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Parkinson’s Disease
Volume 2017, Article ID 3410946, 11 pages
Review Article

Systematic Review and Critical Analysis of Cost Studies Associated with Parkinson’s Disease

1Programa de Pós-Graduação, Hospital Israelita Albert Einstein, São Paulo, SP, Brazil
2Movement Disorders Department in Neurology, Universidade Federal de São Paulo (UNIFESP), São Paulo, SP, Brazil
3Universidade Federal de São Paulo (UNIFESP), São Paulo, SP, Brazil
4Neurology Program, Hospital Israelita Albert Einstein, São Paulo, SP, Brazil

Correspondence should be addressed to Andre C. Felicio; moc.liamg@erdna.fc

Received 19 September 2016; Revised 24 January 2017; Accepted 12 February 2017; Published 5 March 2017

Academic Editor: Antonio Pisani

Copyright © 2017 Tânia M. Bovolenta et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.


Parkinson’s disease (PD) is the second most prevalent neurodegenerative disease worldwide, affecting more than four million people. Typically, it affects individuals above 45, when they are still productive, compromising both aging and quality of life. Therefore, the cost of the disease must be identified, so that the use of resources can be rational and efficient. Additionally, in Brazil, there is a lack of research on the costs of neurodegenerative diseases, such as PD, a gap addressed in this study. This systematic review critically addresses the various methodologies used in original research around the world in the last decade on the subject, showing that costs are hardly comparable. Nonetheless, the economic and social impacts are implicit, and important information for public health agents is provided.

1. Introduction

Health and the economy are related intrinsically. The purpose of the studies on the costs of diseases is describing them, estimating costs, comparing established programs, and projecting these costs based on clinical, demographic, epidemiological, and technological factors. In fact, over the past decade, there has been a growing number of studies, which are presumed to be valuable decision tools, because the limited amount of resources must be used rationally and efficiently as not to miss opportunities to improve overall population health [1].

In neurodegenerative diseases, such as Parkinson’s disease (PD), whose prevention is still impossible, the burden borne by society, whether it is financial, social, or even psychological, is often heavy. Being the second most prevalent neurodegenerative disease worldwide, it generally affects individuals between 40 and 50 (late-onset PD) [2, 3], compromising their productive life and aging. As such, research needs to be directed to reducing their costs.

Studies on disease costs may have several approaches, such as economic assessment, epidemiological design, or even type of cost involved, as well as the viewpoint of defining resource use strategies. The diversity in methods is a significant factor why cost estimates differ between studies, opening the discussion about which public policies are most appropriate for PD.

This systematic review provides introductory concepts on the types of studies on costs and analyzes results in selected articles critically, highlighting the benefits and limitations of their methods. Moreover, this study identifies the most common studies regarding DP costs worldwide over the past 10 years, showing possibilities for studies being carried out in Brazil, where there is a lack of this type of analysis because most studies only involve the clinical aspects of the disease.

2. Methodology

In March 2016, two online bibliographic information services were accessed—SCOPUS and PubMed—with the aim of selecting original articles about the cost of PD over the past decade.

The following terms were used for access: (parkinson disease) AND TITLE-ABS-KEY (economics) OR TITLE-ABS-KEY (costs of illness) OR TITLE-ABS-KEY (health expenditures) OR TITLE-ABS-KEY (cost effectiveness analysis) OR TITLE-ABS-KEY (cost benefit analysis) OR TITLE-ABS - CUT (cost utility analysis) OR TITLE-ABS-KEY (cost minimization analysis) OR TITLE-ABS-KEY (direct costs) OR TITLE-ABS-KEY (CB costs) OR TITLE-ABS-KEY (out of pockets) AND DOCTYPE (air OR re) AND PUBYEAR > 2004 AND (LIMIT-TO (LANGUAGE, “English”)) AND (LIMIT-TO (DOCTYPE, “air”)).

