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Functional Test Scales for Evaluating Cell-Based Therapies in Animal Models of Spinal Cord Injury
Recently, spinal cord researchers have focused on multifaceted approaches for the treatment of spinal cord injury (SCI). However, as there is no cure for the deficits produced by SCI, various therapeutic strategies have been examined using animal models. Due to the lack of standardized functional assessment tools for use in such models, it is important to choose a suitable animal model and precise behavioral test when evaluating the efficacy of potential SCI treatments. In the present review, we discuss recent evidence regarding functional recovery in various animal models of SCI, summarize the representative models currently used, evaluate recent cell-based therapeutic approaches, and aim to identify the most precise and appropriate scales for functional assessment in such research.
Spinal cord injury (SCI) is defined as damage to any spinal cord segment or nerve root. Such injuries often lead to permanent functional changes, such as paralysis or diminished muscle strength, movement, or sensation below the injured region. Thus, the pathological symptoms of SCI can vary depending on the site of injury and severity of the damage. As the annual incidence of SCI due to vehicular accidents or falls continues to increase worldwide [1, 2], the need to develop novel therapeutic strategies for SCI remains urgent in the field of spinal cord research. Due to the epidemiology and severity of SCI, various therapeutic techniques and biomaterials have been proposed [3, 4]. Most of these potential therapeutic agents are primarily tested in various animal models of SCI (e.g., rats, cats, dogs, and nonhuman primates) [5, 6]. In addition to the inherent advantages of animal models for evaluating the therapeutic effects of potential treatment strategies, such models are highly useful in assessing the degree of sensory/motor impairment following injury.
Among the four regions of the spinal cord (i.e., cervical, thoracic, lumbar, and sacral), the cervical and thoracic regions are most frequently studied in animal models of SCI. Injuries to the cervical spinal cord affect most of the body, including the arms and legs [1, 7], while those to the thoracic spinal cord and associated nerves result in trunk instability and abnormal movement of the lower extremities. In both rodents and primates, the anatomical locations of these regions allow for easy induction of SCI, analyses, and therapeutic manipulation involving cellular or biomaterial-based grafts. Based on the specific deficits observed, various behavioral tests have been developed to assess motor function and recovery following treatment in animal models of SCI [8–10].
The present review discusses recent evidence regarding functional testing in various animal models of SCI, the most suitable animal models for evaluating SCI, and current therapeutic challenges in SCI treatment. As several studies have highlighted the need for a well-developed, objective, and universal rating scale of functional impairments in rat models of SCI—such as the Basso, Beattie, and Bresnahan (BBB) scale [8–11]—we focused on suitable scales for assessing behavior, functional deficits, and therapeutic effects following a certain period of recovery or treatment.
2. Animal Models of Spinal Cord Injury
2.1. Traumatic Lesions
Since SCI frequently occurs following physical trauma (e.g., vehicular accident and falls), animal models of SCI are frequently developed using external stimuli such as dropped weight or clip compression (summarized in Figure 1). In animal models, traumatic SCIs are typically induced via contusion, compression, traction, or laceration. Among these, spinal contusion is most frequently utilized, as the size and severity of injury can be accurately adjusted and replicated using a well-defined weight-drop impactor . The contusion method, which was first used to develop animal models of thoracic SCI, can cause severe damage and paralysis, which can be life-threatening when applied to the cervical region. Thus, hemicontusion is preferred for models of cervical SCI . In clip compression models, the size and severity of damage can consistently be controlled by adjusting the time, forces, and angle of compression. Since compression can result in severe injury without transection, this method is advantageous for investigating variations in recovery over time. Tractive SCI can be induced using a specialized spinal retractor, which allows the experimenter to control the length and duration of traction . Such methods not only damage the structure of the spinal cord but also produce severe reductions in neuronal numbers. SCI via laceration results in severe irregular axonal damage, which mimics spinal injury due to a physical accident. Laceration is induced in animal models of SCI using the oscillating blade of a novel device known as the Vibraknife, which allows for precise control of the depth and size of the lesion without laminectomy .
