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Journal of Nanomaterials
Volume 2013, Article ID 851489, 6 pages
Review Article

Characterisation of C–F Polymer Film Formation on the Air-Bearing Surface Etched Sidewall of Fluorine-Based Plasma Interacting with AL2O3–TiC Substrate

1Department of Physics, Faculty of Science, King Mongkut's University of Technology Thonburi, Bangkok 10140, Thailand
2Division of Material Science, Faculty of Science, Maejo University, Chiang Mai 50290, Thailand
3Western Digital (Thailand) Company Limited, Ayutthaya 13160, Thailand

Received 25 February 2013; Accepted 28 May 2013

Academic Editor: Shafiul Chowdhury

Copyright © 2013 Alonggot Limcharoen et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.


C–F polymer redeposition is generated on the etched sidewall of the patterned air-bearing surface (ABS). This C–F polymer is a by-product from fluorine-based plasma using a Surface Technology Systems multiplex-pro air-bearing etch (ABE). The morphology of the re-deposition and the composite element was observed by a scanning electron microscope (SEM). The chemical bonding results were characterised via X-ray photoelectron spectroscopy, attenuated total reflected infrared spectroscopy and visible Raman spectroscopy. The purpose of this work is to demonstrate a modification of AlF3 re-deposition to C–F polymer re-deposition, which is easily stripped out by an isopropyl alcohol-based solution. The benefit of this research is the removal of the re-deposition in the resist strip process without additional cleaning process steps.

1. Introduction

The processes used to fabricate a recording head, also known as a slider, are composed of lapping, machining, lithography, deposition, and etching steps.

Dry etching is a key process that enables sliders to fly over media by creating a pattern on the slider. Air-bearing surfaces (ABSs) are designed to control the variable number of the positive pressure that is generated by the force pushing the slider away from the medium and the negative pressure that is generated by the force pulling the slider towards the medium. As a consequence of balancing the push and pull forces on the slider, a constant fly height can be maintained across the different surfaces: the inner diameter zone, middle diameter zone, and outer diameter zone of the medium.

Reactive ion etching (RIE) is a very suitable technology for fabricating etched ABS patterns. RIE utilises the synergistic effect of ion bombardment combined with a chemical reaction in a plasma bulk. The most commonly used RIE method is an inductive coupled plasma (ICP) system. This system provides high-density plasma that meets the requirements for processing at a high volume and high reliability in production. There are two main components of an ICP system in the etching process: the plasma source and the substrate holder. For the plasma source, a radio frequency (RF) power supply and inductive coil for plasma generation are used. The substrate holder (also called an electrode), which is biased with RF power, accommodates a wafer and causes the positive ions to directly bombard the substrate.

Since electrons are more mobile than positive ions in the plasma, a negative DC voltage is developed on the electrode where the RF power is introduced. Since the substrate is placed on this electrode, the substrate experiences the bombardment from the accelerated ions onto the electrode. The ion bombardment causes physical damage to the substrate and facilitates desorption of the chemical reaction. The combination of chemical etching and physical etching leads to the etching rate being dramatically increased [1].

The etching of Al2O3 in noncorrosive plasma is very difficult. For example, when the substrate is exposed to F-containing plasmas, Al2O3 reacts with F to form a mixture of AlF3 and [2, 3]. These reaction by-products, known as RIE redeposition, are nonvolatile and are resputtered onto the substrate surface, tenaciously adhering to the sidewall. Thus, it is not expected that reactive ion etching of Al2O3 would occur in F-containing plasma. On the other hand, TiC reacting with F-containing plasma will generate TiF4, which is volatile and can be pumped out from the process chamber with a vacuum pump.

The reaction by-products, as mentioned above, are not volatile; therefore, the remaining AlF3 and redeposition could cause reliability, performance, and durability issues in the hard disk drive. These redeposition particles have high potential to be dislodged from the ABS during a disk operation, leading to the medium and/or read-write head getting damage, which causes data loss or, worse, the complete breakdown of the disk drive [4].

Due to the RIE redeposition problem described above, we are motivated to focus on slider cleanliness, particularly the ABS sidewall of a slider after the process is completed. To remove the redeposition, a special chemical solution must be used in the conventional cleaning process. However, this particular chemical causes corrosion in the high moment metals (such as CoFe-based alloys) that are currently used in magnetic recording heads, as necessary to meet areal density requirements.

