Abstract

In the field of wireless communications the idea of cognitive radio is of utmost interest. Due to its advantageous propagation properties, the TV white space can be considered to become the first commercial application of cognitive radio. It allows the usage of secondary communication systems at non-occupied frequency bands. Within this paper, spectrum sensing algorithms are introduced for the three predominant Chinese TV standards DTMB, CMMB, and PAL-D/K. A prototype platform is presented and its underlying architecture based on a combination of DSP and FPGA is illustrated including the setup of the cognitive radio application. Furthermore, the performance of the sensing algorithms implemented on the prototype platform is shown in comparison to simulation results.

1. Introduction

The recent decade revealed increasing interests in the field of cognitive radio (CR) for wireless communication systems. It is considered as a key technology for significantly alleviating spectrum scarcity.

The TV white space (TVWS), which refers to non-occupied frequency bands in the TV spectrum, that is below 900 MHz, is a desirable target for CR-based spectrum sharing due to its advantageous propagation properties compared to other frequency ranges on the one hand and due to its low utilization ratio on the other hand [1]. Hence, deploying CR mechanisms in TVWS will probably become the first commercial application that brings CR from concept to reality. In the United States, the FCC has already made an official request to allow unlicensed users reusing TV bands without causing interference to incumbent users [2]. In other countries, the corresponding regulatory authorities such as the CEPT in Europe are developing regulations on the unlicensed usage in TVWS as well. Besides the regulatory authorities, working groups such as IEEE 802.22 [3] have started the standardization for cognitive radio applications.

Spectrum sensing is a key element of CR and its application to TVWS has been widely studied. However, a variety of different TV standards exists which may differ from country to country, especially for digital TV standards. While in North America ATSC (Advanced Television Systems Committee) is deployed, in Europe, South Asia, and Africa, DVB-T/H (Digital Video Broadcasting-Terrestrial/Handheld) plays the predominant role. Further standards such as ISDB (Integrated Services Digital Broadcasting) developed in Japan or DMB (Digital Multimedia Broadcasting) developed in Korea are also used in various countries [4]. As a result, it is hardly feasible to design a universal sensing algorithm for all TV standards. This paper focuses on spectrum sensing for Chinese TV standards using an autocorrelation approach. Although the autocorrelation approach has been widely studied for the purpose of spectrum sensing, the application to Chinese TV standards has not been considered thoroughly yet.

In China, mainly three terrestrial and handheld TV standards are deployed: DTMB (Digital Terrestrial Multimedia Broadcast) [5] for terrestrial reception, CMMB (China Mobile Multimedia Broadcasting) [6] for handheld reception and PAL-D/K (Phase Alternating Line) [7] for analog TV. While other countries such as the USA have already stopped the provision of analog TV, the nationwide switchover from analog to digital TV will not occur until the year 2015. Therefore, the analog TV will still coexist with the digital TV for many years to come. However, measurements on the channel occupancy rate revealed many unused channels although the analog TV is still provided. As a result, the detection of both analog and digital signals is necessary for CR implementations.

The spectrum sensing requirements in China are based on the IEEE 802.22 specifications. That is, the sensing threshold is −114 dBm for 6 MHz channel bandwidth yielding −112.8 dBm for 8 MHz wide channels. For analog TV, the threshold is −114 dBm in 100 kHz bandwidth yielding −95.0 dBm in 8 MHz bandwidth.

The United Kingdom and the United States are the most active countries in exploiting the unlicensed usage of TVWS. The spectrum sensing technology for ATSC signals has been intensively studied. Several detection algorithms for ATSC and its analog predecessor NTSC (National Television System Committee) can be found in the IEEE standard 802.22 [8]. In 2008, a sensing prototype test campaign was organized by the FCC [9]. As an example, Motorola, Philips, and I2R have submitted their prototype designs which have been tested both in the laboratory as well as in the field. The results showed that the ATSC and NTSC signals can be detected correctly with a certain probability. As another widely used TV standard, DVB-T has also been intensively studied with respect to spectrum sensing. In [10], a robust sensing approach is discussed using a prototype sensor developed by Philips. Several detection algorithms for a Chinese standard, that is DTMB, have also been studied and published [11, 12]. In this paper, an experimental spectrum sensing prototype platform for Chinese TV standards is presented and results are discussed.

