Abstract

Let Γ𝐏𝐔(2,1) be a lattice which is not co-ompact, of finite covolume with respect to the Bergman metric and acting freely on the open unit ball 𝐁2. Then the toroidal compactification 𝑋=Γ\𝐁 is a projective smooth surface with elliptic compactification divisor 𝐷=𝑋\(Γ\𝐁). In this short note we discover a new class of unramifed ball quotients 𝑋. We consider ball quotients 𝑋 with kod(𝑋)=1 and 1(𝑋,𝒪𝑋)=1. We prove that each minimal surface with finite Mordell-Weil group in the class described admits an étale covering which is a pull-back of 𝑋6(6). Here 𝑋6(6) denotes the elliptic modular surface parametrizing elliptic curves 𝐸 with 6-torsion points 𝑥,𝑦 which generate 𝐸[6].

1. Introduction

Let the symbol 𝒯 denote the class of complex projective smooth surfaces 𝑋 which contain pairwise disjoint elliptic curves 𝐷1,,𝐷𝑋 such that 𝐷𝑈=𝑋𝑖 admits the open unit ball 𝐁2 as universal holomorphic covering. As explained in [1], 𝒯 forms the “generic” class of compactified ball-quotient surfaces. There are several motivations to study surfaces in 𝒯 without assuming that the fundamental group 𝜋1(𝑈,) with its Poincaré action on 𝐁 is an arithmetic lattice of 𝐏𝐔(2,1); we refer to [2] or to the introduction of [1]. Since the discovery of blown-up abelian surfaces in 𝒯 by Hirzebruch and Holzapfel some years ago (cf. [3]) there have been no further examples of surfaces of special type in 𝒯. In this short note we present new examples of modular surfaces 𝑋𝒯 of Kodaira dimension kod(𝑋)=1.

In what follows we only consider complex projective smooth surfaces. An elliptic surface is an elliptic fibration 𝜋𝑋𝐶 of a surface 𝑋 over a smooth curve 𝐶. If 𝜋 is an elliptic fibration, then a smooth fiber 𝐹 of 𝜋 is an elliptic curve and hence isomorphic to /(+𝜏) for a 𝜏 in the upper half plane. The 𝑗-invariant of an elliptic surface 𝜋𝑋𝐶 is the unique morphism from 𝑋 to the projective line which maps a smooth fiber 𝐹 of 𝜋 to 𝑗(𝐹)=𝑗(𝜏). An elliptic surface with finite Mordell-Weil group MW(𝑋) of sections is called extremal if the rank 𝜌(𝑋) of the Néron-Severi group of 𝑋 equals 1,1(𝑋). Particular examples of elliptic surfaces arise in the following way. To each pair of positive integers (𝑚,𝑛){(1,1),(1,2),(2,2),(1,3),(1,4),(2,4)}(1.1) there exists a modular surface 𝜋𝑛(𝑚)𝑋𝑛(𝑚)𝐶𝑛(𝑚) in the sense of Shioda [4] which is extremal, has no multiple fibers and nonconstant 𝑗-invariant. The fibration 𝜋𝑛(𝑚) has the following properties. (i)The Mordell-Weil group MW(𝑋𝑛(𝑚)) is isomorphic to /𝑚×/𝑛. (ii)𝐶𝑛(𝑚) is the (compactified) curve Γ𝑛(𝑚) where Γ𝑛(𝑚)𝐒𝐥2() is the group ;𝑎𝑏𝑐𝑑𝑎𝑏𝑐𝑑101mod𝑚,𝑏0mod𝑛.(1.2)(iii)The curve 𝐶𝑛(𝑚) parametrizes triples (𝐸,𝑥,𝑦) of elliptic curves 𝐸 and points 𝑥𝐸[𝑚],𝑦𝐸[𝑛] such that |𝑥+𝑦|=𝑚𝑛.(iv)There are sections 𝜎1, 𝜎2 of order 𝑚, respectively, 𝑛 generating the Mordell-Weil group, such that a point 𝑐Γ𝑛(𝑚) corresponds to the triple 𝐸=berover𝑐,𝑥=𝐸𝜎1,𝑦=𝐸𝜎2.(1.3)(v)All singular fibers of 𝜋𝑛(𝑚) are of type 𝐼𝑘 in Kodaira's notation and they lie over the cusps of 𝑐𝐶𝑛(𝑚). A representant of 𝑐 in {} is stabilized by a matrix 𝛾Γ which is an 𝐒𝐥2()-conjugate of 1𝑘01.(1.4)

By [5] each extremal elliptic surface 𝜋𝑋𝐶 with nonconstant 𝑗-invariant, no multiple fibers and Mordell-Weil group MW(𝑋) isomorphic to /𝑚×/𝑛, where (𝑚,𝑛) is as above, allows a cartesian diagram of finite maps214853.eq.001(1.5)

With this perspective we formulate our main result. A complex projective smooth surface 𝑋 is irregular if 1(𝑋,𝒪𝑋)>0. An irregular surface of Kodaira dimension kod(𝑋)=1 admits an up to isomorphism unique elliptic fibration to a curve of genus 1(𝑋,𝒪𝑋). If 1(𝑋,𝒪𝑋)=1, then this elliptic fibration coincides with the Albanese morphism. Finally, we remark that 1(𝑋6(6),𝒪𝑋6(6))=1 and that 𝐶6(6) is an elliptic curve.