Exploring new gas chemistry for the etching process is necessary. The chlorine that is contained in the plasma will etch Al2O3–TiC and will produce TiCl4, AlCl3, and Al2Cl3 as by-products; these are all volatile compounds [2] that are highly corrosive to the device [5]. Fukushima et al. [6] reported that no sidewall film was observed by using Cl2/BCl3 and Ar/Cl2/BCl3 plasma. Unfortunately, chlorine is well known as a corrosive agent to a magnetic recording head, so using chlorine-based plasma is not possible in the slider fabrication process.

The fluorine to carbon (F/C) ratio model is a very interesting concept. Coburn and Winters [7, 8] proposed the F/C ratio model, stating that increasing the F/C ratio within the plasma by adding O2 enhanced the etch rate of SiO2. Conversely, the plasma was decreased by adding H2 or CHF3, so the etch rate of SiO2 could be reduced. Furthermore, when the F/C ratio was below a critical value, the plasma might stop etching and generate polymer deposition instead.

From a literature review, it is clear that the F/C ratio concept for SiO2 etching has been used in semiconductor manufacturing. Ji et al. [9] studied the variety of gas chemistry with different F/C ratios to etch on SiO2 dielectric materials to result in a high aspect ratio. It was found that a high aspect ratio of dielectric etching was able to be achieved using gas chemistry with a lower F/C ratio because of the fluorocarbon species that fragmented from the parent molecule. These species could be generated by adding a protective polymer to the photo-resist surface, creating a sidewall polymer film and delivering fluorine to the surface region that is being etched.

Fluorine-based plasma, such as tetrafluoromethane (CF4) plasma, has been utilised in the industry for many years to etch Al2O3–TiC during slider fabrication. Regarding the F/C ratio, CF4 has a ratio of 4, meaning that this plasma can be used to etch the substrate. Due to the by-products of etching the Al2O3–TiC substrate with CF4 plasma not being volatile, there is plenty of redeposition of AlF3 and along the sidewall.

To our knowledge, the F/C ratio concept has not been applied to the etching of Al2O3–TiC substrate that is used to create the ABS pattern of a slider head. For ABS etching, CF4 + H2 plasma has been studied in the fabrication of femtomagnetic recording heads [2], but the study did not concentrate on the RIE redeposition issue discussed in this present work.

By manipulating the F/C ratio in plasma, it is expected that the selected recipe will provide polymer redeposition ( redeposition), and it should adhere to the etched sidewall during the etching process as well. However, the polymer redeposition will be removed easier than the current RIE redeposition (AlF3 redeposition). Common solvents such as acetone and isopropyl alcohol (IPA) should dissolve a polymer-based redeposition easily.

The purpose of this paper is to demonstrate that C–F polymer redeposition adheres to the AlTiC ABS etched sidewall. Characterisation of the polymer redeposition was done by X-ray photoelectron spectroscopy (XPS), Fourier transform infrared microspectroscopy (ATR FTIR), visible Raman spectroscopy, and electron spectroscopy.

2. Experiment

To get an etching condition that provides polymer redeposition, the experiments were conducted by using the design of experiment DOE method. The key parameters were (1) coil power (300 W–700 W), (2) total gas flow rate (8 sccm–20 sccm), and (3) gas type (CF4 and C4F8). These parameters were studied while keeping the others constant, which were (1) platen power at 550 W, (2) pressure at 4 mTorr, and (3) chiller temperature at −5°C.

To create the pattern of the etching mask on the AlTiC substrate, the wafer was processed with a conventional photolithography process. All RIE etching conditions from the DOE table were performed. The mask residue was removed using a resist strip process (IPA-based solution). The amount of RIE redeposition that adhered to the etched sidewall was observed by a scanning electron microscope (SEM). There was no redeposition residue after the resist strip process was completed. This indicated that the parts were successfully etched with conditions that provided polymer redeposition.

Then, the patterned AlTiC substrate (which had a tapered profile with the sidewall at an angle of 65°) was prepared for the polymer redeposition. The patterned AlTiC substrate was etched without a polymer mask so that the redeposition accumulated on the taper sidewall, thus avoiding system noise during XPS, ATR FTIR, and Raman analysis.

