Abstract

Nanostructured TiCrN films were grown on Si (100) wafers by reactive DC unbalanced magnetron cosputtering technique without external heating and voltage biasing to the substrates. The effects of Ti sputtering current on the chemical composition, chemical state, electronic structure, crystal structure, and morphology of the TiCrN films were characterized by X-ray photoelectron spectroscopy (XPS), X-ray diffraction (XRD), atomic force microscopy (AFM), and field emission scanning electron microscopy (FE-SEM), respectively. The results showed that all prepared films were formed as an understoichiometric (Ti, Cr)N solid solution with the fcc B1 type phase. The films exhibited a nanostructure with a crystallite size of less than 14 nm. The deconvolution of XPS spectra revealed the chemical bonding between Ti, Cr, N, and O elements. The addition of Ti contents led to the decrease of valence electrons filled in the d conduction bands which result in the change of binding energy of electrons in core levels. The roughness of the films was found to increase with increasing . The cross-sectional morphology of the films showed columnar structure with dome tops.

1. Introduction

In the past decades, binary nitride films such as TiN [1], CrN [2], and ZrN [3] have been widely used in industries as hard coatings for wear and corrosion protection due to their high hardness, chemical stability, good wear resistance, and nice color. However, in spite of their excellent properties, the films still show inadequate properties for some applications. For example, the mechanical properties of TiN and CrN are degraded by oxidation during machining process at high temperature above 600°C and 800°C [4], respectively. Consequently, in order to overcome this problem, the new coating materials with improved properties are needed.

Recently, the ternary nitride films such as TiCrN [510], CrZrN [11], TiAlN [12], and CrAlN [13] are greatly interesting to enhance the mechanical and chemical properties at high temperature. TiCrN, especially, has been attracting more attention owing to high hardness, high temperature oxidation resistance, and low friction coefficient [510, 1420]. Actually, it is well known that the film properties strongly depend on the microstructure of the films such as phase, grain, and defect structure which relate to the deposition parameters. In general, TiCrN films can be prepared by different techniques such as reactive magnetron sputtering, ion beam assisted deposition, cathodic arc, and electron beam evaporation. Among these methods, the reactive magnetron sputtering is one of the most widely used techniques to prepare the films with large area uniformity and strong adhesion.

Although there are many research works regarding the structural and mechanical properties of TiCrN films, few studies reported the influence of the deposition parameters on chemical state and electronic structure of the TiCrN films. The purpose of this study is to prepare nanostructured TiCrN films by reactive DC unbalanced magnetron cosputtering without substrate bias voltage and external heating. The effects of sputtering current of Ti target on chemical composition, chemical state, electronic structure, and structural and morphological properties of TiCrN films were investigated.

2. Experimental Details

2.1. Films Preparation

TiCrN films were prepared by a home-built reactive DC unbalanced magnetron cosputtering system as shown in Figure 1. Metallic titanium (99.97%) and chromium (99.95%) both with a diameter of 3 inches and a thickness of 0.125 inch were used as the sputtering targets. The substrate was Si (100) wafer and it was placed vertically on the holder at the center of the chamber. The distance from the substrate to each target was 13 cm. The base pressure of the vacuum chamber was  mbar. Pure Ar (99.99%) and N2 (99.99%) were used as the sputtering and reactive gases, respectively. The flow rates of Ar and N2 were fixed at 3.0 and 6.0 sccm, respectively, regardless of total pressure. Prior to the deposition, the substrate was ultrasonically cleaned in acetone and then in isopropyl alcohol for 20 min in each step and finally dried with N2 gas. The targets were sputter-cleaned by Ar gas for 5 min to remove the oxides and impurities on the target surface. During deposition, the Ti and Cr targets were supplied by two independent power supplies. The films were prepared under various conditions of Ti sputtering current () in order to grow films with different Ti content. The details of deposition conditions used in this study are presented in Table 1.

2.2. Characterization

The chemical composition and chemical states of TiCrN films were investigated by X-ray photoelectron spectroscopy (XPS: Kratos, AXIS Ultra DLD). The base pressure in the XPS analysis chamber was about  torr. The samples were excited with X-ray hybrid mode using a monochromatic Al Kα radiation at 1486.6 eV and the photoelectrons were detected with a hemispherical analyzer. Before analysis, the films were cleaned by in-situ Ar+ ion bombardment with an ion energy of 4000 eV and an ion current of 50 μA on an area of about 2 × 2 mm2 for 180 s to remove the contaminants. After sputter etching, XPS valence band spectra were performed over the binding energy range −4 < ≤ 20 eV and core level spectra were recorded with an emphasis on the peaks associated with Ti 2p, Cr 2p, N 1s, and O 1s. The quantitative analysis of the films was determined from the peak area measurements.

