#### Abstract

The scattering parameter formulation for the envelope correlation in an MIMO antenna array has been modified to take the intrinsic antenna power losses into account. This method of calculation provides a major simplification over the use of antenna radiation field patterns. Its accuracy is illustrated in three examples, which also show that the locations of the correlation minima are sensitive to the intrinsic losses.

#### 1. Introduction

MIMO systems employ multiple antennas at transmitter and receiver to improve the reliability and capacity of wireless links in a rich electromagnetic scattering environment. It is well known that the capacity of an MIMO system increases with , the number of antennas in the transmit and receive arrays on the assumption of independent Rayleigh fading between each pair of transmit and receive antennas [1]. In practice, the independence of the received signals will depend on the angular distribution in the channel, the arrangement and radiation pattern of the antennas, and their polarization. It will be reduced by mutual coupling between antennas [2]. The avoidance of mutual coupling and the ability to distinguish between paths arriving at closely spaced angles is favored by larger antenna spacing, whilst practical constraints often demand compact arrangements, especially in mobile systems. To optimize the diversity performance of the array, antennas should be located so as to sample the channel at separations that exhibit minimum spatial correlation [3, 4], taking account of mutual coupling effects [5–7]. (Note that in some circumstances, mutual coupling can enhance MIMO capacity [8, 9].) Since the optimum separation distance will depend on the angle-of-arrival distributions, practical systems may elect to optimize the separation for an average channel, for which a common assumption is of a rich scattering environment with scatterers uniformly distributed in angle. For this reason, it is useful in developing practical systems to have a straightforward means to evaluate the spatial, complex-envelope correlation for the system of antennas [6, 10].

The theory presenting a generalized analysis of signal correlation between any two array elements to include nonidentical elements and arbitrary load termination of passive antenna ports was presented in [11], the method is related to the power balance concept and based on the antenna impedance matrix. In [4, 12], theoretical and simulation studies have been conducted to explain the experimentally observed effect that the correlation between signals of closely spaced antennas is smaller than that predicted using the well-known theoretical methods. A simple expression to compute the correlation coefficients from the far field pattern including the propagation environment characteristic and the terminating impedance was introduced in [13].

There are three possible methods to compute the envelope correlation. The first method is based on the use of far field pattern data [8], and the use of actual or simulated radiation field data is time consuming if spread over several design iterations. The second method employs the scattering parameters measured at the antenna terminals [14], and there is a third method based on Clarke’s formula [15]. The calculation may also be formulated in terms of a generalised impedance matrix [11]. In practice, we require the correlation between any two antennas in an array. In [16] a useful relation was presented including the effect of the antenna efficiencies on the calculated spatial correlation. The correlation is sensitive to the intrinsic power losses in the radiating structures. The scattering formulation derived and tested in [14, 17] does not include these losses, and this provides the rationale for the method presented below.

#### 2. Background Theory

The envelope correlation for two antennas may be calculated from (1): where is the radiation field of the th antenna and the surface integrations are over the 2-sphere [15]. On this basis, the envelope correlation between antennas and may be obtained from (2), as described in [16], where is expressed as Hence, from (2) and (3), the explicit scattering parameter formula for envelope correlation is [17]: Although (4) offers a simple approach compared with radiation pattern, it should be emphasized that this equation is limited by certain three assumptions as in [18].

In this paper, the computed two-antenna envelope correlation for an MIMO system will be evaluated from the scattering parameters and the intrinsic power losses in the radiating structures. This calculation represents a significant simplification over using the far field patterns in (1).

#### 3. Summary of the Method

Considering the electromagnetic geometry in Figure 1, the total power is given by where and are the total radiated power and power loss, respectively. is also known as the accepted power and may be computed in terms of the incident wave, amplitude and reflected amplitude by , where denotes the Hermitian conjugate.

The analysis developed below, and the subsequent case studies shown in Figure 2, have been presented for convenience in a wire antenna formulation and the solved using NEC. It should be understood that the underlying concepts are fully general, and can be readily rewritten in terms of general surface and volume currents.

**(a)**

**(b)**

The surface current density on a wire antenna (dipole) structure can be written as where is the radius of the dipole wire.

The power loss may be computed in terms of the surface currents on the antenna structures as follows. These currents may be expressed in terms of the incident waves The terms are the normalised currents on structure due to the incident wave , and is the surface impedance of the antenna. The power loss on the th antenna structure is calculated by solving for circumferential integral leads to Subject to (9), the power losses may be expressed in matrix notation as follows, where the linear operator can be defined by the following: The matrix representations of the elements of , as example and can be written as below: Hence the energy balance for the system expressed through (5) may be re-expressed fully in terms of the incident wave amplitudes, and the scattering matrix , This is essentially a modification of Stein’s formulation for a multi-beam array [19], where is a general matrix. The explicit form of is as follows, where is the maximum directivity of the th antenna.