This method identified 522 papers. The inclusion criterion was that articles refer to costs related to this disease in general and/or regarding the use of medication. Papers that compared procedures and/or medicines, dealt with specific therapies, as well as PD surgeries, or were related to patient caregivers or already selected papers but were neither applicable to the research nor available to access were excluded. Revisions were also not selected (380 papers were excluded because of the title, for not being compatible, having been duplicated, and/or being reviews). Once the first levels of inclusion were satisfied, 142 papers were selected for reading the abstract. Although 35 of these had a suggestive title, that is, they did not tackle general costs of disease exclusively, 107 were separated for complete reading, and 30 met the criteria for research (Figure 1).

Figure 1: Search, selection, and inclusion of papers for critical analysis of studies on economic PD evaluation in online platforms.
2.1. Basic Concepts of Health Studies

The determination of the costs of a disease facilitates learning what its burden to society is, assessing its degree of efficiency, and understanding how the market tends to organize itself regarding certain values [4].

2.1.1. Economic Assessment

The basic function of any economic assessment is to identify, measure, value, and compare the costs and consequences of alternative proposals [48].

In this case, four techniques are possible (Table 1):

Table 1: Types of economic evaluation and their main characteristics.

(1) Cost-Minimization. Cost-minimization is the least used technique, because it only compares costs of interventions that produce the same outcomes with different costs. For chronic diseases, such as PD, there are no studies using this type of analysis.

(2) Cost-Effectiveness. Cost-effectiveness is the technique most used in literature, which assesses the impact of different alternatives that bring better results with lower costs; these are always comparative and explicit and designed to select the best option to achieve what is perceived in clinical practice.

(3) Cost-Benefit. This analysis determines whether a new health technology or intervention generates net benefits to society. However, due to its difficulty, complexity, and controversies in valuing human life and certain health conditions in monetary terms, this analysis is rarely found in the literature.

(4) Cost-Utility. This analysis assesses the impacts on survival and quality of life, which are determining criteria to judge the effects of strategies in health care, that is, the level of well-being and preferences of the individual.

2.1.2. Study Designs

The epidemiological study designs define how the research will be performed in relation to adopted method [913]. The most discussed study designs in PD research are as follows (Table 2).

Table 2: Main study designs on costs.

(1) Prevalence and Incidence. The prevalence estimates the number of deaths, hospitalizations, prevention, and research attributable to a disease in a given period (usually a year), to subsequently estimate the costs incurred by these consequences. Incidence refers to the number of new cases in a predefined period, and it foresees the associated costs from the onset of the disease until its disappearance (usually cure or death), through a rough projection of the flow of these values.

Studies on prevalence display greater results than incidence ones, for diseases are usually long-term sequelae, as is the case of PD, and they are of great importance in planning specific policies on certain diseases when their economic burden was underestimated. Therefore, they can identify the main components of current expenses and uncharged resources.

(2) Top-Down and Bottom-Up.  Top-down approaches are normally used in prevalence studies, when the expenses of a disease are widely known from national or regional statistics. In bottom-up studies, cost estimates are more detailed. The data depend on the scope of the study, and they are intrinsically related to the unit costs of inputs used, through interviews, questionnaires or chart review, and assessment of individual cost. The average cost per person is then obtained by means of the number of times the service was used and the number of people with the disease. Although bottom-up studies are more complete when it comes to resources and more precise regarding patient selection, they run a high risk of double counting costs (e.g., if a patient has more than one disease and costs of comorbidities are confused and/or grouped). The majority of studies with PD adopt this approach.

(3) Prospective and Retrospective Approaches. There is a temporal relationship, where in prospective studies the relevant events have not happened yet, that is, studying the patient over time, formalizing a system of data collection focused on the purpose of the research, such as questionnaires designed specifically for patients and/or their caregivers, where everything is recorded in “real time.” In retrospective studies, all events had already occurred when the study was initiated. They are usually employed in long-term chronic diseases, as is the case of PD. In this case, research efficiency can only be possible with enough observational datasets. It would be best if the data were stored electronically to minimize memory bias due to omission of facts or values.

(4) Econometric Approaches. Econometric approaches estimate differences between groups. One of the groups has the disease and the other does not; however, both have the same characteristics, which are assessed by several regression analyses involving demographic factors such as sex, age, marital status, ethnicity, relationship between patient and caregiver, housing, and duration of the disease.