The structural analysis of the TiCrN films was characterized by X-ray diffraction (XRD: Rigaku, Rint 2000) using a monochromatic Cu Kα radiation (λ = 0.154 nm) and generator settings of 40 kV and 40 mA. The XRD patterns were acquired in a continuous mode, scanning speed of 2°/min and the grazing incidence angle of 3°. The phases of the films were determined using Bragg’s law and interplanar spacing equation and then compared with the Joint Committee on Powder Diffraction Standard (JCPDS) files. The surface and cross-sectional morphologies were examined by atomic force microscopy (AFM: Veeco, Nanoscope IV) and field emission scanning electron microscopy (FE-SEM: Hitachi, S4700), respectively.

3. Results and Discussion

3.1. Chemical Composition

The elemental composition of the TiCrN films was investigated by XPS as summarized in Table 2. As seen in Table 2, it also shows the Ti content and N content defined as = Ti/(Ti + Cr) and = N/(Ti + Cr) and film composition () as a function of . It was observed that the Ti content increased from 0.10 to 0.37 when the was increased from 0.4 to 1.0 A. In addition, the N content in all the films also increased with increasing even though the N2 flow rate was kept constant at 6.0 sccm. This result may be explained by the fact that the N affinity of Ti is higher than that of Cr atom ( = −337.65 kJ/mol, = −117.15 kJ/mol [21]) that led to more incorporation of N atom in the films [22]. The ratio of nitrogen to metals () was less than 1 revealing that all of the films were small understoichiometry which could be attributed to the effect of Ar+ bombardment on preferential removal of nitrogen by surface cleaning process before XPS analysis [23]. The results also show the oxygen content about 14–17 at.% in the films that is probably due to the films exposure to the air ambient.

3.2. Chemical State

Figure 2 shows the evolution of the Ti 2p, Cr 2p, and N 1s XPS core level spectra of the TiCrN films as a function of . The curves were fitted by Gaussian-Lorentzian function after performing Shirley background subtraction. The results showed that the intensity of the Ti and N peaks increased, whereas the Cr peak decreased with increasing that corresponded to the elemental composition as shown in Table 2.

As shown in Figure 2, the deconvolution of Ti 2p spectrum showed that it is composed of three components that could be attributed to the chemical state of TiN, Ti2O3, and TiO2. It should be noted that the intensity of TiN state increased with the increase of Ti and N concentrations. The deconvoluted Cr 2p spectrum indicated that it consisted of Cr metal, CrN, Cr2O3, and CrO3 in which their intensities were decreased with increasing . The N 1s spectrum could be deconvoluted into two states, including metals nitride and oxynitride. These peaks were compared with XPS database compiled by National Institute of Standards and Technology (NIST) [24].

The binding energy () of Ti peaks did not significantly change but tended to form more TiN, while that of the Cr peaks slightly shifted toward the higher from 574.9 eV up to 575.3 eV as the increased. It could be attributed to the fact that there was a change in the chemical state from Cr metal to CrN as shown in Figure 2(b). In addition, the of N peaks also showed small shifts to the higher energy with increasing . This peak shift is due to the increase in the number of Ti atoms in CrN lattice when Ti content increased. Due to the fact that Ti atom has less valence electron than Cr atom, hence the substitution of Ti atoms for Cr atoms in CrN lattice leads to a decrease in electron density. Therefore, the Coulomb force exerted on these electrons by nucleus is stronger and results in an increase in of N core level [25, 26]. The of Ti , Cr , and N 1s peaks was also presented in Table 3.

Furthermore, Table 4 showed the percentage of bond fraction contributing to XPS spectra which could be determined by using the area under the component peaks. The plots between the bond fraction and Ti sputtering current are also shown in Figure 3. The results showed that the bond fraction of Ti–N increased with increasing while that of Cr–N slightly decreased. This result was owing to the increasing of Ti atoms in CrN structure that led to more bonding between Ti and N atoms. The results also exhibited that the bond fractions of N-metals according to each are around 75%.

