Journal of Discrete Mathematics

Volume 2014, Article ID 143809, 7 pages

http://dx.doi.org/10.1155/2014/143809

## A Characterization of 2-Tree Proper Interval 3-Graphs

^{1}Department of Mathematics and Statistics, Utah State University, Logan, UT 84322, USA^{2}Mathematics Department, Western Oregon University, Monmouth, OR 97361, USA

Received 30 September 2013; Revised 12 December 2013; Accepted 15 December 2013; Published 23 February 2014

Academic Editor: Hong J. Lai

Copyright © 2014 David E. Brown and Breeann M. Flesch. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

#### Abstract

An interval *p*-graph is the intersection graph of a collection of intervals which have been colored with *p* different colors with edges corresponding to nonempty intersection of intervals from different color classes. We characterize the class of 2-trees which are interval 3-graphs via a list of three graphs and three infinite families of forbidden induced subgraphs.

#### 1. Introduction

We discuss finite simple graphs which are variations on the well-studied class of interval graphs. Interval graphs have been extensively studied and characterized, and fast algorithms for various problems such as clique number, chromatic number, dominating sets, and many others have been developed. Indeed it is at this point difficult to give a thorough list of references or a single reference with a sufficient representation of even recent work done on or with interval graphs and several of their variants. The variant we consider is as follows. Suppose is a graph whose vertices correspond to a collection of intervals which is partitioned into some number of color classes with vertices adjacent if and only if their corresponding intervals intersect and belong to different color classes; such a graph is an *interval **-graph* and the collection of intervals (and its partition into color classes) to which vertices correspond will be referred to as a *representation*. After presenting forbidden induced subgraph results for interval -graphs, T.S. Michael posed the following question to the first author: *given a graph **, what is the minimum positive integer ** such that a class of intervals partitioned into ** color classes represents ** so that vertices are adjacent if and only if their corresponding intervals intersect and are of different color classes?* The first author and Dr. Michael quickly realized that some graphs could not be represented for any number of color classes; for example, a -cycle and (see Figure 1) cannot be represented using any number of color classes. Hence when we say “ is not an interval -graph”, it is not the that is under contention, since is always the chromatic number of , *if ** has a representation*, see [1, 2]. This is why when we say “ is an interval -graph” we mean that has a representation for some . When we put in place of a numeral, say , we mean by “ is an interval -graph” that has a representation using or fewer color classes. This nuance in semantics allows us to consider interval -graphs for characterization via forbidden subgraphs, since otherwise a forbidden subgraph (obtained by vertex deletion) may have a smaller chromatic number but still be representable. The notion of interval -graphs with , that is the *interval bigraphs*, was first introduced in [3] and has been investigated more recently by Hell and Huang [4, 5], Müller [6], Brown [1], and Das et al. [7] and others mentioned in their references. But for not necessarily , the first paper appears to be by Brown et al. [2], but interval -graphs have been studied or used in [8, 9]. As far as a characterization via forbidden induced subgraphs is concerned, the only such characterizations for interval -graphs are for trees, hence , (see [10]) and for -trees, any (see [11]).

If is an interval -graph with a representation in which no interval contains another properly, then is a *proper interval **-graph*. The proper interval -graphs have been characterized via many properties and shown to be equivalent to many well-known classes of graphs (see [4, 12]) as well as via a forbidden induced subgraph characterization consisting of three graphs, odd cycles, and all cycles of length six or greater. For example, proper interval -graphs are precisely the bipartite permutation graphs, the comparability graphs of posets of dimension at most two, the complements of proper circular arc graphs, and the bounded bipartite tolerance graphs (see [12] or relevant papers from the literature for the definitions). But essentially none of the characterizations of proper interval 2-graph extend to proper interval -graphs for , as the authors show in a companion article to this one [13]. In this article we give a forbidden induced subgraph characterization for proper interval -graphs which are -trees. The list of forbidden induced subgraphs consists of three graphs and three infinite families of graphs (see Figure 6) and complements the following characterization for (not necessarily proper) interval -graphs.