2.2. Surgical Incision
Surgical incision is often utilized to develop models of SCI following penetrating injuries, such as knife wounds. Since the ends of the spine can be incised clearly and accurately using a blade, such models have been widely utilized in the investigation of neuronal regeneration and tissue engineering procedures (Figure 1, upper illustration). Since traumatic injuries do not completely sever the spinal cord, the transection method is more suitable for mimicking the symptoms of “complete” SCI, in which patients exhibit total and permanent loss of function below the injured site. Thus, the transection SCI model has been utilized to explore the function of each spinal segment and to evaluate functional and anatomical regeneration following complete transection [7, 16, 17]. In addition, partial transection via unilateral, dorsal, or ventral hemisection is highly useful in the investigation of therapeutic challenges such as transplantation. Both functional and anatomical alterations can be examined more precisely by comparing the ipsilateral and contralateral regions [18–20].
2.3. Ischemic Lesions
The spinal cord and spinal canal can be severely injured due to ischemia, which can be induced by either vascular congestion or aortic occlusion. Recent animal studies have frequently utilized photochemical ischemia to induce vascular congestion [21–23]. In this approach, following systemic injection of a dye such as Rose Bengal, spinal cord vessels are focally irradiated with an argon ion laser (560 nm). The ensuing photochemical reaction leads to vascular stasis without laminectomy, thereby resulting in tissue infarction and functional deficits. In contrast, aortic occlusion can easily be induced using an occlusion catheter , which allows for control of both the duration and severity of occlusion.
2.4. Drug-Induced Lesions
The primary advantage of a drug-induced model of SCI is that both tissue damage and functional deficits can be induced via local injection, without the need for laminectomy. Since both lesion area and functional outcomes are highly reproducible, the drug-induced SCI model has been widely utilized in this field of research. Local injection of excitotoxic drugs such as quisqualic acid, glutamate, N-methyl-D-aspartate, or kainic acid induces SCI via neuronal loss and subsequent inflammation . Models of demyelination-induced SCI are also useful for evaluating the therapeutic effects of remyelination treatments. Drugs such as cuprizone and lysolecithin are frequently used to model multiple sclerosis , as these agents elicit partial demyelination when injected at specific sites in the spinal cord. In addition, animal models of demyelination-induced SCI can be developed using Theiler’s murine encephalomyelitis virus and mouse hepatitis virus , allowing researchers to examine the efficacy of remyelination or Schwann cell grafting.
3. Therapeutic Approaches and Functional Recovery in Animal Models of Stem Cell Injury
As there is currently no cure for deficits induced via SCI, various therapeutic strategies have been investigated using animal models. Although the efficacy of cell grafting has been examined in several trials over the past several decades , the use of multifaceted therapeutic approaches involving novel biomaterials or cell-encapsulated scaffolds has recently increased (Figure 2(c)). Interestingly, accumulating evidence suggests that the integration of several cell types and combined biomaterials promotes regeneration and functional improvement following SCI [27–30]. A summary of the relevant findings is provided in Table 1.
3.1. Mesenchymal Stem Cells (MSCs)/Bone Marrow Stromal Cells (BMSCs)
Since MSCs are easily obtained from autologous bone marrow or other sources, research regarding the use of MSC grafts or implantation of MSC-encapsulated scaffolds—which significantly reduce the immune response—has increased substantially in recent years. MSCs/BMSCs secrete significant levels of neurotrophic factors and can be transplanted via direct grafts, intravenously, or intrathecally. Recent evidence has suggested that these neurotrophic factors support CNS regeneration after injury. For example, direct infusion of neurotrophic factors such as brain-derived neurotrophic factor (BDNF) enhances neuronal survival and axonal growth in animal models of SCI [31, 32].