This paper is structured as follows. Section 2 gives an introduction to the Chinese TV standards DTMB, CMMB, and PAL-D/K. The corresponding sensing algorithms are presented in Section 3. In Section 4, the prototype platform is illustrated including the signal flow for the spectrum sensing operation. Section 5 shows selected results in a comparison between the simulated algorithms’ performance and the performance measured with the prototype platform. Finally, a conclusion is given.

2. Chinese TV Standards

The intention of this section is to give a brief overview of the various Chinese TV standards. The focus is on the main aspects which are relevant for feature-based signal detection. For a full description of the TV systems, please refer to [57].

2.1. DTMB

DTMB, also referred to as DMB-T (Digital Multimedia Broadcast-Terrestrial), is a mandatory TV standard in China. DTMB can be used in either single-carrier or in multi-carrier mode. Three FEC (Forward Error Correction) code rates, five modulation orders, and two interleaving depths are specified for DTMB [5]. A block diagram of a DTMB transmitter is shown in Figure 1.

DTMB defines three different header types with different lengths. The frame body itself has a fixed length of 500 𝜇s. The frame structure of DTMB including the different header types is illustrated in Figure 2. The frames are hierarchically structured in a calendar day frame, a minute frame, and a super frame. One calendar day frame lasts for 24 hours and contains 1440 minute frames with a duration of one minute each. Each minute frame, in turn, consists of 480 super frames. One super frame consists of either 225 frames with frame header mode 1 or of 216 frames with frame header mode 2 or of 200 frames with frame header mode 3.

The three frame headers are generated by different generator polynomials which are [5] 𝐺1(𝑥)=1+𝑥+𝑥5+𝑥6+𝑥8(1) for mode 1, 𝐺2(𝑥)=1+𝑥3+𝑥10(2) for mode 2, and 𝐺3(𝑥)=1+𝑥2+𝑥7+𝑥8+𝑥9(3) for mode 3. The generation of the sequence can be realized by a linear feedback shift register. The selection on the frame header mode depends on the desired coverage and is fixed once the transmission has begun.

2.2. CMMB

CMMB is a system fully based on the well-known OFDM (Orthogonal Frequency Division Multiplexing). The transmitter structure is depicted in Figure 3. A combination of Reed-Solomon (RS) and Low-Density Parity-Check (LDPC) codes is used for FEC. Unlike many other OFDM systems such as DVB-T [13], the OFDM symbol of length 𝑇0 in time-domain is not only extended by inserting a cyclic prefix (length 𝑇1), but it is also extended by a pre-guard interval and a post-guard interval of length 𝑇GI each. As illustrated in Figure 4, the post-guard interval of a certain OFDM symbol in CMMB overlaps with the pre-guard interval of the subsequent symbol [6].

In CMMB, one frame has a duration of 1 s and consists of 40 time slots. Each time slot contains one beacon and 53 OFDM symbols. The beacon contains a transmitter identification field and two synchronization signals. The OFDM symbols consist of data-bearing subcarriers as well as of pilot subcarriers. These pilot subcarriers are subdivided into continual pilots and scattered pilots [6].