Theorem 1 (see [11]). *Let be a -tree. The graph has a representation if and only if it contains no subgraph isomorphic to , from Figure 2.*

We think our results are an illustration of how the complexity of interval -graphs increases when , in spite of the ostensibly structure-imposing restriction on the representation, and are perhaps an indication of the need for further research. When graph has a representation in which no interval contains another properly, we will call the representation *proper* or refer to it as a *proper representation*.

#### 2. Preliminaries

A *-tree* may be recursively defined as follows.(i) is a -tree.(ii)Let be a -tree; create by adding a vertex to adjacent to all the vertices of some of .(iii) is a -tree.

A graph is said to be *uniquely colorable* if there exists exactly one partition of into color classes, in which case we say is *uniquely **-colorable*. A graph is *chordal* if the smallest induced cycle is a -cycle. Any -tree is chordal and hence uniquely -colorable by the following result from [14]. This fact is very useful for our purposes.

Theorem 2 (see [14]). *A graph of order at least is a -tree if and only if is chordal and uniquely -colorable.*

An *asteroidal triple* in a graph is a set of three vertices such that between each pair there is a path that does not intersect the neighborhood of the third. There is not much in the literature beyond [1] about proper interval -graphs, for , but in [1] it is shown that they are asteroidal triple free.

Theorem 3 (see [1]). *If is a proper interval -graph, then contains no asteroidal triple.*

A graph is *weakly chordal* if it and its complement do not contain a cycle of length greater than four. A graph is *perfect* if the chromatic number of any induced subgraph is equal to the clique number of that subgraph. Since Hayward proved that weakly chordal graphs are perfect in [15] and Brown et al. proved that interval -graphs are weakly chordal in [2], we have the following theorem.

Theorem 4 (see [2]). *The class of interval -graphs is a class of perfect graphs.*

Note that this is why, in trying to represent graph as an interval -graph, the addition of more than interval color classes will not yield a representation when interval color classes will not.

The following facts and the next lemma will provide the basis for our characterization:(i)a -tree is uniquely -colorable;(ii)proper interval -graphs are asteroidal triple free;(iii)interval -graphs are perfect;(iv)any subgraph obtained from vertex deletion of an interval -graph is an interval -graph (the property of being an interval -graph is hereditary).

Lemma 5. *Each graph in the infinite family in Figure 3 is not a proper interval -graph.*

*Proof. *Assume for contradiction that there is a proper representation for from Figure 3. Without loss of generality, assume that and . See Figure 4 for an example representation. The vertices and are adjacent to neither nor and both are of a different color than one of them. Thus since the representation is proper, and . This also forces to be in the same color class as to avoid adjacency, since their intervals overlap. Now consider the vertex ; because it is adjacent to , it belongs to a different color than . Thus . We continue this argument and find that for , and is the same color as for . Both and are not adjacent to and are not the same color as , so and . Thus the intervals for , , and all intersect. This is a contradiction since is not in the same color class as either or , but is adjacent to neither.

Our arguments for the proof of the main theorem will be facilitated by the notion of trapping which we now define and then prove a lemma about the structure of a proper interval -graph which involves this notion. Let be an interval -graph that is not a proper interval -graph and let be a representation for in which the number of intervals properly contained in others is minimal. Hence has at least one interval that is properly contained in another interval, say .

Now and are either in the same color class or they are not. But in either case, there is structure in which necessitates intervals and , each of a different color class than , which flank and prevent the extension of either of ’s endpoints past either of those of ; that is; there is some structure in which forces to have no proper representation. What structure this is is not easily named; indeed it is in a sense the purpose of this paper to investigate what prohibits an interval -graph from having a representation using intervals with no proper containment among them. The only structural thing we can be sure of is that (1) is not an edge of , (2) neither is , but (3) and are, and (4) and are of different color classes than and of . If any of those four statements are not true the interval may be adjusted and not contained in . So we have intervals and with , , , , and ’s interval is in a different color class than both ’s and ’s. Moreover, there are two neighbors of , and , that are not neighbors of , and and *trap* in (see in Figure 5).

