Research Article | Open Access
B. Dubey, Atasi Patra, "A Mathematical Model for Optimal Management and Utilization of a Renewable Resource by Population", Journal of Mathematics, vol. 2013, Article ID 613706, 9 pages, 2013. https://doi.org/10.1155/2013/613706
A Mathematical Model for Optimal Management and Utilization of a Renewable Resource by Population
A dynamical model is proposed and analyzed to study the effect of the population on the resource biomass by taking into account the crowding effect. Biological and bionomical equilibria of the system are discussed. The global stability behavior of the positive equilibrium is studied via the output feedback control. An appropriate Hamiltonian function is formed for the discussion of optimal harvesting of resource which is utilized by the population using Pontryagin's Maximum Principal. A numerical simulation is performed on the model to analyze the theoretical results.
Renewable resources are a very important source of food and materials which are essential for the growth and survival of the biological population. The continuous and unplanned use of these resources may lead to the extinction of resources and thereby affecting the survival of resource-dependent species. There has been a considerable interest in the modeling of renewable resources such as fishery and forestry. Dynamic models for the commercial fishing have been studied extensively taking into account the economic and ecological factors [1, 2]. Based on the works of Clark [1, 2], several investigations have been conducted [3–12]. Leung and Wang  proposed a simple economic model and investigated the phenomena of nonexplosive fishing capital investment and nonextinctive fishery resources. Chaudhuri  proposed a model for two competing fish species each of which grows logistically. He examined the stability analysis and discussed the bionomical equilibrium and optimal harvesting policy. It was also shown  that there is no limit cycle in the positive quadrant. Ragozin and Brown  proposed a model in which the prey has no commercial value and the predator is selectively harvested. When the prey and predator both are harvested, then an optimal policy for maximizing the present value and an estimation to the true loss of resource value due to catastrophic fall in stock level has been discussed in detail by Mesterton-Gibbons . In another paper, Mesterton-Gibbons  proposed a Lotka-Volterra model of two independent populations and studied an optimal harvesting policy. Fan and Wang  generalized the classical model of Clark [1, 2] by considering the time-dependent the Logistic equation with periodic coefficients and they showed that their model has a unique positive periodic solution, which is globally asymptotically stable for positive solutions. They also investigated the optimal harvesting policies for the constant harvest and the periodic harvest. The optimal harvesting policy of a stage structure problem was studied by Zhang et al. . They found conditions for the coexistence and extinction of species. Song and Chen  proposed two-species competitive system and discussed the local and global stability analysis of the positive equilibrium point of the system. They have also discussed the optimal harvesting policy for the mature population. Dubey et al.  proposed a model where the fish population partially depends on a resource and is harvested. They examined stability analysis and the optimal harvesting policy with taxation as a control variable. Dubey et al.  discussed a model of a fishery resource system in an aquatic environment which was divided into two zones—the free fishing zone and the reserved zone. They discussed biological and bionomical equilibria and optimal harvesting policy. Dubey et al.  also proposed and analyzed an inshore-offshore fishery model where the fish population is being harvested in both areas. Then they investigated the stability analysis and optimal harvesting policy by taking taxation as a control instrument. Kar et al.  considered a two- prey one-predator model where both the preys grow logistically and harvested. Again Kar and Chottopadhayay  described a single species model, which has two stages: (i) a mature stage (ii) an immature stage; they discussed the existence of equilibrium points and their stability analysis. They proved that the optimal harvesting policy is much superior to the MSY policy and optimal paths always take less time than the suboptimal path to reach the optimal steady state. Kar et al.  proposed a prey-predator model with a nonmonotonic functional response and both the species are harvested. To obtain the strategies for the management of the system, they used the harvesting effort as a control variable. They found the stability condition of an interior equilibrium point in terms of harvesting effort and proved that there exists a super critical Hopf bifurcation.
From the above literature and to the best of our knowledge, it appears that harvesting of a renewable resource which is being utilized by a population for its own growth and development has not been considered by taking into account the effect of crowding. Hence, in this paper, we propose a mathematical model for the biological population which is being partially dependent on a renewable resource. This resource is further harvested for the development of the society.