2.3. PAL-D/K

A variety of different PAL-based standards exist which mainly differ in the channel bandwidth or in the underlying modulation scheme. The PAL standard used in China is called PAL-D/K with 8 MHz channel bandwidth, 50 Hz field frequency, and 625 lines per frame [7]. A PAL signal consists of separate video and audio parts. Within this paper, only the bandwidth occupied by the video part is subject to spectrum sensing. The video signal used in PAL is a CVBS (Color Video, Blanking and Sync) signal which is an extension to the monochrome VBS (Video, Blanking and Sync) signal. A snapshot of a VBS signal is depicted in Figure 5. In addition to the video signal itself, the VBS signal has some additional components which are required for example for synchronization at the receiver. The black-level signal components after and before the video signal are referred to as front porch and back porch, respectively. The time values shown in Figure 5 are compliant to the PAL-D/K standard. The total duration of one line is 64 𝜇s resulting in a line frequency of 15625 Hz [7].

3. Spectrum Sensing Algorithms

After the brief introduction to the various Chinese TV standards, this section describes the spectrum sensing algorithms. All algorithms have in common that they are based on autocorrelation of the digital baseband signal. In general, the autocorrelation function 𝜑𝑠𝑠(𝑡) of a complex signal 𝑠(𝑡) is defined as 𝜑𝑠𝑠(𝜏)=𝑠(𝑡)𝑠(𝑡+𝜏)𝑑𝑡,(4) where () denotes the complex conjugation.

3.1. DTMB

In DTMB, the frame header appears periodically at the beginning of each frame which can be exploited for the sensing operation. The presented autocorrelation-based sensing algorithm for DTMB can be divided into three stages:(i)autocorrelation stage,(ii)comb-correlation stage,(iii) decision stage.

A flow diagram of the algorithm is shown in Figure 6. For the autocorrelation the digitized baseband signal is multiplied with a delayed and complex conjugated version of the signal where the delay itself depends on the frame header mode. In case the frame header mode is unknown, the algorithm needs to be carried out for each frame header mode separately. The running average filter cumulates a certain number of the multiplication output samples. Resulting from the periodical appearance of the frame header, the first stage’s output is applied to a comb correlator which is a correlation with a Dirac comb 𝑔(𝑡) with a distance Δ𝑡 corresponding to the frame header period, that is, 𝑔(𝑡)=𝑘=𝛿(𝑡𝑘Δ𝑡).(5) This stage allows collecting the energy of all frames within the sensing period. The squared magnitude of the cumulated comb-correlation output 𝜑cc is given to the decision stage. In this stage, the ratio 𝜆 of the maximum and the average of the previous stage’s output is calculated: 𝜑𝜆=maxcc(𝑡)𝜑cc.(𝑡)(6) By applying a soft-decision metric to 𝜆, a measure for the probability of the presence of a DTMB signal is generated. Furthermore, comparing the ratio with a threshold Γ gives a hard-decision on the presence of a DTMB signal. This threshold is generated by using a threshold metric based on the available sensing interval 𝑡sense and the desired false-alarm probability 𝑃fa.

By using the ratio 𝜆 for making the decision about the presence of a DTMB signal, the presented algorithm is robust against dynamic range variations as well as varying signal-to-noise ratios and, thus, independent of the underlying AGC (Automatic Gain Control) implementation.

3.2. CMMB

The sensing algorithm for CMMB is very similar to the sensing algorithm for DTMB. As shown in Section 2, CMMB uses a cyclic repetition of certain parts of the OFDM symbol, denoted as cyclic prefix. Since this cyclic prefix equals the last part of the corresponding OFDM symbol, it is well suited for the sensing operation. The general data flow of the algorithm is identical to the DTMB algorithm depicted in Figure 6. However, the timings must be adapted according to the CMMB parameters.