Now, considering the above equations, the envelope correlation between the antennas and in the MIMO system can be expressed in terms of the scattering parameters and the intrinsic power losses as follows: As an example, for a (3,3) MIMO system (i.e., three-antennas at each end), the spatial correlation between antennas 1 and 2 may be calculated directly from the following,

#### 4. Simulation and Results

To verify (16), the spatial envelope correlation has been computed between two half wavelength dipole antennas, in free space for a three-antenna system, as a function of their separation distance. The far field and scattering parameters have been computed using the NEC code.

For this example, the dipole radius for each structure was set to 0.002 wavelengths. Three different sources of loss were considered for validation purposes, and two distinct MIMO configurations were investigated, namely, a uniform linear array, and a circular (ring) array. In each case, the three dipoles were loaded by two lumped resistive loads, separated by 0.095 wavelengths from the input source, as shown in Figure 2. The excitation was simply modeled by a voltage source at the centre of each dipole, and the applied termination load is .

Departures between the results of this method and the lossless approach were checked through simulation. The spatial envelope correlations between the antenna elements 1 and 2 in the three element uniform linear array were calculated using the far field as a function of the dipole separation distances. The results are presented in Figure 3 for the lossy and lossless cases. Close agreement may be observed between the lossy analysis derived from (16), and the far field analysis in (1). The envelope correlation for dipole separation distances less than 0.5 wavelengths and between each of the intervals from 0.8 to 0.9 wavelengths, 1.35 to 1.45 wavelengths and 1.85 to 1.95 wavelengths can take values bigger than the achieved values. It is also interesting to note that the nulls of the spatial envelope correlation are shifted as compared with those computed via the lossless approach.

In Figure 4, the spatial envelope correlation between dipole elements 1 and 3 in the same uniform linear array are recorded, also as a function of their separation distance, for both lossy and lossless cases. It can be seen that the correlation values for the lossless case are smaller than for the lossy case, this is due to the middle element acting as a perfect reflector in the lossless case, thus contributing to a higher reflected power as compared to radiation power. The separation distance between the two radiators will affect the transmittance, which is associated with their mutual coupling.

In Figure 5, the spatial envelope correlation between dipole elements 1 and 2 in a three-antenna element ring array are recorded as a function of the ring radius in wavelengths, for both the lossy and lossless cases. These results show close agreement between the lossy analysis and the far field analysis from (1). For dipole separation less than 0.15 wavelengths and in the interval between 0.4 to 0.55 wavelengths the spatial envelope correlation can take values bigger than the values. Furthermore, the nulls of the envelope correlation calculated by the current method are shifted compared with the corresponding values from the lossless calculation, indicating the significance of including the intrinsic losses in the calculations. The spatial envelope correlations between elements 2 and 3, and 1 and 3, in the ring array will be the same as for 1 and 2 due to symmetry.

Figure 6 depicts the variation of the spatial envelope correlation between dipole elements 1 and 2 versus the surface conductivities for a three-antenna element uniform linear array and a ring array. The separation distance between the parallel dipoles in the case of the uniform linear array was kept constant at 0.5 wavelengths, and in the case of the ring array the ring radius was set to 0.5 wavelengths. It can be noted, from Figure 6 that the envelope correlation values become unaffected when the values of the surface conductivities get higher. Also, it is noticeable from Figure 6 that the envelope correlation values are within 1 dB and 0.5 dB of the values for the uniform linear array and ring array, respectively.

In summary, the analysis described here, based on the conceptual framework summarized in (16), provides a direct and accurate forecast of spatial envelope correlations, as compared with those obtained from the far field data in (1).

#### 5. Conclusion

A direct calculation method has been presented for the spatial envelope correlation between any two antennas in a MIMO array using the scattering parameters and intrinsic losses in the radiating structures. This formula should reduce the complexity and effort involved in spatial envelope correlation calculations for practical designs especially where low envelope correlation is required. Three examples have been presented to validate the technique. The results have shown close agreement between this method and the full computation using the far field pattern data. Several practical methods exist, for example, radiometer [20, 21], random field [22], and reverberation chamber [23], for direct measurement of the radiation efficiency of passive antennas. These can be used for multiport structures and can provide independent checks of the diagonal terms in (12). Such practical implementations of the proposed method will be considered further in future work.

#### Acknowledgment

The authors would like to thank Pace PLC (Saltaire, West Yorkshire, BD18 3LF) for their financial support of the Knowledge Transfer Partnership (KTP no. 7277).