(5) Markov Models. Markov models are used in several studies of chronic diseases, when patients are studied over time, and they are stratified according to disease scale. In the case of PD, the scale of Hoehn and Yahr (it assesses the degree of disability due to the disease in scores) is key to building this model. These are typically prospective studies, proposing cost increases with disease severity.

Several approaches may be featured in the same study; that is, we may have a retrospective, prevalent, and bottom-up study, for instance, because its purpose, most of the time, is to maximize the content of information, contributing to enriching knowledge.

2.1.3. Classification of Costs

The costs of a disease are typically stratified as follows [4, 7, 10, 14] (Table 3).

Table 3: Classification of costs.

(1) Direct Costs. Direct costs are related to the disease and its equation; their charges may concern public administration, insurance companies, the patient, the patient’s family, or even a combination of all or some of these determinants. The estimates of direct costs associated with chronic diseases are higher than those associated with acute and communicable diseases, on the condition that better treatments and methods of prevention are adopted. This group can be divided into direct medical costs and nonmedical ones, although not all studies adopt this division.

(2) Indirect Costs. Indirect costs refer to the loss of income and/or productivity; they are caused by disease. Additionally, they can incur costs to both the patient and the employer. Depending on the disease, this loss may be partial, temporary, or permanent, and it may be restricted to the patient and/or caregiver (as in the case of advanced stage PD), frequently leading to early retirement. If there is a possibility of returning to regular activities, this disease may not occur on the same productivity level as before, or lead to frequent absences (absenteeism), incurring additional costs, such as loss of promotions.

(3) Intangible Costs. Intangible costs are virtually impossible to measure, since they incur psychological and psychosocial costs imposed to the patients, their family, and acquaintances due to the disease, as well as pain, behavioral changes, and everyday activities. They depend on the perception that the patient’s health problems lead to social consequences, such as isolation.

(4) Personal Costs. Personal costs are the costs borne by the patient and/or their family and friends due to consultations with health professionals, medication, laboratory tests, domestic adjustments, locomotion resources, and the need for home care. Depending on the country, these costs, also called copayments, are borne by the government, health insurance, or religious or private health institutions. Sometimes, these payments are also designated as direct costs because they are associated with the disease. They may be redeemable or not, implying an additional expense to the patient, who has to spend a certain amount of money in advance.

2.1.4. Perspectives

Who bears the costs related to the program defines which costs are included for analysis [6, 7, 10] (Table 4).

Table 4: Description of the main perspectives used in cost studies.

(1) Industry (Human Capital). The industry bears the costs due to absenteeism or loss of productivity, and early retirement due to the disease.

(2) Society. A more comprehensive perspective considers all costs related to the program, regardless of who will pay the expenses (patient, government, or insurance companies). This approach is thought to be the most appropriate to support health-related decisions. Most research on PD addresses this perspective, although some studies include more than one viewpoint.

(3) Patients and Their Family. Costs are borne by the patient concerning appointments, transport used for his treatment, purchase of medication, expenses with caregivers, domestic changes, and so on.

(4) Programs, Public Health, and/or Insurance Companies. When there is a need to identify all the inputs related to the disease, for which monetary value explains the base period and the form of assessment used should be assigned, this perspective is highly likely to underestimate the cost of disease, especially when greater profit or lower production costs are targeted.

2.2. Studies on the Socioeconomic Impact of PD

Although PD affects more than four million people worldwide [15], little is known about their progression rates, the costs of medical care, and the management of resources specific to this disease [16]. In Brazil, although its notification is not compulsory, unofficial data estimate 220,000 PD sufferers. Considering local records of patients with PD, in a study conducted in the city of Bambuí, Minas Gerais, it was found that 3% of the population above 64 had the disease, a result similar to the prevalence rates found in elderly studies in European and American countries and slightly above the rates in Eastern countries [17].

PD was considered among the most prevalent and costly diseases of the brain, being the fourth most expensive second study in 28 European countries [18]. However, the level of socioeconomic development, budget availability of health systems, and culture of each country or region determine research methodologies, which are directed to a subset of expenses, using only a few components and all expenditure resulting from a disease, which would be practically impossible. Therefore, there is no one method more or less appropriate for this type of study, as the costs of PD in all countries involved cannot be compared and the information cannot be simply transferred from one country to another without having any evidence to support the use of the data.