The organization of the paper is as follows. Section 2 describes the development of the model and Section 3 gives a detailed outline of the stability analysis of the system. The bionomical equilibrium and the maximum sustainable yield are presented in Sections 4 and 5, respectively. The output feedback control is given in Section 6 and the optimal harvesting policy in Section 7. A numerical simulation experiment has been presented in Sections 8 and 9 is the concluding remarks followed by references.
2. Mathematical Model
Let us consider a renewable resource growing logistically in a habitat. Then the dynamics of this resource biomass is governed by where is the density of resource biomass, is its intrinsic growth rate, is an interspecific interference coefficient, and is the carrying capacity.
Let be the density of the population at any time which utilizes the resource biomass for its own growth and development. Thus, the intrinsic growth rate and carrying capacity of the resource biomass will depend on the density of population. Hence, we assume that and in (1a) are functions of . Thus, (1a) reduces to where is a positive constant.
We consider the following assumptions.(i)The intrinsic growth rate is a decreasing function of and it satisfies We take a particular form of as (ii)The carrying capacity is also a decreasing function of and it satisfies We take a particular form of as
Let us denote and .
Then (1b) can be rewritten as
Now, we consider a population of density which is also growing logistically. We assume that the growth rate and carrying capacity of the population depend on the resource biomass density. If the resource biomass density increases, the growth rate and carrying capacity of population also increase. Thus, the dynamics of population is governed by the following differential equation: where is the intrinsic growth rate of population, is its carrying capacity in the absence of resource biomass, and are the growth rates of population in the presence of resource biomass.
We assume that the resource biomass is harvested with the harvesting rate , where is a positive constant and in fishery resource it is known as catchability coefficient, and is the harvesting effort, which is a control variable.
Keeping the above aspect in view, the dynamics of the system can be governed by the system of the following differential equations:
3. Stability Analysis
Lemma 1. The set is a region of attraction for all solutions initiating in the interior of the positive quadrant, where
The equilibrium points and always exist. For the existence of equilibrium point , we note that is given by
This shows that exists if
For the fourth equilibrium point , we note that and are the positive solutions of the following algebraic equations:
The above equation (14) has a unique positive solution , if the following inequality holds:
After knowing the value of , the value of can then be calculated from the relation
From (16), we note that for the coexistence of resource biomass and population together in a habitat, the intrinsic growth rate of the resource biomass must be larger than a threshold value. This threshold value depends upon the carrying capacity of the population and the harvesting effort.
Now we discuss the local and global stability behavior of these equilibrium points. For local stability analysis, first we find variational matrices with respect to each equilibrium point. Then by using eigenvalue method and the Routh-Hurwitz criteria, we can state Theorems 2 to 5.
Theorem 2. (i) If the equilibrium point exists, then is always unstable in the - plane.
(ii) If the equilibrium point does not exist, then is a saddle point with stable manifold locally in the -direction and with unstable manifold locally in the -direction.
Theorem 3. The equilibrium point , whenever it exists, is a saddle point with stable manifold locally in the -direction and with unstable manifold locally in the -direction.
Theorem 4. (i) If , then is a saddle point with unstable manifold locally in the -direction and stable manifold locally in the -direction.
(ii) If , then is always stable in the plane.
Theorem 5. The interior equilibrium , whenever it exists, is always locally asymptotically stable in the - plane.
In the next theorem, we are able to find a sufficient condition for to be globally asymptotically stable.
Theorem 6. Let the following inequality holds in
Then the interior equilibrium is globally asymptotically stable with respect to all solutions initiating in the interior of the region defined in Lemma 1.
Proof of Theorem 6. Proof of this theorem is given in the Appendix.
Our next result shows that the model under consideration cannot have any closed trajectories in the interior of the first quadrant.
Proof. Let is a continuously differential function in the interior of the positive quadrant of - plane.
This shows that does not change sign and is not identically zero in the positive quadrant of the -plane. By Bendixon-Dulac criteria, it follows that the system (8a)-(8b) has no closed trajectory, and hence no periodic solution in the interior of the positive quadrant of the - plane.
4. Bionomical Equilibrium
In this section, we study the bionomical equilibrium of the model system (8a)-(8b). Bionomical equilibrium is the level at which the total revenue (TR) obtained by selling the harvested biomass in an economic equilibrium case is equal to the total cost (TC) to the harvested biomass, that is, the economic rent is completely dissipated.