Theorem 1.1. Let 𝑋 be an irregular minimal surface with kod(𝑋)=1, elliptic fibration 𝜋𝑋𝐶 and empty or finite Mordell-Weil group. (1)The surface 𝑋 is in 𝒯 if and only if the following holds. The curve 𝐶 is elliptic and there exists an isogeny 𝜈𝐶𝐶 of elliptic curves such that 𝑋=𝑋×𝜈𝐶 is isomorphic to a pull-back 𝑋6(6)×𝜇𝐶 arising from an isogeny 𝜇𝐶𝐶6(6) with the property that deg𝜈=6deg𝜇/𝜒(𝑋)36. (2)Assume that 𝑋 is a surface in 𝒯 isomorphic to a pull-back 𝑋6(6)×𝜇𝐶. Then the compactification divisor 𝐷 of 𝑋 consists of the 36 sections of 𝜋; each section has self-intersection number 𝜒(𝑋)=6(deg𝜇); the fibration 𝜋 admits 12(deg𝜇) singular fibers of type 𝐼6, and each component of an 𝐼6 intersects 𝐷 in precisely 6 points; one has 𝜌(𝑋)=60(deg𝜇)+2 and 𝑋 is extremal.

2. Some Basic Properties of Surfaces in 𝒯

We cite two results on ball-quotient surfaces which will be needed for the proof of the theorem. The first result is essentially [6, Theorem  3.1] restricted to dim𝑋=2 with attention to sign conventions, except the assertion on semistability. The latter assertion follows from [7]. A reduced effective divisor on a surface 𝑋 is called semistable if it has normal crossings and if every rational smooth prime component intersects the remaining components in more than one point. If 𝑇,𝐷 are divisors on 𝑋, we say that 𝑇 is ample modulo 𝐷 if 𝑇2>0 and if the intersection number 𝐶𝑇 is positive for each curve 𝐶 on 𝑋 not supported in 𝐷.

Theorem 2.1 (see [6, 7]). Let 𝑋 be a smooth projective surface and 𝐷𝑋 a divisor with normal crossings. Suppose that 𝐾𝑋+𝐷 is big and ample modulo 𝐷. Then 𝑐21Ω1𝑋(log𝐷)3𝑐2Ω1𝑋(log𝐷),(2.1) with equality if and only if 𝑋𝐷 is an unramified ball quotient Γ𝐁 and 𝐷 is semistable.

There is a canonical exact sequence 0Ω1𝑋Ω1𝑋(log𝐷)res𝒪𝐷0,(2.2) where res is the Poincaré residue map. With this one proves that 𝑐1(Ω1𝑋(log𝐷))=[𝐷]𝑐1(𝑋)𝐻2(𝑋,) and 𝑐2(Ω1𝑋(log𝐷))=𝑐2(𝑋)(𝑐1(𝑋),[𝐷])+([𝐷],[𝐷])𝐻4(𝑋,). Therefore, 𝑐21Ω1𝑋=𝐾(log𝐷)𝑋+𝐷2.(2.3) If ΓΓ is a neat normal subgroup with finite index in Γ, then Γ𝐁 is compactified by a smooth elliptic divisor, and Γ𝐁 is compactified by a divisor 𝐷. As 𝐷 is the quotient 𝐷/𝐺, where 𝐺=Γ/Γ, it is a normal curve. Hence, 𝐷 is smooth and consists of elliptic curves, for rational curves cannot appear because of semistability. Thus, if equality holds in the theorem, then 𝐷 is smooth. Moreover, one can show that 𝐾𝑋+𝐷 is big and ample modulo 𝐷.

Lemma 2.2. Let 𝑋 be in 𝒯 with compactification divisor 𝐷 and consider an irreducible curve 𝐿𝑋. If 𝐿 is smooth rational, then |𝐿𝐷|3. And if 𝐿 is a smooth elliptic curve, then |𝐿𝐷|1.

Proof. If the statement is wrong for some rational curve 𝐿, then the induced holomorphic map of universal coverings 𝐿𝐷𝐁=𝑋𝐷 yields a contradiction to Liouville's theorem.

3. Proof of the Theorem

We begin by proving (1) and suppose that 𝑋 is an irregular minimal surface of Kodaira dimension kod(𝑋)=1 in 𝒯. Then 𝑋 is an elliptic surface in a unique way. We denote by 𝜋𝑋𝐶 the elliptic fibration and assume that its Mordell-Weil group is empty or finite. As above, 𝐷 is the compactification divisor of 𝑋. Moreover, we let 𝐹 be the numerical class of a fiber of 𝜋. Since 𝐾𝑋+𝐷 is ample modulo 𝐷, it follows that 𝐹 has positive intersection with 𝐷. Thus, a component of 𝐷 dominates 𝐶. The theorem of Hurwitz implies that 𝐶 is an elliptic curve and 1(𝑋,𝒪𝑋)=1. Moreover, after transition to an etale cover 𝜈𝐶𝐶 and performing a base change 𝑋=𝑋×𝜈𝐶, we achieve that every 𝐷𝑖 is a section as soon as it dominates 𝐶 [1, Lemma  3.3]. We will assume for the time being that 𝑋𝑋=; once we have shown that (1) is true if 𝑋𝑋=, it will be easy to obtain (1) in the general case. If 𝑋𝑋=, then the curves 𝐷𝑖 are all sections, because they are disjoint. In this case we have the following.

