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Stroke Research and Treatment
Volume 2013 (2013), Article ID 128641, 13 pages
Rehabilitation with Poststroke Motor Recovery: A Review with a Focus on Neural Plasticity
Department of Physical Medicine and Rehabilitation, Tohoku University Graduate School of Medicine, 2-1 Seiryo-cho, Aoba-ku, Sendai 980-8575, Japan
Received 8 February 2013; Revised 9 April 2013; Accepted 10 April 2013
Academic Editor: Magdy Selim
Copyright © 2013 Naoyuki Takeuchi and Shin-Ichi Izumi. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.
Motor recovery after stroke is related to neural plasticity, which involves developing new neuronal interconnections, acquiring new functions, and compensating for impairment. However, neural plasticity is impaired in the stroke-affected hemisphere. Therefore, it is important that motor recovery therapies facilitate neural plasticity to compensate for functional loss. Stroke rehabilitation programs should include meaningful, repetitive, intensive, and task-specific movement training in an enriched environment to promote neural plasticity and motor recovery. Various novel stroke rehabilitation techniques for motor recovery have been developed based on basic science and clinical studies of neural plasticity. However, the effectiveness of rehabilitative interventions among patients with stroke varies widely because the mechanisms underlying motor recovery are heterogeneous. Neurophysiological and neuroimaging studies have been developed to evaluate the heterogeneity of mechanisms underlying motor recovery for effective rehabilitation interventions after stroke. Here, we review novel stroke rehabilitation techniques associated with neural plasticity and discuss individualized strategies to identify appropriate therapeutic goals, prevent maladaptive plasticity, and maximize functional gain in patients with stroke.
Despite advances in acute management, stroke remains a major cause of disability worldwide [1–6]. A number of neurological functions are impaired by stroke, the most common of which is motor disability contralateral to the stroke lesion side . Therefore, many rehabilitation techniques based on motor learning paradigms have been developed to facilitate the recovery of impaired movement in patients with stroke [3, 8–11].
Neural plasticity can change central nervous system structure and/or function [12–15]. Recently, advances in technologies enabling noninvasive exploration of the human brain have increased our understanding of neural plasticity and its relationship to stroke recovery [9, 12, 16, 17]. Various novel stroke rehabilitative methods for motor recovery have been developed based on basic science and clinical studies characterizing brain remodeling due to neural plasticity [9, 11, 18]. The effectiveness of these approaches has been verified by systematic reviews and meta-analysis studies [8, 19–22]. However, responses to rehabilitative interventions show large inter-individual variation because the mechanisms underlying motor recovery are heterogeneous across patients [3, 8, 11, 23]. Furthermore, these mechanisms involve complex processes including restitution, substitution, and compensation that rely on a combination of spontaneous and learning-dependent processes [3, 24]. Therefore, elucidating the mechanisms underlying motor recovery can help to identify the most appropriate type, duration, and goals of individual rehabilitation strategies after stroke . Neurophysiological and neuroimaging approaches have recently been developed to evaluate the heterogeneity of motor recovery mechanisms to better understand and predict the effectiveness of different rehabilitation interventions after stroke [12, 16, 25, 26].
In this review, we first discuss the principles of stroke rehabilitation in task-specific training and enriched environments. Then, we focus on novel strategies in stroke rehabilitation that are supported by evidence of associated neural plasticity. These approaches include constraint-induced movement therapy (CIMT), body weight-supported treadmill training (BWSTT), robotic training, transcutaneous neuromuscular electrical stimulation, noninvasive brain stimulation (NIBS), action observation, virtual reality (VR) training, and brain-computer interface (BCI). Finally, we discuss individualized strategies to inform the identification of therapeutic goals, to prevent maladaptive plasticity, and to maximize functional gain in patients with stroke.
2. Principles of Stroke Rehabilitation
Most protocols for stroke rehabilitation are based on motor learning, which induce dendrite sprouting, new synapse formation, alterations in existing synapses, and neurochemical production [10, 27]. These changes are thought to provide a mechanistic substrate to facilitate motor recovery after stroke [10, 27]. Motor learning is known to be greater if the practice method is meaningful, repetitive, and intensive [10, 17]. Further, it is recommended that stroke rehabilitation is applied in stroke care units where multidisciplinary teams can support active patient participation . In this section, we review task-specific training and enriched environment therapeutic approaches that facilitate neural plasticity.