The net economic revenue at time is given by where is price per unit biomass and is utilized cost per unit resource biomass. The bionomical equilibrium is , where , and are the positive solutions of
Solving (22a), we get
It is clear that
Thus the bionomical equilibrium exists under condition (23).
5. The Maximum Sustainable Yield
The maximum sustainable yield (MSY) of any biological resource biomass is the maximum rate at which it can be harvested and any larger harvest rate will lead to the depletion of resource eventually to zero. In the absence of any population, the value of MSY is given by 
If the resource biomass is subjected to the harvesting by a population, the sustainable yield is given by
We note that
Thus, , when .
From the above equations, it is interesting to note that when , then and .
This result matches to Clark .
If , then it denotes the overexploitation of the resource and if , then the resource biomass is under exploitation.
6. Output Feedback Control
The habitat under our consideration consists of a resource biomass which is utilized by a population. The resource biomass is being harvested and the harvesting effort is considered as an input. The harvesting effort is applied to the stock and produces a yield per unit effort. We assume that the total yield per unit effort is subject to the constraint . Then our objective is to construct an output feedback control in such a way that the steady state is globally asymptotically stable for the closed-loop system. Then model equations (8a)-(8b) can be written as in the vector matrix differential equation form where ,
Theorem 9. For any constant fishing effort , there exists a such that is globally asymptotically stable through the output feedback control law , where .
7. Optimal Harvesting Policy
In this section, we discuss the optimal management of a renewable resource in the presence of population which is to be adopted by the regulatory agencies to protect the resource and to ensure the survival of the population with a sustainable development. The present value of a continuous time stream of revenues is given by where is the instantaneous rate of annual discount. Thus our objective is to
For this purpose, we use Pontryagin’s Maximum Principle. The associated Hamiltonian function is given by where and are adjoint variables and is called a switching function.
The optimal control which maximizes must satisfy the following conditions:
The usual shadow price is and the net economic revenue on a unit harvest is . This shows that if the shadow price is less than the net economic revenue on a unit harvest, then and if the shadow price is greater than the net economic revenue on a unit harvest, then . When the shadow price equals the net economic revenue on a unit harvest, that is, , then the Hamiltonian becomes independent of the control variable , that is, .
This is a necessary condition for the singular control to be optimal over control set .
Thus, the optimal harvesting policy is when , we have
Now, in order to find the path of singular control, we utilize the Pontrygin’s Maximum Principle. According to this principle, the adjoint variables and must satisfy
The above equations can be rewritten as
Equation (38) can again be written as where
Solving (38), we get
We note that when , then the shadow price is bounded if .
Thus, we have
Now from (37), we get where
Equation (43) yields
Again for the shadow price to be bounded, we must have .
Substituting the values of , and into (47), we get
8. Numerical Simulations
In order to investigate the dynamics of the model system (8a)-(8b) with the help of computer simulations, we choose the following set of values of parameters (other set of parameters may also exist): with initial condition: and .
For this set of parameters, condition (16) for the existence of the interior equilibrium is satisfied. This shows that exists and it is given by
Thus the interior equilibrium point is locally asymptotically stable. It is noted that condition (18) in Theorem 6 is not satisfied for the set of parameters chosen in (49). Since condition (18) is just a sufficient condition for to be globally asymptotically stable, no conclusion can be drawn at this stage. The behavior of and with respect to time is plotted in Figure 1 for the set of values of parameter chosen in (49). From this figure, we see that the density of population increases, whereas the density of resource biomass decreases with respect to time, and both settle down at its equilibrium level.
Now, we choose another set of values of parameters as follows: with different initial values.
For the set of values of parameters given in (51), it may be noted that the positive equilibrium exists and it is given by
It may be cheeked that in this case (for the values of parameters given in (51)), condition (18) in Theorem 6 is satisfied. This shows that is locally as well as globally asymptotically stable in the interior of the first quadrant. In Figure 2, we have plotted the behavior of and with different initial values. Figure 2 shows that all the trajectories starting from different initial points converge to the point . This shows that is globally asymptotically stable.