Since interval -graphs are perfect, we now restrict the number of color classes to three—the chromatic number of a -tree.

Lemma 6. *Let be an interval -graph that is not a proper interval -graph. Let be a representation for with the least containment, and let and trap in . If and are in the same color class, then must have a neighbor that is not adjacent to , and must have a neighbor that is not adjacent to .*

*Proof. *Let be an interval -graph that is not a proper interval -graph. Let be a representation for with the least containment, and let and trap in . Assume that and are in the same color class. First assume that and have the same neighborhood. Since they are the same color class, overlapping intervals do not result in an adjacency. Thus the intervals can be moved so that and overlap and do not trap . This movement of intervals is shown in in Figure 5 without . Notice that there is room for the intervals for all of the neighbors of and without proper containment. Thus this representation has less interval containment, which is a contradiction.

Now without loss of generality assume that , and let , but . Again we can move the intervals because and belong to the same color class. If , then we can configure the intervals as in in Figure 5. Notice that there is still room for the intervals for the common neighbors of and without proper containment. If , then it must be of the same color as . Hence we can configure the intervals as in in Figure 5, again with room for the neighbors of and without proper containment. Thus in either case the representation has less interval containment, which is a contradiction. Therefore must have a neighbor that is not adjacent to , and must have a neighbor that is not adjacent to .

#### 3. Characterization

We are now ready to prove the main result.

Theorem 7. *Let be -tree that has a representation. The graph is a proper interval -graph if and only if it contains none of the graphs from Figure 6 as an induced subgraph.*

*Proof. *Assume that is a proper interval -graph. The graph from Figure 6 contains an asteroidal triple. Every other subgraph from Figure 6 contains a member of the infinite family of graphs from Figure 3. Thus cannot contain any of the induced subgraphs listed in Figure 6, since none of them have a proper representations from Theorem 3 and Lemma 5.

Assume for contradiction that is not a proper interval -graph and does not contain a graph from Figure 6 as an induced subgraph. Since is an interval -graph, consider a representation with the least number of intervals properly contained in another. Label the three colors gray, white, and black, and notice that this is a proper coloring of . Assume that the interval for vertex is colored gray and contains the interval for vertex , which could by any of the three colors. Since this representation has the least number of contained intervals, there must be two nonadjacent vertices whose intervals intersect the interval of ; label them and . The vertices and are not neighbors of and are both in a different color class than .

This gives us colorings of , , and : white, gray, and white; white, gray, and black; black, gray, and white; black, gray, and black; white, black, and white; white, black, and gray; gray, black, and white; gray, black, and gray; black, white, and black; black, white, and gray; gray, white, and black; and gray, white, and gray. Since white and black are indistinguishable at this point, we can narrow these colorings down to five different colorings of , , and : white, black, and white; white, gray, and white; white, gray, and black; white, black, and gray; and gray, white, and gray, which we group into three cases.

*Case 1*. The vertices , , and are colored white, black, and white, respectively.

Because is a -tree, there is a path from to that is a subset of the neighborhood of . This leads us to two subcases: this path includes or does not include . First let us assume that this path includes ; label the path . Since this path is contained in the neighborhood of , the vertices must be all colored white or black. Plus , , and are pairwise nonadjacent, so and . Since the coloring is proper, and must be black and and must be white, so and . Hence the graph induced by the vertices contains from Figure 6 as an induced subgraph with .

Now let us assume that the path from to in the neighborhood of does not include ; label the path and notice that . From Lemma 6, must have a neighbor that is not adjacent to and must have a neighbor that is not adjacent to ; label them and , respectively. If there is a choice for or choose the vertex with the shortest distance to . First assume that or ; then , because must be all black or white. If is adjacent to a , then , since , and are all black. Hence the graph from Figure 6 is an induced subgraph of with . If is not adjacent to a , then there is a path from some , , to in the neighborhood of ; label this path . Hence the graph from Figure 6 is an induced subgraph of with .