2.1. Task-Specific Training
Motor training after stroke should be targeted to goals that are relevant to the functional needs of the patient [10, 11]. Therefore, focusing on task-specific training to facilitate activities of daily living or other relevant motor tasks is a well-accepted principle of stroke rehabilitation . This approach has been described by a variety of terms, including repetitive task practice, repetitive functional task practice, and task-oriented therapy [10, 28, 29]. Thus, task-specific training emphasizes the repetitive practice of skilled motor performance to improve individual functional abilities [10, 30]. Task-specific training can effectively recover a wide array of motor behaviors involving the upper limbs, lower limbs, sit-to-stand movements, and gait after stroke [29, 31–33]. Furthermore, repetitive task-specific training has been found to achieve better functional gains compared to nonrepetitive training [34, 35].
Increasing evidence suggests the involvement of neural plasticity in task-specific training [36, 37]. A meta-analysis of neurophysiological and neuroimaging studies has reported that neural changes in the sensorimotor cortex of the affected hemisphere accompany the gains in functional paretic upper extremity movements achieved with task-specific training . Compared to traditional stroke rehabilitation approaches such as simple motor exercises, task-specific training induces long-lasting motor learning and associated cortical reorganization [30, 37]. Thus, there is strong evidence demonstrating that task-specific training can assist with functional motor recovery, which is driven by adaptive neural plasticity [8, 24, 30, 37, 38].
2.2. Enriched Environment
In addition to task specificity, the therapeutic environment plays an important role in stroke rehabilitation . Environments that provide greater opportunity for physical activity and motivation are referred to as enriched environments . Animal studies involving rat models of stroke have demonstrated that enriched environments facilitate motor recovery and neural plasticity because they present greater opportunities for physical activity, play, and social interactions compared to standard laboratory cages [39–41].
Clinically, stroke unit (SU) care administered by a well-coordinated multidisciplinary team can provide an enriched environment for patients with stroke . SU care provides an organized package of care through a cyclical process involving the necessary elements of assessment, goal setting, intervention, and reassessment [3, 11]. Moreover, SU care provides individuals with a clear understanding of what is expected of them during task-specific training, resulting in neural plasticity that improves their performance . Patient involvement in patient-centered interdisciplinary goal setting has been shown to encourage their motivation and engagement in therapy, resulting in better rehabilitation outcomes of impaired movement in patients with stroke . Several studies have demonstrated that SU care had the greatest positive impact on disability levels after stroke [42, 44]. Moreover, the reported benefits of SU care extend to patients of all ages and to patients with varying stroke severity . Thus, stroke rehabilitation programs should include meaningful, repetitive, intensive, and task-specific movement training in an enriched environment in order to promote neural plasticity and motor and functional recovery [10, 17].
3. Novel Strategies Based on Motor Training
During the last several decades, many studies have reported the use of novel motor learning-based stroke rehabilitation strategies [3, 8–11]. In this section focused on neural plasticity, we discuss several representative neurorehabilitation methods, including CIMT, BWSTT, and robot training.
Patients with stroke often use the nonparetic limb instead of the paretic limb to perform daily activities. Dominant use of the nonparetic limb induces the phenomenon of learned nonuse in the paretic limb, which limits the capacity for subsequent gains in motor function [38, 45]. CIMT is a therapeutic strategy that was developed to overcome learned nonuse of the paretic limb. It forces paretic arm use by requiring a patient to perform functionally oriented activities while the nonparetic arm is physically restrained with a sling or glove. Mechanistically, the repetitive training of the paretic arm and constraint of the nonparetic upper arm used in CIMT might both be important for promoting neural plasticity. Skill acquisition with the nonparetic limb has been reported to negatively impact the use-dependent plasticity of the affected hemisphere in animal models of stroke . The reasons underlying this constraint remain unclear, but this phenomenon may reflect use-dependent alterations in interhemispheric connectivity [47, 48]. Therefore, constraint of the nonparetic limb itself might ameliorate the impairment of use-dependent plasticity of the paretic limb after stroke [15, 45]. Several studies reported neural plasticity after CIMT as evidenced by neuroimaging and neurophysiological techniques [49–51]. Previous studies using transcranial magnetic stimulation (TMS) found that the cortical representation size of the paretic hand was increased after therapy [49, 50]. Neuroimaging studies also demonstrated altered neural network activity after CIMT [49, 51]. Moreover, a structural magnetic resonance imaging (MRI) study reported that CIMT increased gray matter in the bilateral sensorimotor cortices compared with control therapy . Thus, there is evidence that CIMT induces both structural brain and physiological changes in patients with stroke .