It may be noted here that and are important parameters governing the dynamics of the system. Therefore, we have plotted the behavior of and with respect to time for different values of in Figure 3 and for different values of in Figure 4.
From Figure 3(a), we note that decreases as increases. If is very small, then initially increases slightly and then decreases and converges to its equilibrium level. If increases beyond a threshold value, then always decreases and settles down at its equilibrium level. Figure 3(b) shows that also decreases as decreases. This is due to the fact that with the increase in , the equilibrium level of decreases and since the population is dependent on the resource biomass , thus also decreases. However, it is interesting to note here that always increases with respect to time and finally attains its equilibrium level.
From Figure 4(a), it is noted that decreases as increases. Figure 4(b) shows that increases as increases. It may also be noted that for all positive values of , increases continuously with time and finally settles down at its steady state. However, the resource biomass initially increases for some time, then decreases continuously and finally gets stabilized at its lower equilibrium level. This shows that if the population utilizes the resource without any control, then the resource biomass decreases continuously and it may be doomed to extinction.
In order to see the qualitative behavior of the optimal harvesting resource, we solve (13a), (13b), and (48) for the same set of values of parameters as given in (51) with the additional values as and . Then we get the optimal equilibrium levels as given below:
We observe that is a very important parameter which governs the dynamics of the system. The behavior of with respect to time is shown in Figure 5 and the behavior of with respect to time is shown in Figure 6 for different values of . Figure 5 shows that if is less than its optimal level (), then increases and settles down at its equilibrium level. If , then decreases and settles down at a lower equilibrium level. If is large enough, then tends to zero. Figure 6 shows that if , and then increases with time and finally obtains its equilibrium level. If , then again increases with time, but it settles down at a lower equilibrium level. This is due to the fact that when , then decreases and hence also decreases. This suggests that the harvesting effort should be always kept less than (optimal harvesting level) so that both the resource and the population can be maintained at an optimal level.
In this paper, a mathematical model has been proposed and analyzed to study the effect of harvesting of a renewable resource. It has been assumed that the resource is being utilized by a population for its own growth and survival. The resource and the population both are growing logistically. The existences of equilibria and stability analysis have been discussed with the help of the stability theory of ordinary differential equations. It has been shown that the positive equilibrium (whenever it exists) is always locally asymptotically stable. But is not always globally asymptotically stable. However, we have found a sufficient condition under which is globally asymptotically stable. This condition gives a threshold value of the specific growth rate () of resource biomass. If is larger than this threshold value, then is globally asymptotically stable. Using Bendixon-Dulac criteria, it has been observed that the model system has no limit cycle in the interior of the positive quadrant. We have also discussed the bionomical equilibrium of the model and it has been observed that the bionomical equilibrium of the resource biomass does not depend upon the growth rate and carrying capacity of the population. An analysis for sustainable yield () and maximum sustainable yield () has been carried out. It has been shown that if , then the resource biomass will tend to zero and if , then the resource biomass and population may be maintained at desired level. The global asymptotic stability behavior of the positive equilibrium has also been studied through the output feedback control method.
We have constructed a Hamiltonian function and then using Pontryagin’s Maximum Principle, the optimal harvesting policy has been discussed. An optimal equilibrium solution has been obtained. The results are validated based on the numerical simulation. Here we observed that and are important parameters governing the dynamics of the system. It has been found that if increases, then the resource biomass and the population both decrease. However, if increases, then the population density increases and the resource biomass density decreases. A threshold value for the optimal harvesting effort has been found theoretically as well as numerically. It has been shown that the harvesting effort should be always kept less than to maintain the resource and the population at an optimal equilibrium level.
Proof of Theorem 6. We consider the following positive definite function about :
Differentiating with respect to time along the solutions of model (8a)-(8b), a little algebraic manipulation yields where
Sufficient condition for to be negative definite is that the following inequality holds:
We note that (18) implies (A.4), thus is Liapunov’s function for all solutions initiating in the interior of the positive quadrant whose domain contains the region of attraction , proving the theorem.
The authors gratefully acknowledge the support received from UGC, New Delhi, Grant no. F.510/2/DRS/2010 (SAP-I). A. Patra also acknowledges the financial assistance of DST (India) under WOS-A scheme for carrying out this work.
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