The RIE machine (STS multiplex ICP reactive ion etching) was used as the experimental machine (Figure 1). Reactive ion etching utilises the synergistic effect of ion bombardment and chemical reactions in plasma. In a conventional reactive ion system, AlTiC, which is used as the base substrate/wafer with a patterned wet film photo resistance (with a thickness of approximately 20 μm), is placed on an electrode that is powered by a 13.56 MHz RF generator. The power is coupled into a chamber that contains a reactive gas to generate plasma. The reactive gas that was used in this experiment was octafluorocyclobutane (C4F8) with a gas flow rate of 14 sccm.

Figure 1: Schematic of multiplex-pro air-bearing etch ICP process chamber [10].

Finally, it was found that the etching conditions that provide polymer redeposition are coil power = 700 W, platen power = 550 W, C4F8 gas flow rate = 14 sccm, pressure = 4 mTorr, and chiller temperature = −5°C. The etching rate at these conditions was 57 nm/min. We prepared the polymer redeposition on a patterned AlTiC substrate with these etching conditions for 900 minutes to make sure that the size of the redeposition material was big enough to get a signal from the attenuated total reflected infrared spectroscopy and visible Raman spectroscopy analysis. A Philips XL 30S FEG scanning electron microscope (SEM) was used to investigate the morphology of the polymer redeposition. The composite element of the redeposition was detected by using energy dispersive X-ray spectroscopy (SEM-EDX). Raman analysis was performed under an inVia Reflex Raman microscope. This system utilises laser excitation at a wavelength of 514 nm and has a spectral range from 100 cm−1 to 3000 cm−1 with a resolution of ~1 cm−1. For infrared analysis, the polymer redeposition spectrum was acquired by using a Nicolet 6700 ATR FTIR spectrometer within the spectral range from 650 cm−1 to 4000 cm−1 with a resolution of 4 cm−1. The chemical bonding state of the polymer redeposition was analysed by using a PHI Quantera SXM scanning X-ray microscope, with an A1K X-ray source. A beam size of 10 μm with a take-off angle of 60° was used to analyse the redeposition. A curve fitting technique, which was combined with Gaussian and Lorentzian functions on a Shirley-type background, was used to assign the chemical bonding state. The percentages of the crosslink of polymer redeposition were also calculated after subtracting the signal from the AlTiC substrate.

3. Results and Discussion

3.1. Scanning Electron Microscopy (SEM)

The SEM image of the prepared polymer redeposition shows that the polymer redeposition sticks along the etched sidewall, as shown in Figure 2(a). The morphology of the bulk (the redeposition material) appears ribbon-like and adheres to the sidewall, while AlTiC’s surface regions of two different step heights are etched by the plasma and then present high surface roughness. The taper feature allows the redeposition material to accumulate on it. The very smooth surface of the redeposition shows a dense structure, as shown in Figure 2(b).

Figure 2: SEM image of prepared polymer redeposition. (a) Polymer redeposition is stuck along the etched sidewall. (b) Polymer redeposition surface.

The SEM-EDX image in Figure 3 shows that the polymer redeposition contains carbon atoms (63.70 At%) and fluorine atoms (34.32 At%) as the major components.

Figure 3: EDX signal of polymer redeposition adhering along the etched sidewall.
3.2. Visible Raman Spectroscopy

Visible Raman spectroscopy is particularly sensitive to sp2 hybridised carbon configurations. Using Gaussian curves to fit the spectra, we observed two separate peaks dominated by a broad asymmetric band in the 1100 cm−1 to 1750 cm−1 region centred at 1593.37 cm−1 (G-peak) and a shoulder centred at 1367.19 cm−1 (D-peak), as shown in Figure 4. The intensity ratio of the D-peak to G-peak is 0.74.

Figure 4: Raman spectrum of polymer redeposition. The locations of D-peak and G-peak are highlighted.

The G-peak is usually related to sp2 C–C stretching (aromatic or olefinic structures), while the D-peak is assigned to sp2 ordering between carbon atoms in a ring structure.