Wolf et al. conducted a multicenter single-blind randomized controlled trial known as the Extremity Constraint-Induced Therapy Evaluation Trial to compare the effects of 2-week CIMT with customary care in 222 individuals within 3–9 months of a first stroke . At 1 year, the CIMT group performed better on functional tasks using the paretic upper limb. Moreover, the 2-year follow-up documented no decline from the 1-year assessment, and there were trends toward continued improvement of strength during the second year . Most reviews of CIMT also report trends towards positive results of motor recovery in patients with chronic stroke [8–10]. However, previous studies had reported no significant differences in motor recovery between CIMT and an equal dose of traditional therapy for patients with acute stroke [55, 56]. This could be due to minimal or no learned nonuse during the acute phase . Moreover, in the acute stage of stroke, high-intensity CIMT results in less improvement than low-intensity CIMT . Therefore, additional studies are needed to explore optimal CIMT timing and intensity for motor recovery after stroke .
BWSTT is a rehabilitation method in which patients with stroke walk on a treadmill with their body weight partially supported. BWSTT augments the ability to walk by enabling repetitive practice of complex gait cycles [57, 58]. In patients who have experienced a stroke, hemiparesis can cause abnormal control of the paretic lower limb, resulting in an asymmetrical gait pattern [59, 60]. Partial unloading of the lower extremities by the body weight support system results in straighter trunk and knee alignment during the loading phase of walking [61, 62]. BWSTT also improves swing time asymmetry, stride length, and walking speed [60, 62, 63]. Therefore, BWSTT allows the patient to practice nearly normal gait patterns and avoid developing compensatory walking habits, such as hip hiking and circumduction [58, 64].
There is evidence of gait improvement after BWSTT, including use of robotic device systems, compared to conventional therapy in patients with acute stroke and those with chronic stroke [60, 65, 66]. However, a recent study reported that the benefits of BWSTT were not superior to that achieved with home-based physical therapy that emphasized strength and balance, regardless of whether BWSTT was started 2 or 6 months after the stroke . Moreover, among patients with severe walking impairments, multiple falls were more common in the group that received early BWSTT compared to the group that received late BWSTT and physical therapy . Therefore, BWSTT programs should include balance training that helps prevent falls in patients, especially those with acute stroke and severe impairment.
Mechanistically, BWSTT is believed to increase brain activity in the bilateral primary sensorimotor cortices, cingulate motor areas, caudate nuclei, and thalamus of the affected hemisphere . Moreover, BWSTT has been found to alter central pattern generator activation in animal studies [69, 70]. In patients who have experienced a stroke, cerebral cortex function is impaired while that of the spinal cord is preserved. However, spinal cord changes may also be important for gait recovery after stroke due to changes in signals received following cerebral reorganization . Thus, BWSTT can be used in patients with stroke to induce reorganization at the spinal and supraspinal levels, reduce gait parameter asymmetries, and increase walking speed. However, evidence of neural plasticity involved in this process is restricted to animal studies .
3.3. Robot Training
Robotic training offers several potential advantages in stroke rehabilitation, including good repeatability, precisely controllable assistance or resistance during movements, and objective and quantifiable measures of subject performance . Moreover, robot training can provide the intensive and task-oriented type of training that has proven effective for promoting motor learning [8, 72]. These characteristics of robot training are thought to be useful for motor recovery after stroke.