Now assume that and ; if then the argument above holds, so assume that . We also know that , because of the coloring, so let . Since and are both black, . Thus if either or , then the graph from Figure 6 is an induced subgraph of with . If , then since we chose and to be the shortest distance to . Therefore, the graph from Figure 6 is an induced subgraph of with .

*Case 2*. The vertices , , and are colored white, gray, and white or white, gray, and black, respectively.

Label the path from to in the neighborhood of as . Notice that and are in the same color class, so they are not adjacent. Thus must have two neighbors that are also adjacent to , so must be adjacent to at least one , . First assume that for consecutive and . Then the graph from Figure 6 is an induced subgraph of .

Now assume that there is only one such that . There is a path from to in the neighborhood of ; label it . If , then the graph from Figure 6 is an induced subgraph of with . If not, then without loss of generality, assume that . The intervals for the vertices and (if , then use instead of ) trap the interval for , so each must have a neighbor which is not adjacent to the other. Consider the neighbors of this type that are the least distance to and label the neighbor of as and the neighbor of as . If then the graph from Figure 6 is an induced subgraph of with . If , then the graph from Figure 6 is an induced subgraph of with . A similar argument will find as an induced subgraph if .

*Case 3*. The vertices , , and are colored white, black, and gray or gray, black, and gray, respectively.

Since and are both gray, their overlapping intervals do not result in an adjacency. Thus either intersects because there exists a vertex such that and or so that is not contained in another interval.

Consider the first case. If , then could be moved so that is not trapped in . Thus there must be a vertex such that and . If is white or black, then the graph induced by the vertices is a cycle of length . However this is a contradiction, because -trees are chordal. If is gray either it can be moved so that or is there because of another adjacency. In the former case, we contradict that this representation has minimum containment. In the latter case, we start this case all over again with the vertices , , and . Since is finite, we eventually end up with the one of the previous two contradictions.

Now consider so that is not contained in another interval, which we will label if it is white and if it is black. Since is not contained in , . If is white, then we are in Case 1 with the vertices , , , and ; if is gray, then we can restart the argument in this case with the vertices , , , and .

Because is avoiding containment in , must intersect an interval for a white or black vertex that is not a neighbor of . If this neighbor is white, then we label it . If it is gray, then label it . Notice that and are not adjacent, so they must share a gray neighbor (since we already considered the case with a white neighbor), label this neighbor . Again the intervals could be reordered to create a representation with less containment, unless intersects a gray or white interval. If it is white, then we again label it . If it is gray, then we label it and notice that there must be a that is adjacent to both and (see in Figure 7). The gray and black intervals could again be reorganized with less containment (see in Figure 7) unless there is another neighbor. The black and gray intervals continue in this way until we eventually add a white interval, which we label . Thus if is white the graph induced by the vertices has the structure of from Figure 8, where could be black or gray. If is gray then we get the black and gray structure of on the left hand side of until we hit a white vertex on the left. In either case, the graph has the structure of .

Let us first consider the subgraph of in Figure 8 induced by the vertices (or similarly ). There is a path from to in the neighborhood of ; label it . If , then the graph from Figure 6 is an induced subgraph of with , so . Because of coloring must be even, so either is two or four. If is four, then the graph induced by the vertices is isomorphic to the left end of in Figure 8. If is two, then for any . Thus the graph induced by the vertices is isomorphic to the right end in Figure 8.

Now consider the structure of the graph around the vertices , (). There is a path from to in the neighborhood of ; label it as . Since and are the same color, must be odd for all . If then from Figure 6 is an induced subgraph of with . Furthermore, if then from Figure 6 is an induced subgraph of with . Thus for all .