3.3. PAL-D/K

The sensing algorithm for PAL-D/K relies on the periodicity of certain parts of the CVBS signal as depicted in Figure 5. The CVBS signal exhibits a periodic pattern of the synchronization pulses in every transmitted line of the resulting TV picture. In addition to the synchronization pulses itself with a length of 𝑡hsync=4.7𝜇s, the front as well as the back porch with lengths of 𝑡fp=1.2𝜇s and 𝑡bp=6.1𝜇s, respectively, can be used for sensing purposes. The time between two consecutive synchronization pulses is 𝑡H=64𝜇s. A flow diagram of the PAL-D/K sensing algorithm is depicted in Figure 7 and consists of two stages:(i)autocorrelation stage,(ii)decision stage.While the delay in the autocorrelation corresponds to the periodicity of the CVBS signal, the length of the running average filter is set to 𝑡H as well. This improves the sensing performance by exploiting similarities in the video signal for consecutive lines. In the decision stage, the average of the output of the autocorrelation stage is calculated. The residual parts of the decision stage are identical to the corresponding parts in the decision stages for DTMB and CMMB signals.

4. Spectrum Sensing Prototype Platform

This section presents the underlying prototype platform for the spectrum sensing application. The spectrum sensing prototype presented here is a functional module as part of a TVWS device exploiting the non-occupied frequency for a secondary communication system. The TVWS device can be a base station or user equipment. The sensing prototype must be able to interact with the TVWS device. A synchronization is necessary to match the quiet periods used for the sensing operation. Therefore, two interfaces are defined for the sensing prototype:(i)Interface to the external clock source by which the prototype can get the synchronization signal for the TVWS device. (ii)Interface with the spectrum management entity by which the sensing requests and sensing results can be transmitted.

A block diagram of the spectrum sensing entity is shown in Figure 8. It consists of an RF front end, a mixed-signal daughter card, and a C6455 DSP (Digital Signal Processor) Starter Kit (DSK). Core part of the RF front end is a commercially available tuner module. It receives the RF signal by an antenna and down-converts it to an intermediate frequency (IF). This analog IF signal is given to the mixed-signal daughter card and digitized using an AD6655 analog-to-digital converter (ADC) by Analog Devices. Further filtering and decimation is carried out on the FPGA (Field-Programmable Gate Array) residing on the daughter card as well. The digital baseband signal is transferred to the DSP located on the DSK. The transfer is carried out via DMA (Direct Memory Access) using the Texas Instruments proprietary EMIF (External Memory Interface). The DSP itself is a powerful Texas Instruments TMS320C6455 running at 1.2 GHz system clock. The sensing algorithms for the various TV standards are carried out on the DSP and the results are transferred to the spectrum management entity which is implemented as a program running on a PC. The connection is realized using an Ethernet interface.

The signal flow within the DSP is illustrated in Figure 9. The digital baseband data coming from the FPGA is stored in a local buffer on the DSP. A control unit, which itself is directly controlled by the spectrum management entity, defines to which detectors the signal is passed. There are different operation modes depending on the a priori knowledge about the underlying TV usage. In case the frequency band of interest may only be used by one TV standard, this information is communicated to the control unit so that only the corresponding detection algorithm is carried out. Otherwise, in case this frequency band may be used by any of the available TV standards, the control unit passes the captured data first to the DTMB detector followed by the CMMB detector and, finally, the PAL-D/K detector. The soft-decision outputs of all detectors are then processed by a combination metric to give an overall information about the presence of any of these signals.

A graphical user interface (GUI) has been developed which allows a simple configuration of the sensing parameters and an immediate demonstration of the sensing results. The synchronization signals are generated by a commercially available Huawei LTE eNodeB. Its signals are received and decoded by the spectrum sensing entity for synchronization with the LTE (Long-Term Evolution) data transmission.

A photography of the spectrum sensing prototype is given in Figure 10. It shows the three aforementioned modules with the RF front end at the top and the DSK at the bottom. In between, the PCB of the daughter card is located. Additionally, a separate PCB is located on the right-hand side for debugging purposes and for interfacing with the synchronization entity.