Fibrin, a representative fibrous protein that prevents blood clotting, is widely used to develop biopolymer scaffolds. Itosaka et al.  reported that, when BMSCs were supplied in conjunction with a fibrin matrix, model rats exhibited significant improvements in the recovery of neurological function, compared to when BMSCs were injected alone. In particular, remarkable improvements in motor function were observed (motor function test scale, BBB score = 15). The BBB scale is used to assess motor function, and BBB scores of 21 indicate complete recovery of motor function following injury. Additional studies have demonstrated that MSCs encapsulated with synthetic polymers (e.g., poly(lactic-co-glycolic acid) (PLGA) or N-(2-hydroxypropyl)-methacrylamide) attached to amino acid hydrogels (Arg-Gly-Asp (HPMA-RGD) hydrogels) can be implanted into the injured spinal cord cavity, resulting in increased tissue regeneration as well as significant improvements in functional recovery (BBB score = 10) [27, 33, 34]. During the first 1–6 months of recovery, structural scaffolds or hydrogels may promote tissue regeneration and functional improvement by assisting in the spread of healing factors within the damaged spinal cavity. Taken together, these results indicate that combined treatment involving cellular transplantation and biomaterial implants accelerates recovery from SCI, relative to the use of either treatment alone.
3.2. Neural Stem/Progenitor Cells (NSPCs)
Various studies have investigated the role of NSPCs—which can differentiate into neurons, astrocytes, or oligodendrocytes—in neuronal regeneration following SCI . Research has indicated that transplanted NSPCs may promote functional recovery via neuroregenerative processes (e.g., remyelination) . In 2002, Teng and colleagues  reported that neural stem cells (NSCs) implanted into the injured thoracic spinal cord using a PLGA scaffold (NSC-PLGA) produced increases in the number of corticospinal tract fibers passing through the injury epicenter and significantly improved motor function 10 weeks after implantation (BBB score = 10). Theses finding are in accordance with those of Du and colleagues , who also demonstrated the therapeutic effects of NSC-PLGA on tissue regeneration and motor function (BBB score = 4). Surprisingly, therapeutic effects increased by over twofold (BBB score = 8.8) when levels of neurotrophin-3 and tyrosine receptor kinase C expression were increased in NSCs. Researchers have consistently demonstrated the therapeutic effects of NSC-PLGA in both rat and primate models of SCI. Pritchard and colleagues  reported similar levels of recovery following NSC-PLGA implantation in African green monkeys (Babu score = 15). The Babu scale is used to evaluate function in primates, and the maximum score of 67 points is considered an indicative of complete recovery. However, the use of NSCs does not guarantee improvements in therapeutic outcomes. Although application of a chitosan or fibrin channel filled with NSPCs to the SCI cavity promotes the survival of NSCs, such animals exhibit no improvements in functional deficits [32, 36, 37]. These results indicate that therapeutic effects are only maximized when NSCs are administered in conjunction with certain biomaterials and structural scaffolds, such as the NSC-PLGA scaffold.
3.3. Induced Pluripotent Stem Cells (iPSCs)
Since iPSCs can be derived from somatic cells using reprogramming techniques, researchers have evaluated the utility of iPSCs in the treatment of various diseases. The use of iPSCs is advantageous in that these cells can be directed to develop into various cell types by modifying the differentiation protocol. NSCs can be induced via conversion from iPSCs (iPSC-NSCs) or via direct conversion of somatic cells (iNSCs). The embryoid body (EB) formation process can be used to generate NSCs from iPSCs (Figures 2(b) and 2(c)), following which therapeutic application of iPSC-NSCs is accomplished in a manner similar to that use for embryonic or adult NSCs, as described above (Figures 2(d) and 2(e)). Several reports have indicated that direct transplantation of iPSC-NSCs elicits therapeutic effects in both rat and primate models of SCI [35, 38, 39]. Nutt and colleagues  demonstrated that intraspinal grafting of iPSC-NSCs results in successful integration and neuronal differentiation within the injured cervical segment. Similarly, the application of iPSC-derived EBs (Figure 2(c); i.e., the prior status to NSCs) on a 3D fibrin-based scaffold (or a mixture composed of iPSC-NSCs and hydrogel) promotes neuronal survival and differentiation. These results indicate that iPSC-NSCs combined with biomaterials promote repair following SCI [40, 41]. Further studies have revealed that iNSCs also promote neuronal and functional recovery in a rat model of SCI, with therapeutic effects similar to those of normal NSCs [42, 43]. Notably, the application of iNSCs within a PLGA or PLGA-polyethylene glycol (PEG) scaffold also promotes tissue regeneration and functional recovery. However, the therapeutic effect of the combined PLGA-PEG scaffold is greater than that of the PLGA scaffold . Various studies have also reported that transplantation of Schwann cells [45–47], astrocytes , nasal olfactory mucosal cells , dental pulp stem cells , and spinal cord cells  in conjunction with biomaterials significantly enhances repair and recovery following SCI . Taken together, these results suggest that the most appropriate combination of cells and biomaterials should be chosen to maximize tissue regeneration and promote recovery of functional deficits following SCI.