During the last decades, mechanically assisted robot training therapies have been developed for stroke rehabilitation to improve arm function [21, 73–75]. However, a multicenter, randomized controlled trial of patients with chronic stroke who had moderate-to-severe upper-limb impairment reported no difference in motor recovery between intensive physiotherapy and robot-assisted rehabilitative therapy . Moreover, systematic reviews and meta-analyses have found no significant changes in activities of daily living ability after robotic training [77, 78]. Automated electromechanical gait machines have also been developed to facilitate lower limb rehabilitation. These machines consist of either a robot-driven exoskeleton orthosis or 2 electromechanical footplates that simulate gait phases [79–81]. Such machines are useful because they do not require therapists to set the paretic limbs and control weight shift, as is required for treadmill training [79, 80]. The use of electromechanical-assisted gait-training devices in combination with physiotherapy increases the chance of regaining independent walking ability after stroke but does not produce improvements in walking speed . Therefore, in addition to automatic repetitive motor training, it is important for augmentation of robot training that robotic assistance is carried out in a minimum difference of input-output timing using electromyography (EMG) and/or position feedback [75, 83, 84]. Reducing these lag times is important because synchronization between sensory and motor information facilitates neural plasticity [85, 86]. Future studies are needed to determine the most appropriate characteristics of subjects and whether robot training has advantages over conventional therapy .
4. Augmentation of Use-Dependent Plasticity
Although the use-dependent plasticity induced by motor training is important for motor recovery after stroke, it has been reported that use-dependent plasticity is impaired in the affected hemisphere [87, 88]. Therefore, it is important to augment neural plasticity after stroke to facilitate motor recovery. In this section, we discuss the following possible methods of augmenting use-dependent plasticity in patients with stroke: transcutaneous neuromuscular electrical stimulation and NIBS.
4.1. Transcutaneous Neuromuscular Electrical Stimulation
Transcutaneous neuromuscular electrical stimulation can improve neuromuscular function in patients with stroke by strengthening muscles, increasing motor control, reducing spasticity, decreasing pain, and increasing range of motion . Methods of transcutaneous neuromuscular electrical stimulation are generally categorized as either therapeutic electrical stimulation or functional electrical stimulation (FES). The defining feature of FES is that it provokes muscle contraction and produces a functionally useful movement during stimulation . Several upper extremity FES devices are available, and the use of these devices seems to have a positive effect on upper-limb motor function in both acute and chronic stages of stroke [90–92]. FES has also been combined with different walking training strategies and has been shown to result in improvements in hemiplegic gait in both acute and chronic stages of stroke [93–95].
In addition to functional effects, FES is thought to have therapeutic effects, which are postulated to arise through the facilitation of neural plasticity by increasing the strength of afferent inputs . In particular, FES supported by an EMG- or position-triggered system could induce appropriate proprioceptive feedback and promote motor learning [89, 96]. Patients can actively participate in intensive and repetitive task-specific training when they are responsible for initiating practice. Moreover, the synchronization of afferent feedback with voluntary movement by a biological signal-triggered system is useful for motor recovery because synchronization between the sensory and motor information facilitates neural plasticity [85, 86]. In fact, better performance is observed if paretic muscles are stimulated by voluntary muscular activity compared with nonsynchronized passive stimulation . However, future research is needed to determine the most effective type and dose of electrical stimulation .