Next we show that for all (including both ends, i.e., ). Assume this is not the case and let be the smallest index such that . Consider the subgraph induced by the vertices . If is isomorphic to the left end of in Figure 8, then from Figure 6 is an induced subgraph of . If is isomorphic to the right end of in Figure 8, then from Figure 6 is an induced subgraph of . Therefore, for all , which is shown in in Figure 8.

Now we can see that if both ends of look like the left end of in Figure 8, then from Figure 6 is an induced subgraph of . If both ends of look like the right end of in Figure 8, then from Figure 6 is an induced subgraph of . Lastly if one end looks like the left end and one looks like the right end of in Figure 8, then from Figure 6 is an induced subgraph of .

In each case we found that a graph from Figure 6 is an induced subgraph of , which is a contradiction. Therefore, if contains none of the graphs from Figure 6 as an induced subgraph, it is a proper interval -graph.

If we combine Theorem 7 with Theorem 1, we get the following corollary.

Corollary 8. *A -tree is a proper interval -graph if and only if it contains none of the graphs from Figure 6 and Figure 2 as an induced subgraph.*

Combining the above corollary with Theorem 2, we get the following.

Corollary 9. *A chordal uniquely -colorable graph is a proper interval -graph if and only if it contains none of the graphs from Figure 6 and Figure 2 as an induced subgraph.*

#### 4. Unit Interval -Graphs

A *unit interval graph* is an interval graph that can be represented using only intervals of unit length. The following well-known result from Roberts [16] informs us that the class of proper interval graphs is precisely the class of unit interval graphs.

Lemma 10 (see [16]). *The unit interval graphs are equivalent to the proper interval graphs, and they are further equivalent to the -free interval graphs.*

A *unit interval **-graph* is an interval -graph that can be represented using only intervals of unit length. We will refer to the representation of a unit interval -graph as a *unit representation*. When it is known that unit equals proper (see [12, 17]). We prove it now for all . This proof follows closely a proof from Golumbic and Lipshteyn in [18].

Lemma 11. *A graph is a unit interval -graph if and only if it is a proper interval -graph.*

*Proof. *Let be a unit interval -graph. Since a unit interval cannot properly contain another unit interval, is also a proper interval -graph.

Let be a proper interval -graph, and let be the proper representation of . Create the graph such that and if in , regardless of color. In other words, is the graph with edges added between vertices of the same color class with overlapping intervals in . Now is a proper interval graph and from Lemma 10 is also a unit interval graph. Let be the unit interval representation for . If we add the color partition of to , it is a unit interval representation of , and thus we are done.

Combining Lemma 11 with Theorem 7, we get the following.

Theorem 12. *Let be a -tree interval -graph. Then is a unit interval -graph if and only if it contains none of the graphs from Figure 6 as an induced subgraph.*

#### 5. Conclusion

In this paper, we have given a characterization of proper interval -graphs that are -trees using their perfection, the absence of asteroidal triples, and in particular their unique colorability. We have noted that for the proper interval -graphs enjoy many characterizations and equivalence to many classes of graphs, but for their characterizability seems to be more difficult. We believe this is in part due to the fact that bipartite graphs are uniquely -colorable and hence there is a forced assignment of intervals to color classes. When studying interval -graphs with and the graph under consideration is not uniquely colorable, there are certain pathologies which need to be overcome. For example, in Figure 9(I), we have a graph with no unit representation; if the interval color assignment is as indicated, vertices and should be adjacent. But, in Figure 9(II), the interval color assignment is conducive to a unit representation.

However we conjecture that the absence of any graph from the infinite family of graphs in Figure 3 and the absence of asteroidal triples completely characterizes proper interval -graphs.

If we consider proper interval -graphs with a higher chromatic number, say , we find more forbidden induced subgraphs, including the graphs in Figure 10. Although characterizing all proper interval -graphs using forbidden induced subgraphs may be a difficult problem, it would be interesting to restrict the search to a well-known family of graphs, say -trees or uniquely -colorable graphs.

#### Conflict of Interests

The authors declare that there is no conflict of interests regarding the publication of this paper.

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