Zhu et al. [11] tried to produce a fluorinated amorphous carbon (a-C:F) film, which was prepared by using a magnetron cosputtering technique and used Teflon and graphite as targets. The prepared film was investigated in deep detail to assess the potential of a-C:F film being used for low damascene multilevel interconnect applications. In this work, it was found that the prepared a-C:F film, which had a G-peak position at 1594 cm−1 and a ratio in the 0.49–0.70 range, was characterised by Raman spectroscopy and had a fluorine concentration from ~30 At% to ~34 At%. The data provided by Zhu is very close to our findings. Our results show that the prepared redeposition had a G-peak position at 1593.37 cm−1 and a ratio of 0.74, which was identified by the Raman spectroscopy and had a fluorine concentration of 34.32 At%. This evidence indicates that our redeposition was an a-C:F material.

3.3. Attenuated Total Reflected Infrared Spectroscopy

In Figure 5, the spectra show two strong absorption/reflection bands. A broad band in the region from 1230 cm−1 to 1570 cm−1 is associated with –CF, –CF2, and –CF3 stretching modes [12]. A broad band in the region from 1570 cm−1 to 1830 cm−1 and centred at 1730 cm−1 is associated with the presence of C=CF2 group; these bands relate to C=C stretching modes [13]. Finally, there is a broad band between 2890 cm−1 and 3680 cm−1 that is characteristic of O–H stretching modes from absorbed water vapour. The water vapour is absorbed to the polymer redeposition surface due to the condensation occurring in the unloaded step of the RIE process because the temperature of the polymer redeposition in the chamber is cooler than room temperature.

Figure 5: ATR FTIR spectrum of polymer redeposition.
3.4. X-Ray Photoelectron Spectroscopy

The results shown in Figures 6(a) and 6(b) refer to polymer redeposition at two analysis points, 4 cm apart, on the same sample, which were used to check the occurrence of polymer redeposition at the different locations. XPS analysis revealed that the polymer redeposition consisted of –CF3, –CF2, –CF, –C–, and C–C bonds, which correspond to binding energies of 293.20 eV, 291.05 eV, 288.82 eV, 286.44 eV, and 284.67 eV, respectively. A signal from a Ti–C peak at a binding energy of 281.80 eV was found on the analysed area but it was a small signal compared to the polymer peaks. Furthermore, the components were assembled in a random network as the nature of fluoropolymers is to have 64% crosslink at both points. The percentages of area fraction for each element of polymer redeposition are shown in Table 1. It was observed that the amounts of C–C bond and C– bond in the redeposition were significantly different between the two points: point #1 had a C–C bond of 14.77% and a –C– bond of 19.21%, while point #2 had a C–C bond of 8.43% and a –C– bond of 29.31%. This difference is contributed by plasma uniformity: the plasma in the process chamber was not uniform between the two different processing points.

Table 1: Summary of % area fractions on C1s peak detected at the analysis points.
Figure 6: XPS spectrum of polymer redeposition at point #1 (a) and point #2 (b).

The equation to calculate the %crosslink of a polymer is as follows:

The percentages of the crosslink of polymer redeposition were calculated from the total % area fraction of the C–C, C–, and –CF peaks over the total % area fraction (after subtraction of the signal of Ti–C).

It is important to note here that there are some conditions that can provide polymer redeposition in this process window. The etching conditions should not allow too much of an etching mechanism or polymer deposition. In case the test etching conditions provide too much of an etching mechanism, the redeposition would be in the form due to the plasma containing abundant F species that are responsible for etching the substrate. In our DOE result using CF4 gas and both levels (low and high) of coil power and gas flow rate settings, it provided a high etching mechanism and then redeposition took place. For etching conditions providing too much polymer deposition, the AlTiC would not be etched but would generate a polymer that is deposited directly on the AlTiC surface due to the plasma containing abundant species that are responsible for the deposition mechanism. In our DOE result using C4F8 gas at a low coil power setting (300 W–400 W) with both levels of gas flow rate settings, it provided a high polymer deposition mechanism but AlTiC was not etched. The optimal conditions using C4F8 gas were a coil power of 700 W and a gas flow rate of 14 sccm. This process regime provided a balance between the etching and the deposition mechanism, eventually allowing redeposition in the polymer mode. The key of this concept is to modify the redeposition to the polymer redeposition. The plasma should contain sufficient polymer species () to deposit directly on a sidewall during F species etching to the substrate; the redeposition on the etched sidewall will then contain greater than .