Repetitive TMS (rTMS) and transcranial direct current stimulation (tDCS) are NIBS techniques that can alter human cortex excitability . NIBS therapy for motor recovery following stroke aims to augment neural plasticity and improve motor function based on the interhemispheric competition model, which proposes that motor deficits in patients with stroke are due to reduced output from the affected hemisphere and excessive interhemispheric inhibition from the unaffected hemisphere to the affected hemisphere [18, 100, 101]. Therefore, NIBS achieves improvement in motor deficits by either increasing the excitability of the affected hemisphere or decreasing the excitability of the unaffected hemisphere [18, 102, 103]. Inhibitory NIBS increases excitability in the ipsilesional motor cortex by reducing excessive interhemispheric inhibition from the contralesional motor cortex [101, 104, 105]. Excitatory NIBS over the affected hemisphere directly increases the excitability of the ipsilesional motor cortex [105–108]. Motor cortex excitability enhancement appears to be required for motor learning [109, 110]. In fact, pairing of rehabilitative training with NIBS results in more enduring performance improvements and functional plasticity in the affected hemisphere compared with motor training or stimulation alone in patients with chronic stroke [101–104, 111]. Furthermore, cumulative NIBS has been shown to be important for continuous motor improvement in patients with stroke [112, 113]. This result indicates that neural plasticity is consolidated by cumulative NIBS intervention. Therefore, NIBS induces a more suitable environment for neural plasticity by artificially modulating the ipsilesional motor cortex, thus counteracting use-dependent plasticity impairment by facilitating plasticity in the affected hemisphere .
The effectiveness of NIBS is not limited to the chronic stage; it has been reported that both inhibitory and excitatory NIBS facilitate motor recovery in patients with stroke at the acute stage [108, 114–116]. However, another study reported that inhibitory and excitatory NIBS does not facilitate motor recovery in patients in acute stages of stroke [117, 118]. These discrepant findings underscore the importance of identifying the more effective type of NIBS, as well as optimal timing after stroke. A recent meta-analysis study of rTMS on upper-limb motor function in patients with stroke reported that inhibitory rTMS over the unaffected hemisphere might be more beneficial than excitatory rTMS over the affected hemisphere . Although additional research has begun to evaluate the effectiveness of different NIBS stimulation protocols for motor recovery after stroke, further well-designed studies in larger populations are required to determine whether NIBS in the acute stroke stage can improve motor function and to identify the most effective NIBS protocols, including tDCS for stroke treatment .
5. Integration between Motor Learning and Multisensory Feedback
Multisensory feedback plays an important role in motor learning by reestablishing the sensorimotor loop that is disrupted by stroke . Several multisensory feedback approaches have been reported for motor recovery in patients with stroke, including action observation and VR training [19, 119]. Recently developed BCI technology might also facilitate motor recovery by using robot devices and/or electrical stimulation .
5.1. Action Observation
There is increasing experimental evidence that some motor neural structures are recruited not only when actions are actually executed but also when the actions of another person are simply observed . The neurophysiological basis for this recruitment is associated with mirror neurons, which have been identified in nonhuman primates [122, 123]. Human studies have also described a “mirror neuron system” involved in action understanding, imitation, motor learning, and modulating training effects [124–127]. According to the mirror neuron paradigm, action observation appears to activate the motor system similar to execution by generating an internal representation of action that can be targeted for motor learning [128–130]. A previous study in healthy subjects reported that observing another person learn a novel task improves subsequent performance of the same task . Moreover, data from a recent virtual lesion study using TMS further supports the hypothesis that action observation coupled with physical practice may enhance use-dependent plasticity through the mirror neuron system in healthy controls .
Several clinical studies have reported that a combination of action observation therapy and physiotherapy improve upper-limb motor function in patients with chronic stroke [132, 133]. A recent multi-center randomized control trial demonstrated that action observation with physiotherapy has a positive effect on motor recovery in the acute stage of stroke . Another study that employed functional MRI (fMRI) found that action observation facilitated motor recovery after stroke by reactivating the neural circuit containing the action observation/action execution matching system, which includes the bilateral ventral premotor cortex, supplementary motor area, and the contralateral supramarginal gyrus . Therefore, increased activation of these areas suggests that the mirror neuron system (or its human homolog) may play an important role in motor learning and recovery related to action observation in patients with stroke [132, 134]. Moreover, action observation is safe and can be repetitively conducted without dependency on residual motor function. Despite the increasing evidence that action observation may become a useful strategy in stroke rehabilitation, future research is required to determine optimal practice intensity and duration before its translation into standard clinical practice .