Despite recent advancements, a number of safety issues have been associated with the transplantation of nonterminally differentiated cells, as both stem cells and iPSCs may increase the risk of developing iatrogenic teratomas or tumors. To address this issue, researchers have investigated the effects of therapeutic strategies involving the transplantation of several somatic cell types, such as fully differentiated astrocytes, Schwann cells, olfactory ensheathing cells, and spinal cord cells. As the area and severity of damage following SCI due to contusion or transection vary, cell-based therapy is more frequently applied than gene therapy or treatment with drugs/neurotrophic factors. For cellular therapy to be clinically effective, the grafted cells should enable the regeneration of axons and functional replacement of lost cells. Although recent clinical trials have extensively investigated such strategies , the inherent risks of cell-based therapy highlight the need to develop drug- or biomaterial-based strategies (e.g., methylprednisolone) for promoting axonal regeneration.
4. Behavioral Test Scales to Evaluate Motor Function
As previously mentioned, various animal models have been utilized in SCI research. Animal models can be classified by species, lesion methods, and injured segments of the spinal cord. Moreover, there are multifaceted therapeutic approaches to SCI repair, such as stem cell transplantation, administration of neurotrophic factors, or cell-encapsulated scaffold grafting. Given the enormous diversity of factors, it is difficult to compare and interpret the results of these studies. Thus, the need for universal, objective indices of functional impairment/improvement remains critical. Moreover, when evaluating the effects of various therapeutic strategies, both anatomical and functional recovery must be considered. Indeed, anatomical recovery defined based on increases in neuronal number, axonal regeneration, and reduction of lesion size remains inadequate without concomitant functional recovery. Based on this consideration, we propose that assessments of functional recovery be based on a unified numerical scoring system for each model (rodent/primate) and lesion site (cervical/thoracic). The BBB and Babu scales represent such unified indices for rats and primates, respectively. Summaries of testing categories and scoring indices are provided in Tables 2 and 3, respectively.
4.1. Rodent Thoracic Spinal Cord Injury Model
4.1.1. BBB Scale
The BBB scale is a representative functional test administered following thoracic SCI injury [8, 11]. As mentioned previously, the development of thoracic SCI models is relatively easier and far less hazardous than the development of cervical models. In addition, rat models are more efficient than primate models due to the ease of operation and level of maintenance required in the animal facility. Thus, most SCI studies involve the use of rat models with injuries to the thoracic spinal cord. The BBB rating scale has long been utilized to assess thoracic SCI in rats. Thus, many studies report the BBB score only, which allows for sufficient estimation of the severity of functional impairments following injury. That is, the BBB scale functions as a unified index, allowing for straightforward evaluation and discussion of therapeutic effects. The BBB scale evaluates impairment based on locomotion in an open field, which allows researchers to observe voluntary movement, limb movement, trunk position, stepping patterns, and paw or tail position. Notably, scores can be evaluated at various stages of the recovery process: early, intermediate, and late phase after SCI. In the early phase, limb movements including hip, knee, ankle, and trunk positions are evaluated (BBB score = 0–8), followed by paw placement, stepping motion, and limb coordination in the intermediate phase (BBB score = 0–5). In the late phase, paw position—especially initial contact and lift-off behaviors—trunk instability, and tail position are used to evaluate the extent of functional recovery (BBB score = 0–8). A total maximum score of 21 points indicates normal function or complete recovery. However, as the BBB scale was developed to assess rat models of thoracic SCI (T7–T9) induced via contusion, there are several limitations regarding its general use in all rat models of SCI. In addition, rats may adapt to the open field environment, although this issue can be addressed by limiting testing time during rehabilitation.