Lemma 3.1. The identities 36𝜒(𝑋)=𝐷𝐹𝜒(𝑋)=𝐷2 and 𝐷𝐹=36 hold.

Proof. The canonical bundle formula implies that 𝐾𝑋=𝜋(𝔠) with a Weil divisor 𝔠Div(𝐶). Moreover, 0(𝑋,𝑚𝐾𝑋)=0(𝐶,𝑚𝔠). The theorem of Riemann-Roch yields 0(𝑋,𝐾𝑋)=deg𝔠>0. It results from the adjunction formula that 𝐷2𝑖=deg𝔠=0𝑋,𝐾𝑋=𝜒(𝑋).(3.1) Hence, 𝐷2𝐷=2𝑖=𝐷𝐹𝜒(𝑋). Furthermore, 12𝜒(𝑋)=𝑐2(𝑋) by Noether's formula. So, Theorem 2.1 yields the remaining identities.

We consider the Mordell-Weil group MW(𝑋)=MW(𝑋). By assumption, MW(𝑋) is finite and equals MWtor(𝑋). It follows from the previous lemma that |MWtor(𝑋)|𝐷𝐹=36. We next prove the following lemma of general interest.

Lemma 3.2. Let 𝜋𝑋𝐶 be a minimal elliptic surface over an elliptic curve 𝐶. Assume that kod(𝑋)1 and that each rational curve 𝐿𝑋 intersects at least one section of 𝜋. Suppose moreover that |MWtor(𝑋)|33. Then the following assertions hold. (1)MW(𝑋) is a torsion group isomorphic to /6×/6. (2)All singular fibers of 𝜋 are semistable of type 𝐼6 and each rational curve 𝐿𝐼𝑛 intersects 6 distinct sections of 𝜋.(3)𝑋 has 2𝜒(𝑋) singular fibers. (4)𝜌(𝑋)=1,1(𝑋)=10𝜒(𝑋)+2.

Proof. Statement (1) follows directly from [8, equation  (4.8)]. If MW(𝑋) is a torsion group, then its sections do not intersect each other. So, their sum is a smooth divisor 𝐷. Moreover, [8, Lemma  1.1] implies that all singular fibers are of type 𝐼𝑛 for some 𝑛>0. If 𝐻𝑛𝑀(𝑋) is the nontrivial isotropy group of a node 𝑥𝐼𝑛 then 𝐻𝑛 and MWtor(𝑋)/𝐻𝑛 are cyclic by [8, Lemma  2.2]. Because of (1) we thus have |𝐻𝑛|=6 for all isotropy groups 𝐻𝑛. Let 𝑆MW(𝑋) be the neutral section. By the proof of [8, Lemma  2.2], 𝐻𝑛 consists of those sections which intersect the prime component 𝐿𝐼𝑛 containing 𝑆𝐼𝑛. However, since by assumption we may take any section to be the neutral element of MW(𝑋), we have 𝐿𝐷=6 for each component 𝐿𝐼𝑛. As 𝐷𝐼𝑛=36, we get 𝑛=6. This yields (2). Recalling that 𝐼𝑛𝑛=𝑐2(𝑋), we find for the number 𝑡 of singular fibers of 𝜋𝑡=2𝜒(𝑋)=2𝑔(𝐶)2+rankMW(𝑋)+2𝜒(𝑋).(3.2)
We receive (3). Finally, according to [8, Proposition  1.6] the last equality holds if and only if 𝜌(𝑋)=1,1(𝑋), so that 𝑋 is extremal. An easy calculation shows now (4).

As explained in Section 1, 𝑋 is isomorphic to a pull-back 𝑋6(6)×𝜇𝐶. This shows (1) in the theorem if 𝑋𝑋=. Next we withdraw the additional assumption that 𝑋𝑋= from the beginning of the proof and let 𝜈𝐶𝐶 be an isogeny of minimal degree such that 𝑋 is a pull-back 𝑋6(6)×𝜇𝐶. We are left to show that deg𝜈36 and 𝜒(𝑋)deg𝜈=6deg𝜇. The former estimate is clear, because over a curve 𝐷𝑖𝑋 there lie ≤36 curves 𝐷𝑖𝑋. The latter equality holds, because 𝜒(𝑋)=6deg𝜇/deg𝜈 by the lemma below. This yields (1) in the general case. Statement (2) in the theorem results from Lemma 3.2, the fact that 𝜇 is étale and the following lemma.

Lemma 3.3. The modular surface 𝑋6(6) has invariant 𝜒(𝑋6(6))=6.

Proof. This is a consequence of the formulae in [9, page 77f].