VR is a computer-based technology that engages users in multisensory simulated environments, including real-time feedback (e.g., visual, auditory, and tactile feedback), allowing users to experience simulated real-world objects and events . VR applications range from nonimmersive to fully immersive depending on the degree to which the user is isolated from the real surroundings when interacting with the virtual environment . Immersive VR systems use large-screen projections, head-mounted displays, cave systems, or videocapture systems to immerse the user in a virtual environment . In contrast, nonimmersive VR systems simply use a computer screen to simulate an experience with or without interface devices, such as a computer mouse, joystick, or force sensation . VR exercise applications can easily provide patients with stroke with repetitive, intensive, and task-specific training and can apply relevant concepts for driving neural plasticity that produce motor function improvements after stroke [8, 136, 137]. Several studies have shown that the use of immersive VR results in practice-dependent enhancement of the affected arm by facilitating cortical reorganization [138, 139]. Moreover, a recent study has shown that video game applications that are classified as nonimmersive VR systems can be combined with conventional rehabilitation for upper arm improvement after stroke . Video game systems have already been developed for home use, making this technology less costly and more accessible to clinicians and individuals . Moreover, VR-based game systems can easily adjust task difficulty according to user capability [141, 142]. This encourages the user to train at optimal-level errors, inducing appropriate motivation and arousal, which are important for learning . Therefore, VR-based game systems might be able to facilitate motor learning due to increased motivation of patients with stroke. However, the use of VR is not yet commonplace in clinical rehabilitation settings; only a few studies have been conducted, and the sample sizes were too small to draw firm conclusions .
BCI systems record, decode, and translate measurable neurophysiological signals into effector actions or behaviors without the use of peripheral physiological activities . Several methods are available for detecting and measuring brain signals, including electroencephalography, electrocorticography, intracortical recordings, magnetoencephalography, fMRI, and functional near-infrared spectroscopy [144, 145]. One of the most popular neurophysiological phenomena assessed in BCI research is the modulation of sensorimotor rhythms through motor imagery [120, 144, 145]. The output of the BCI provides multisensory feedback to users, and this allows them to modulate their brain activity accordingly . The feedback consists of sensory stimuli, such as visual, auditory, or tactile stimuli, and kinesthesia by robotic devices or FES [120, 145]. Therefore, BCI devices can couple intention with action and enable patients with stroke to achieve intended motor action [120, 144]. Considering that BCI technology is based on feedback and exploits learning mechanisms, BCI technology could be used to design and develop specific neurorehabilitation therapies for patients with stroke . In fact, a recent study that combined motor training and motor imagery-based BCI reported a positive trend of upper-limb movement control in patients with stroke [146, 147]. BCI systems also might be useful for patients with severe stroke because they provide an alternative way of executing motor outputs through robotic devices [120, 144, 145]. Moreover, invasive BCI systems that utilize an intracortical recording technique have been developed in animal studies; these systems can detect signals, including synaptic and neuronal activities, and might facilitate neural plasticity due to accurate matching between motor intention and sensory feedback [145, 148–150]. However, the number of studies evaluating stroke recovery after BCI training is still limited. Future studies must evaluate the effect of BCI use on motor recovery after stroke and the role of BCI in neural plasticity .
6. Potential Individualized Rehabilitation Strategies for Appropriate Reorganization
An accurate prognosis of motor recovery after stroke can help to select individual rehabilitation strategies that promote appropriate reorganization . It also is important for rehabilitation strategies to prevent maladaptive plasticity, which weakens motor function and limits motor recovery . In this section, we discuss several potential individualized rehabilitation strategies to inform therapeutic goal setting, prevent maladaptive plasticity, and maximize functional gains in patients with stroke.