4.1.2. Louisville Swimming Scale (LSS)
The LSS was designed by Smith and colleagues  in 2006 for the assessment of hindlimb function during swimming. Although both the BBB and LSS can be used to assess impairments and recovery in rats with contusion-induced thoracic (T9) SCI, the LSS possesses some unique advantages over the BBB scale. As previously mentioned, adaptation and rehabilitation can vary depending on the housing conditions of the injured animals. Thus, swimming tests can be used to provide a novel environment and avoid the influence of retraining effects, allowing for more accurate assessment of locomotor capability. The LSS evaluates function based on the following five categories: hindlimb movement (LSS score = 0–4), alternation (score = 0–3), forelimb dependency (score = 0–4), trunk instability, and body angle (score = 0–6). A total maximum score of 17 points indicates normal function. Together with the BBB scale, the LSS has become widely utilized for evaluating impairments and recovery following thoracic injury in rats. However, as immobility behaviors can be influenced by emotional states/depression , swimming ability should be measured within a limited period.
4.1.3. Combined Behavioral Score (CBS)
Developed in 1984 by Gale and colleagues , the CBS is the oldest rating scale for the assessment of deficits following contusion-induced thoracic SCI (T8). Function is assessed based on the following eight categories: hindlimb movement (CBS score = 0–45), toe spread and placement (score = 0–10), withdrawal reflexes following pain or pressure stimulation (score = 0–15), righting (score = 0–5), and maintenance of position on an inclined plane during increases in angle (beginning from 0°) (score = 0–15). In addition, somatosensory function is examined via the hot plate test, in which the latency to lick the forepaw and each hind paw when placed on a plate preheated to 50°C is scored (score = 0–5). Finally, in the swim test, the frequency of using the hindlimbs to swim and climb (score = 0–5) is recorded. A maximum CBS score of 100 points indicates severe paralysis in rats. However, as the range of CBS scores is quite wide, it is difficult to obtain consistent results from different observes. Due to these limitations, the ranges of scores in the more recently developed BBB and LSS are much narrower.
4.2. Rodent Cervical Spinal Cord Injury Model
4.2.1. Martinez’s Scale
Since cervical SCI is potentially life-threatening, scales for functional assessment following thoracic SCI are more developed than those for cervical SCI. Currently, only one such scale has been designed for use in models of cervical SCI: Martinez’s scale . In 2009, Martinez and colleagues developed this rating scale to examine functional recovery following cervical (C4) hemisection. The scale comprises eight categories that allow for separate evaluation of the forelimbs and hindlimbs: articular movement (score = 0–6), weight support pattern, digit position, and paw placement during stepping (score = 0–10 for all). Limb coordination and tail position are also evaluated (score = 0–4). A total maximum score of 20 points indicates full functional recovery. As cervical SCI affects both the forelimbs and hindlimbs, Martinez’s scale is suitable for the precise assessment of functional recovery in all affected limbs. The primary advantage of Martinez’s scale is that this rating system can be used to assess functional recovery following either thoracic or cervical SCI in rats. As previously mentioned, although various rating scales have developed, each possesses a distinct array of limitations. To address such limitations, other behavioral tests such as the catwalk test , gait analysis , grid walk test , and incline test  have been used in conjunction with rating scales to enable more precise evaluation of therapeutic effects. As cervical SCI can affect both forelimb and hindlimb function, testing procedures and categories should be divided according to the limb in animal models of cervical SCI. As scores on this scale can also be influenced by retraining effects, animal movement should be video-recorded during short sessions, followed by separate assessments of forelimb and hindlimb function.