3.3. Electronic Structure

The XPS valence band spectra are used to study the electronic structure of the TiCrN films as shown in Figure 4. We observed that there were three dominant peaks located at 17, 6.2, and 1.6 eV which were attributed to the N 2s states, N 2p hybridized with Ti 3d/Cr 3d states, and metallic Ti 3d/Cr 3d states, respectively [9]. The valence electrons will occupy in the N 2s states and hybridized N 2p-Ti 3d/Cr 3d states by 2 and 6 electrons, respectively, whilst the extra electrons will fill in the metallic Ti 3d/Cr 3d states [27]. It could be also noticed that the intensity of the N 2s states and N 2p-Ti 3d/Cr 3d states did not significantly change, while that of the metallic Ti 3d/Cr 3d states gradually decreased with increasing . The results could be attributed to the fact that Ti atom has two valence electrons less than Cr atom that led to the decrease of valence electrons in the d conduction bands. This also confirmed the peak shift results of binding energy in the chemical state section as described above.

3.4. Structural Analysis

The X-ray diffraction patterns of TiCrN films as a function of are shown in Figure 5. The results revealed that TiCrN films exhibited crystalline structure with fcc B1 type phase and (111), (200), and (220) peaks were also found. These peaks were between TiN and CrN positions according to JCPDS files numbers 87-0633 and 77-0047, respectively. All films show strong (111) preferred orientation, which is the lowest strain energy plane of fcc B1 type structure [28]. It was also noticed that the (111) peak intensity of XRD patterns increased with increasing . This result could be attributed to the increasing of film thickness and the higher energy of ion bombardment which resulted in an increase in crystallinity of the films [22].

Moreover, as the increased, the peak positions shifted toward the lower diffraction angles. It suggested that the films were formed as (Ti, Cr)N solid solution whereby Cr atoms were substituted by Ti atoms within the CrN structure. Due to the fact that the atomic radius of Ti (0.1445 nm) is bigger than that of Cr (0.1249 nm) [29], therefore, the lattice parameter () of the TiCrN films increased with increasing as shown in Figure 6.

The crystallite sizes of the films (), which were calculated from (111) peak using Scherrer’s formula, were found to have values of about 12-13 nm. This result confirmed that the TiCrN films formed nanostructured film.

3.5. Surface and Cross-Sectional Morphologies

The AFM surface images of the TiCrN films as a function of Ti sputtering current are shown in Figure 7. It was found that the films have rough surfaces and dome top characteristic resulting from the atomic shadowing and limited adatom surface diffusion [30]. However, it is seen that the surface morphologies of all the films deposited at various Ti sputtering currents are not significantly different. As the increased from 0.4 to 1.0 A, the root-mean-square roughness () slightly increased from 3.041 to 3.941 nm in accordance with the increasing of film thickness as shown in Table 5.

The cross-sectional morphology of the TiCrN films with different conditions of Ti sputtering current was examined by FE-SEM as shown in Figure 8. The results revealed that these films showed columnar structure with dome tops at the surfaces, which corresponded to zone 1 according to the Thornton’s structure zone model (SZM) [31], and were consistent with the AFM results. In addition, the columns width gradually increased and resulted in dome size slightly increased with film thickness. As the increased, the thickness of the films was found to increase from 726 to 916 nm as shown in Table 5. These results are in accordance with XRD results as discussed in previous section.

4. Conclusions

Nanostructured TiCrN films were deposited by DC unbalanced magnetron cosputtering technique without external heating and biasing to the substrates. The effects of the Ti sputtering current on the chemical state, electronic structure, crystal structure, and morphology of the films were investigated. The XPS results showed that the films were small understoichiometry. The deconvoluted XPS spectra of Ti 2p, Cr 2p, and N 1s revealed the chemical states of metals nitride, metals oxide, and oxynitride. The oxidation was owing to the films surfaces exposed to the air ambient. The XPS valence band spectra demonstrated the change in intensity of the metallic Ti 3d/Cr 3d states resulting from the decrease of valence electrons in d conduction bands when the Ti content increased. This also affected the binding energy of electrons in core level. XRD results exhibited that the films formed a solid solution with fcc B1 type phase and crystallite sizes were less than 14 nm. AFM images showed the roughness of the film surfaces resulting from the atomic shadowing and limited adatom diffusion. FE-SEM images showed columnar structure corresponding to zone 1.

Conflict of Interests

The authors declare that there is no conflict of interests regarding the publication of this paper.

Acknowledgments

The authors are grateful for the grant supported by the Thai Government Science and Technology Scholarship. They would like to thank Vacuum Technology and Thin Films Research Laboratory, Burapha University, for providing the sputtering system, and Dr. A. Buranawong for assistance with XRD measurement. This research is supported by King Mongkut’s University of Technology Thonburi (KMUTT) under the National Research University project and Thailand Center of Excellence in Physics.