6.1. Imaging and Neurophysiological Findings Predict Motor Recovery
The simplest indicator of prognosis for patients with stroke is the degree of motor impairment. Many studies have suggested that motor outcomes are positively correlated with initial motor impairment after stroke [151–153]. However, the patterns of motor recovery are largely heterogeneous among patients with stroke; accurate prediction based on current motor impairment status alone can be difficult [11, 25]. Therefore, it has been suggested that motor recovery after stroke may be predicted more accurately using neurophysiological and neuroimaging findings [16, 25, 154]. Neurophysiological studies using TMS have revealed that ipsilesional corticospinal motor projection function is a good predictor of motor outcome after stroke [16, 25]. Neuroimaging studies using diffusion tensor imaging also have revealed that impairment of the ipsilesional corticospinal motor projections could predict motor recovery after stroke [25, 154]. Moreover, evaluation of the ipsilesional corticospinal tract function might facilitate the selection of rehabilitation strategies based on the prediction of potential functional gain, which is an individual’s capacity for further functional improvement during the chronic stage of stroke recovery . A recent study reported that the extent of injury to motor projections from supplementary and premotor areas of the affected hemisphere is also useful for predicting potential functional gains of paretic upper limbs from robot therapy in subjects with chronic stroke . These results suggest that measures of motor tract function could be useful in estimating potential motor recovery of patients with stroke entering experimental neurorehabilitation trials and for patient selection in clinical trials . Conversely, other studies have reported that the degree of ipsilesional corticospinal tract damage is not strongly associated with walking function [63, 155]. Moreover, the extent of lesion overlap with the corticospinal motor projections is only weakly correlated with therapy-related gains of gait function . These findings support the importance of subcortical control, including the spinal cord, for lower-limb movements such as walking [156, 157]. Moreover, there is some evidence that ipsilateral motor projections are important in the recovery of walking function . Therefore, the ipsilesional corticospinal motor projections appear to be less important in the control of walking than in the control of upper-limb dexterity after stroke .
In addition to motor tract function, identifying individual pattern of cortical activation may predict the effect of rehabilitation technique for patients with motor stroke. An fMRI study reported that lower baseline activity of the ipsilesional motor cortex during paretic hand movement was associated with greater functional gains after 6 weeks of rehabilitation therapy in chronic patients . This result indicates that low baseline cortical activity might represent underuse of surviving cortical resources and possible responsiveness to rehabilitation therapy [159, 160]. Therefore, the motor projections may set a limit on the extent of recovery, but other parameters (e.g., preserved cortical activity) might be important when considering whether a patient has the capacity or potential to improve . However, predicting functional gains by using individual cortical activity patterns may be more difficult than that by utilizing motor tract function. For example, a previous study reported that ipsilesional motor cortex excitability in good responders with chronic subcortical stroke for excitatory rTMS over the affected hemisphere is strongly activated, but not weakly, when moving the paretic hand before rTMS . Moreover, functional gain has no direct correlation with ipsilesional motor cortex activity in the acute stage of stroke, but a pattern of cortical activation including the postcentral gyrus and cingulate cortex correlates with subsequent motor recovery . Furthermore, in patients with stroke and severe initial hemiparesis, subsequent motor recovery was not predicted by task-related fMRI activation . Thus, the effective neural activation pattern for neurorehabilitation might be different depending on time since stroke, lesion site, impairment of motor function, and/or rehabilitation technique due to the heterogeneous mechanisms underlying motor recovery and neurorehabilitation techniques.
Genetic factors of neural plasticity-related components should also be considered to affect the capacity of an individual patient’s brain to recover motor function [164, 165]. Moreover, genetic variation might be able to explain some of the variability encountered in motor rehabilitation efficacy [23, 165, 166]. It has been reported that various genetic factors influence neural plasticity in animals and humans (for review see ). However, there is no evidence regarding individualized rehabilitation strategies using genetic information.
6.2. Preventing Maladaptive Plasticity
Although some neural plasticity undoubtedly contributes to motor recovery after stroke, it remains unclear whether all forms of neural plasticity contribute to genuine motor recovery [12, 14, 167]. Maladaptive plasticity that weakens motor function and limits recovery has recently been reported after stroke [15, 46, 48, 100, 168]. Therefore, it is important for individual stroke rehabilitation strategies to prevent maladaptive plasticity.