5. Results

This section presents both simulation results and laboratory measurement results for the previously presented sensing algorithms. The TV signals are generated by a Rohde & Schwarz signal generator. The signals are sent to the prototype module for detection. Additionally, the actual signal power is measured using a Rohde & Schwarz power meter. The parameters used for the simulations as well as for the measurements are as follows: the bandwidth used for all TV standards is 8 MHz and the sensing interval 𝑡sense is set to 20 ms. The target false-alarm probabilities are chosen to be 10% and 0.1%, while the target detection probability is 90%. For the simulations, a noise figure of 8 dB is considered. Figure 11 shows the detection probability 𝑃d versus the received signal power 𝑝rx. The considered DTMB signal uses frame header mode 1. The blue curves show the simulation results for a false-alarm probability of 10% and 0.1%, respectively. The red curves show the corresponding measurement results. For the target detection probability of 90%, the measurement results are 3 dB to 4 dB worse than the simulation results. Thus, with the given algorithms, a sensitivity of approximately −110 dBm and −108.5 dBm can be reached in the presented hardware setup. There are several reasons that could result in such degradations. The simulations assume a perfect AGC while in the real system the maximum gain is limited by the tuner module leading to an increased quantization noise in case of very low signal powers at the input of the tuner. The TV tuner shows highly unstable behavior in terms of amplitude and phase when the input signal is very weak. Such a property results from the fact that the tuner is designed for receiving TV signals at significantly higher power levels. The required sensing sensitivity is much higher than the TV receiver sensitivity. This causes unexpected distortion when the signal level is below the target receiver sensitivity. This aspect is also the reason why autocorrelation algorithms are favorable compared to cross-correlation algorithms. Cross-correlation algorithms suffer more seriously from such distortions of the tuner, leading maximally to the same overall performance as the autocorrelation algorithms although in simulations such cross-correlation algorithms perform better than their autocorrelation counterparts. However, the computational complexity of cross-correlation implementations is much higher and, hence, autocorrelation algorithms are preferred. Further reasons for the difference between the simulated and measured sensing results are effects such as frequency offsets and amplifier non-linearities in the RF stage which cannot be avoided in hardware implementations and may lead to significant performance degradations. However, these effects have not been considered in the simulations.

Figure 12 shows the results for CMMB. Again, a degradation of the measurement performance of almost 3 dB compared to the simulation performance can be identified. With the implemented algorithms, a sensitivity of −111 dBm (𝑃fa=10%) and −109.5 dBm (𝑃fa=0.1%), respectively, can be reached for the given target detection probability of 90%.

For PAL-D/K, the measured performance is much worse than the simulated performance as shown in Figure 13. One contribution to the performance loss stems from the additional signal processing steps, which are necessary to extract the CVBS signal from the received PAL-D/K signal. These signal processing steps need to be carried out before the sensing operation. However, they are implemented in a way to minimize the processing latency rather than for utilizing the dynamic range most efficiently. This leads to a significant performance degradation in comparison to the simulation results which are based on floating-point calculations without any constraints regarding the dynamic range. The sensing threshold for PAL-D/K is about −102 dBm.

The simulation results reveal that the sensing algorithms are suitable to fulfill the Chinese spectrum sensing requirements. However, in case of the digital TV standards DTMB and CMMB, the measurements slightly fail the requirements using a sensing interval of 20 ms. In case of the analog TV standard PAL-D/K, the requirements are more relaxed so that even for the significant difference between the simulation results and the measurements, the obtained results are sufficient for the Chinese spectrum sensing requirements.

6. Conclusion

Within this paper, an application of cognitive radio for TV white space in China was addressed. Therefore, spectrum sensing algorithms for the three predominant TV standards in China were presented. A prototype platform was introduced and the signal flow was illustrated allowing to sense for the TV standards DTMB, CMMB and PAL-D/K. The performance results revealed that the developed platform allows signal detection even at very low levels of the receive power. Considering a false-alarm probability of 10% and a target detection probability of 90%, the prototype platform achieves a sensitivity of −110 dBm for DTMB while for CMMB and PAL-D/K the sensitivity is −111 dBm and −102 dBm, respectively.