4.3. Primate Thoracic Spinal Cord Injury Model
4.3.1. Babu’s Scale
The use of primate models in SCI research has recently increased. In 2002, Suresh Babu and colleagues  developed a rating scale designed to assess function in a primate model of thoracic SCI. Based on the CBS for rats, the modified scale was applied in Bonnet monkeys (Macaca radiata) following thoracic (T12–L1) hemisection. Babu’s scale evaluates functional impairments based on the following two categories: reflex responses and locomotor behavior. Grasping, hopping, righting, and withdrawal reflexes due to extension, pressure, pain, and placement are evaluated (score = 0–22). In addition, gross locomotion on wide runways, narrow beams (score = 0–15), and grid runways (score = 0–20) is examined at various intervals. Finally, primates are subjected to a treadmill test at different speeds (score = 0–5) and levels of incline (score = 0–5). A total maximum score of 67 points on Babu’s is considered an indicative of complete recovery. Although quite similar to the CBS for rats, Babu’s scale is more detailed and includes additional criteria specific to primates.
4.4. Primate Cervical Spinal Cord Injury Model
4.4.1. Nout’s Scale
Nout and colleagues  designed a novel rating scale for the assessment of motor function in a rhesus monkey model of cervical (C7) SCI. Nout’s scale is grossly divided into two categories: locomotion and hand function. Locomotion scores are based on general movement and trunk instability (score = 0–17), hindlimb movement, presence of weight support, presence of stepping, and extent of hindlimb (score = 0–21) and forelimb (score = 0–28) function. Due to the potential impairments associated with cervical SCI, hand function is also evaluated during object manipulation (score = 0–13), grasping, and digit movement (score = 0–8). A maximum score of 87 points on Nout’s scale is considered an indicative of complete functional recovery.
Taken together, these findings indicate that accurate and unified criteria should be used to evaluate motor/sensory function in both rodent and primate models of SCI, in order to provide more objective assessments of therapeutic strategies. Such rating scales should be suitable for functional evaluation of the animal based on species and lesion type. Consistent use of such scales will lead more well-validated and effective SCI treatments.
In addition to rat/primate models, several studies have also evaluated therapeutic strategies in canine models of SCI [63, 64]. Behavioral assessments for canine models are based on the Tarlov scale , which was initially designed for use in rodents. This modified Tarlov scale evaluates motor coordination based on stepping behavior/regularity [64, 66].
5. Future Directions and Conclusions
In the present review, we summarized current evidence regarding animal models of SCI, cell-based therapeutic strategies, and rating scales used to evaluate motor function following SCI. Enhanced precision of SCI methods in recent years has reduced variations in the damage elicited during injury. The use of unified functional indices in conjunction with these more precise methods allows for sufficient estimation of the therapeutic effects of potential SCI treatments, without the need for additional descriptions. When the appropriate animal models and rating scales are chosen, our review suggests that the functional scores described in previous sections represent universal assessments of the animal’s functional state. The use of defined animal models and suitable indices may also aid in identifying the most effective treatments and in enhancing the reproducibility of SCI research.
Conflicts of Interest
The authors declare that there are no conflicts of interest regarding the publication of this paper.
Woon Ryoung Kim and Minjin Kang contributed equally to this work.
This research was supported by the Bio & Medical Technology Development Program (NRF-2016M3A9A5916225, Dongho Geum) and Basic Science Research Program (2016R1D1A1B03930397, Woon Ryoung Kim) of the National Research Foundation of Korea (NRF) funded by the Ministry of Education, Science and Technology and by a grant of the Korea Health Technology R&D Project through the Korea Health Industry Development Institute, funded by the Ministry of Health & Welfare, Republic of Korea (HI14C3347, Dongho Geum).
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