Several studies have suggested that neural plasticity associated with compensatory movement might contribute to maladaptive plasticity after stroke [15, 38]. To perform daily tasks, patients with stroke often develop a compensatory hyperreliance on the nonparetic side, proximal paretic side, or trunk movement [169–172]. However, this strong and efficient motor compensation may prevent the affected side from generating normal motor patterns for daily activities [38, 169]. In particular, dominant use of the nonparetic limb induces learned nonuse of the paretic limb and limits its functional improvement [38, 45]. The facilitation of neural plasticity underlying compensatory learning with the nonparetic limb after stroke also exacerbates use-dependent plasticity impairment of the affected hemisphere via abnormal interhemispheric inhibition [47, 48]. CIMT that combines a rehabilitative training regime for the paretic limb with constraint of the nonparetic limb can overcome learned nonuse of the paretic limb and has been shown to improve motor function in patients with stroke [45, 53, 173]. Therefore, clinicians should consider CIMT for patients having stroke who fit its criteria to facilitate appropriate reorganization and prevent maladaptive plasticity. However, patients with stroke and severe motor function impairments are not suitable candidates for CIMT therapy. Studies of animal stroke models suggest that compensatory use of the nonparetic limb while the paretic limb is being used does not necessarily result in learned nonuse . Therefore, patients with stroke and poor motor function who engage in compensatory use of the nonparetic limb in daily activities may benefit from bilateral movement training to prevent learned nonuse of the paretic side [15, 25].
Increased activity of the paretic proximal arm due to compensatory movement may contribute to the abnormal interjoint movement in the proximal limb that is, often observed after a stroke . Therefore, the selected rehabilitation program may have to avoid intense training of the paretic proximal side. To our knowledge, no rehabilitation program currently addresses this problem, and compensatory movement of the paretic proximal muscle is useful for reaching in some patients with stroke and poor motor function [38, 174]. Thus, at least in cases where patients with stroke have good motor function, a rehabilitation program that avoids compensatory use of the paretic proximal side may be helpful.
Most stroke rehabilitation protocols are based on motor learning to induce neural plasticity, which refers to the ability of the brain to develop new neuronal interconnections, acquire new functions, and compensate for impairment. These changes are greater if the practice method is meaningful, repetitive, and intensive. It is recommended that rehabilitation take place in stroke care units that can provide an organized package of care through a cyclical process involving assessment, goal setting, intervention, and reassessment. Systematic reviews and meta-analyses have verified the effects of developed techniques in stroke rehabilitation. CIMT that combines a rehabilitative training regime for the paretic limb with constraint of the nonparetic limb can overcome learned nonuse of the paretic limb and has been shown to improve motor function in patients with stroke. BWSTT may induce reorganization at the spinal and supraspinal levels by providing normal gait programs, reducing asymmetries of gait parameters, and increasing walking speed. Robotic training can provide repetitive motor training and reduce the therapists’ physical load. Transcutaneous neuromuscular electrical stimulation and NIBS can improve motor recovery by ameliorating use-dependent plasticity impairment after stroke. Moreover, novel stroke rehabilitation strategies such as action observation, VR, and BCI have been developed based on multisensory feedback, which plays an important role in learning to control human brain signals and in re-establishing the sensorimotor loop disrupted by stroke.
Current clinical practice for stroke rehabilitation is based on accumulating evidence from neural plasticity studies. However, responses to rehabilitative interventions show large interindividual variation due to the heterogeneity of mechanisms underlying motor recovery. Therefore, an accurate prediction of motor recovery can help to determine the type, duration, and goals for individual stroke rehabilitation strategies. An assessment of corticospinal integrity using neurophysiological and imaging techniques might be useful for predicting motor recovery and setting individualized rehabilitation goals. However, numerous other factors influence behavioral responses to therapy, including injury to other brain structures, psychosocial factors, and age. Moreover, it is important for appropriate reorganization after stroke to prevent maladaptive plasticity, which weakens motor function and limits motor recovery.
Early stroke rehabilitation is critical for enhancing motor recovery, but the optimal time window for specific neurorehabilitation has yet to be elucidated. The intensity and duration of the rehabilitation strategy are also important factors that influence effectiveness. Although the evidence base for stroke rehabilitation continues to grow, future studies must be conducted to ascertain the optimal time, intensity, and duration for specific rehabilitation techniques and to facilitate the translation of basic scientific evidence into routine clinical application.
This work was supported by JSPS Grant-in-Aid for Scientific Research no. 23500576.
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