Over the past decade, there has been a significant increase in the number of papers related to costs of diseases. Figure 2 shows the evolution for PD, between 2005 and February 2016, with a higher concentration between 2011 and 2013, triggered by the need to investigate the values involved in the cost of this disease. The demographic transition is a reality, and health managers need data that can enable their strategies towards public policies. The graph shows the 522 identified papers (125 Pubmed, 397 Scopus) and the 30 selected among them for this review.

Figure 2: Number of publications on PD costs over the past 10 years. Scopus = 397 papers; Pubmed = 125 papers; Selected = 30.

3. Discussion

The papers selected for this review are summarized in Table 5. The PD cost may be very different from one country to another. Nonetheless, the monetary value of the year in which the study happened should be considered. All values were converted to US dollars ($) and daily, quarterly, or half-yearly results were converted to annual. Only one article had values by period of life [19], and another took into consideration those 40 to 79 years of age [20].

Table 5: Comparison of findings on costs of PD in selected studies.

Practically, all articles used the general costs of the disease, without naming the type of economic evaluation. Only one article [21] referred to the burden of disease as DALY (disability-adjusted life in years), suggesting the use of cost-utility.

Because there is no way of implementing measures so as to reduce new cases, the most appropriate model for PD costs may be developed from prevalence studies. They are conducted when diagnosis has already been established, obtaining ample results, and are to conduct than incidence ones, which demand rigorous criteria for diagnosis. In this review, we identified 20 papers that followed this line of research (see Table 4).

The use of questionnaires, suggesting a bottom-up approach, is common practice found in the research reviewed here, although not all of them described the design. The unit value of the inputs used is more easily acquired than full reports obtained from large databases in top-down approaches, although at least six papers suggest the use of this approach for studying large samples [2227].

Since it is a disease with long survival, retrospective studies are the most common for PD, despite the bias of memory that can be generated depending on the retroactive period. In reviewed articles, 12 authors (see Table 4) opted for a prospective study with patient monitoring. Despite being lengthy and expensive, some studies used Markov models [19] or econometric studies [28, 29] with cohorts, for example.

The aforementioned chosen variables are related to the purpose of the study, but, in general, we observed that 20 (see Table 4) out of 30 papers opted for the total cost of the disease, including direct, indirect, and/or personal costs. In one of the studies [20], however, indirect costs were only considered, from the perspective of insurance companies and human capital, whereas, in another [21], the aim was to evaluate intangible costs alone through lost years of life. Similarly, three studies concentrated only on medication costs [25, 30, 31].

Among direct costs, the most common variables analyzed in most studies were medication, hospitalizations, outpatient visits, auxiliary treatments, home care, transport, and special equipment. Not all studies divided the direct costs into medical and nonmedical (Table 3). In one of the studies, even dental care provided to patients was assessed [29].

Regarding indirect costs, most studies are related to the patient and/or the caregiver in terms of loss of productivity, early retirement, and sick leaves (medical certificates). As for personal costs, they consider informal care, copayment treatments, drugs, and equipment.

The society costs are the most studied, the society being the most affected regarding allocation of resources. Only four studies assessed this prospect from the patient’s point of view [27, 3234].

Clarity is needed in the way data and/or results are expressed, which may generate uncertainty or confusion in the conclusion of a study. For instance, one of the studies [35] does not provide a clear cost of PD, and groups are very stratified and only the differences between them are highlighted. Moreover, albeit the many variables analyzed, important components were not assessed, such as auxiliary treatments. On the other hand, another study [20] does not enlist which direct cost components were used. As such, statistical analyses must be well established, so that other studies can be replicated if necessary. In this review, some studies did not provide that [25, 31, 36].

Many authors have chosen to direct certain types of costs towards one category, which reinforces the uniqueness of each study. One author [37] argued that informal care should be placed with indirect costs, but with direct nonmedical ones, based on the fact that if home care is not provided by the family, professional care would be needed.

