and NPIThe association between NEUROPSYCHIATRIC SYMPTOMS and APOE ε4 allele in AD was confirmed for delusions only

Pritchard et al. [27]388 AD patientsMMSE and NPIProtective effect of the APOE ε3/ε4 genotype that was significantly associated with hallucinations symptoms. APOE ε3/ε4 genotype is significantly associated with anxiety

van der Flier et al. [75]110 AD patientsMMSE and NPIDelusions and agitation/aggression were more common and severer among homozygous APOE ε4 carriers than among heterozygous or APOE-ε4-negative patients

Zdanys et al. [76]266 AD patientsMMSE, ADL, IADL, and NPIAPOE ε4 was significantly associated with psychotic symptoms, adjusting for age, sex, education, and MMSE score

Delano-Wood et al. [49]323 AD patientsMMSE and SCID-DSM-III-RHigher prevalence rate of the APOE ε4 genotype in the depressed group compared to the nondepressed AD patients. This effect was primarily accounted for by women
Chopra et al. [77]175 cognitively impaired subjects, of which 92 AD and 80 MCI patientsMMSE, GDS-15, and NPIThe difference in the proportion of participant reporting “low energy” at GDS-15 between the three APOE ε4 allele frequency groups approached statistical significance

Del Prete et al. [78]53 AD patientsMMSE and NPIPatients with APOE 4 allele showed a wider range of NEUROPSYCHIATRIC SYMPTOMS when compared to noncarriers and higher scores for hallucinations and aberrant motor behaviors. Over time, ε4 carriers showed an increase/delayed onset in some symptoms and a parallel decrease in others, while noncarriers presented an undifferentiated worsening of symptomatology

Woods et al. [79]36 demented patientsMMSE and mABRSPatients with an APOE ε4 allele had a significant increase in their observed NEUROPSYCHIATRIC SYMPTOMS, including restlessness and vocalizations, compared to those who did not have an APOE ε4 allele present

D’Onofrio et al. [30]201 AD patients and 121 controlsMMSE, ADL, IADL, CIRS, and NPI. Furthermore, AD patients with NEUROPSYCHIATRIC SYMPTOMS were further subdivided in four groups according to the EADC classification of neuropsychiatric syndromes in AD: hyperactive, psychotic, affective, and apatheticNo difference in the distribution of APOE genotypes was found between AD patients with and without NEUROPSYCHIATRIC SYMPTOMS. In AD patients APOE ε4-carriers, there was an increased risk of affective and apathetic syndromes

CDR: Clinical Dementia Rating scale; HAM-D: Hamilton rating scale for depression; SCID-DSM-III-R: Structured Clinical Interview for Diagnostic and Statistical Manual of Mental Disorders-III-revised; BDRS: Blessed Dementia Rating Scale; CAMDEX: The Cambridge examination for mental disorders of the elderly; MOUSEPAD: Manchester and Oxford universities scale for the psychopathological assessment of dementia; MMSE: Mini Mental State Examination; GDS: Global Deterioration Scale; ADAS: Alzheimer’s Disease Assessment Scale; BCRS: Brief Cognitive Rating Scale; FAST: Functional Assessment Stages; BEHAVE-AD: Behavioural Pathology in Alzheimer’s Disease Rating Scale; HAM-A: Hamilton rating scale for anxiety; SDASDS: Senile Dementia-Associated Sleep Disorders Scale; TBDQ: time-based behavioural disturbance questionnaire (does patient display any of following symptoms in 1 month prior to assessment (combativeness, agitation, wandering, incoherent speech, hallucinations, confusion, and disorientation); ADAS non-cog: Alzheimer’s disease assessment scale noncognitive subscale; CSDD: Cornell Scale for Depression in Dementia; CAMCOG: Cambridge assessment for mental disorders in the elderly; CPRS: Comprehensive Psychopathological Rating Scale; BRS-CERAD: Behavior Rating Scale for dementia of the Consortium to Establish a Registry for Alzheimer’s Disease; DSM-IV: Diagnostic and Statistical Manual of Mental Disorders-IV; NPI: Neuropsychiatry Inventory; MADRS: Montgomery-Asberg Depression rating Scale; CASI: Cognitive Abilities Screening Instrument; CUSPAD: Colombia University Scale for Psychopathology in AD; ADL: activities of daily living; IADL: instrumental activities of daily living; GDS-15: 15-item Geriatric Depression Scale; MCI: mild cognitive impairment; mABRS: modified Agitated Behavior Rating Scale; CIRS: Cumulative Illness Rating Scale; EADC: European Alzheimer’s Disease Consortium.