To get the correct chemical bonding data of the redeposition material, both Raman and FTIR spectra must be considered: Raman spectroscopy analyses the vibration and rotational modes of molecules using the inelastic scattering of light and infrared spectroscopy analyses the amount of light that molecules absorb to determine the vibration and rotational modes of molecules. The XPS spectra results in Figures 6(a) and 6(b) indicate that there was –CF, –CF2, and –CF3 bonding present in the redeposition material. These bonding types are also present in FTIR spectra (1230 cm−1–1570 cm−1) and Raman spectra (1200 cm−1–1500 cm−1, D-peak). Moreover, FTIR should detect C/F complex bonding, C=CF2 and C=C, in the spectra region 1570 cm−1–1830 cm−1, corresponding to a Raman spectra at the G-peak of 1593.37 cm−1, assigned to –C=C– (sp2 C–C) in stretching mode. The XPS data confirmed the existence of these bonding types.

However, in this paper, we also discuss whether (s) is formed in the C–F redeposition bulk. Regarding the ATR-FTIR data, there are many centre peak positions of Al–F vibration bonding [14, 15] and the major peaks are at 790 cm−1 (750–858 cm−1), 960 cm−1 (856–1122 cm−1), 1460 cm−1 (1432–1488 cm−1), 1640 cm−1 (1602–1662 cm−1), 1741 cm−1 (1710–1768 cm−1), and 2364 cm−1 (2352–2385 cm−1), in which the number in the bracket is the integrated area intensity. In this paper, there are no FTIR positions of Al–F vibration at 1460 cm−1, 1640 cm−1, and 1741−1 as FTIR can only detect the higher signals and the absorbance of the C–F peak is higher than the absorbance of Al–F. So, they overlapped at 1230–1570 cm−1 (–CF, –CF2, and –CF3) and 1570–1830 cm−1 (C=CF2) (Figure 5), respectively. The EDX data (Figure 3) shows the high intensity of the C-peak and the F-peak, which is in line with the FTIR data (Figure 5). Hence, the band positions appearing at 1230–1570 cm−1 and 1570–1830 cm−1 should belong to the C–F bonding. The intensities of the Al–F bond positions at 790 cm−1, 960 cm−1, and 2364 cm−1 are very low so it is reasonable for considering these as noise and for considering that the Al–F bond does not exist in the C–F redeposition material. So, we can conclude here that the redeposition bulk is the C–F polymer-rich redeposition.

We successfully demonstrated the modification of redeposition from an AlF3 redeposition, which is difficult to remove with an IPA-based solution during the resist strip process, to a C–F polymer redeposition, which is easy to remove in this step. Furthermore, polymer redeposition that is fluorocarbon based can be destroyed by the reaction of OH radicals that are a component of the IPA molecule. The reaction between fluorocarbon CF2 and OH radicals is confirmed by the work of Srinivasan [16].

4. Conclusions

The EDX signal generated from the SEM analysis indicates that the polymer redeposition contained carbon atoms (63.70 At%) and fluorine atoms (34.32 At%). A Raman spectrum analysis of the polymer redeposition shows a broad asymmetric band in the 1100 cm−1 to 1750 cm−1 region centred at 1593.37 cm−1 (G-peak), which relates to a C–C group in the aromatic and olefinic structure and a shoulder centred at 1367.19 cm−1 (D-peak), related to carbon atoms in the ring structure. The FTIR spectra reveal that the polymer redeposition is associated with –CF, –CF2, –CF3, and also C=CF2 groups. The XPS analysis indicates that the polymer redeposition consists of –CF3, –CF2, –CF, –C–, and C–C assembled in a random network with 64% crosslink.

All the characterised results of the EDX, Raman, FTIR and XPS analyses indicate that the polymer redeposition is a fluoropolymer redeposition.


The authors wish to acknowledge the financial support from the Industry/University Cooperative Research Center in Data Storage Technology and Applications, King Mongkut’s Institute of Technology Ladkrabang, and the National Electronics and Computer Technology Center, National Science and Technology Development Agency. Moreover, they would like to thank Mark Moravec for his help in reviewing this paper and also Miss Alonggot Limcharoen for her help in preparing this paper. The authors would like to thank the Commission of Higher Education under the National Research University (NRU) Project.


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