The fact that the same cost component is classified in different categories can have a strong influence on the final results, not considering the values set by the inputs in each country. In a study conducted in Russia [37], for example, direct costs accounted for 67% of total costs, while indirect ones accounted for 33%. Besides, in a study in Singapore [38], direct costs were 38.5% and indirect ones 61.5% of the total cost. Another author states [39] that costs were distributed as 35.7% direct, 29.4% as direct nonmedical costs and 34.9% as indirect. In this study, we have verified that the value of consultation with a specialist in the Hungarian public health care system costs around $7, while in the UK [33] this value is approximately $225.

Issues related to health insurance also influence the comparison of studies greatly and must be considered. For example, in India, a study [36] revealed that only 7.4% of patients are covered by health insurance, and, unlike most studies reviewed, the cost of PD treatment is very low, at around $707 per year, since most of the expenses are covered by the patients and their family. Conversely, in the UK [33], maintaining virtually the same research approach, a final value of around $20,000 a year was calculated. In Japan, on the other hand [40], a study found a value of around $6,000 per PD patient, where the health insurance covers 100% of the population. Depending on the patient’s income or age, he/she contributes 10% to 30% to medical costs.

There are some other factors that certainly affect the results obtained: samples ranged from small cohorts () [28] to large populations ( = 630,000) [22], some studies [41, 42] have excluded from their samples patients with advanced PD (Hoehn & Yahr 5), and others [19, 43] assessed not only PD, but also its complications and/or comorbidities.

Finally, with regard to the revised articles of this manuscript, we could suggest an instrument as a guideline to determine PD-related costs even though several methodologies and different variables could be taken into account for each particular scenario. Therefore, prospective studies would be the ideal methodology, but cross-sectional, retrospective ones, with a bottom-up approach from the perspective of society, could be more feasible. The questionnaire to obtain data could be divided into the following parts:(1)Clinical, social, demographic, and economic issues of the patient;(2)Medical and nonmedical direct costs;(3)Indirect costs;(4)Personal costs (including caregivers).

The most common variables found in the literature used to determine the costs of PD, depending on the scope of the study, are shown in Table 6.

Table 6: Most common variables found in the cost studies of Parkinson’s disease.

4. Conclusion

The concepts mentioned in this review do not aim to finalize the discussion on health economics tackling the costs of neurodegenerative diseases, such as PD, but only to allow access to introductory concepts of these assessments, so that the reader can contextualize the articles analyzed here.

The very definition of studies on costs of disease suggests limitations, as the articles here reviewed display methodological heterogeneity regarding PD costs, and this variation is an important factor that should receive more attention in literature. Unlike Alzheimer’s disease, which has a validated instrument to determine the costs of illness [49], PD presents considerable problems in its analysis, since evaluations and comparisons are made between individual studies. If there were a standardized and validated instrument, the data costs would be more reliable and transparent and there would be rational allocation of resources and better collection of data for cost analysis and efficacy.

We observed that there is no standardization of terminology used for the definition of costs, or even unanimity in the identification of categories because a variable can be found in different classifications, depending on the criterion used by the researcher, which may underestimate the total cost of the disease.

On the other hand, there is no one perfect research methodology covering a single answer for all solutions. Sometimes, certain types of studies are more appropriate than others. There are several limitations that must be discussed and related to, such as the methodological problems, and the validity of their assumptions can differ because they may introduce bias in analysis in favor of a variable, lack of interest in its assessment, or even lack of information. Therefore, researchers must be careful with the source of their data and the method used for performing the calculations, so that their research can be replicated and validated, since there is no specific instrument for the assessment of PD costs. A limitation also deals with the funding sources of studies, which may be from government sources, insurance companies, or pharmaceutical industries, for example, generating important biases that also need to be addressed. It is necessary to define useful metrics for public health and private ones for managers of health, employers, insurance companies, and even patients themselves, because, without this agreement, the work of researchers and the funds invested shall remain uncertain and inconsistent.

Nevertheless, if the evidence obtained is of good quality in terms of transparency, there is quality and credibility in the data completeness of the documentation. Overall, if they are relevant to health care [50], these studies contribute to a better allocation of resources that are not related to savings but evaluate the efficiency, effectiveness, and safety of interventions.

The age group that the PD affects, if well attended to, can experience “healthy aging,” with a good quality of life and preserve its autonomy for longer, thus reducing its cost to the state and society.

Competing Interests

The authors declare that they have no competing interests.


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