## Recent Advances in 5G Technologies: New Radio Access and Networking

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Thanh-Luan Nguyen, Dinh-Thuan Do, "Exploiting Impacts of Intercell Interference on SWIPT-Assisted Non-Orthogonal Multiple Access", *Wireless Communications and Mobile Computing*, vol. 2018, Article ID 2525492, 12 pages, 2018. https://doi.org/10.1155/2018/2525492

# Exploiting Impacts of Intercell Interference on SWIPT-Assisted Non-Orthogonal Multiple Access

**Guest Editor:**Shao-Yu Lien

#### Abstract

In this paper, we examine the influence of intercell interference (ICI) on the system outage behavior with important derived results in the proposed model of simultaneous wireless information and power transfer (SWIPT) together with the nonorthogonal multiple access (NOMA) using the amplify-and-forward protocol. We derive the closed-form expression of coverage probability for two NOMA users as a function of the signal-to-interference-plus-noise ratio (SINR). To fully take into account the effect of ICI, we adopt more practical parameters to evaluate the optimal power splitting coefficient regarding energy harvesting system performance analysis. Furthermore, to consider a more practical scenario, based on the fact that the number of ICI sources can affect wireless powered relays, we investigate the average outage probability by considering impacts of the reasonable number of participating ICI.

#### 1. Introduction

In recent years, as a significant technique in forthcoming 5G transmission, nonorthogonal multiple access (NOMA) has more attraction due to its opportunity to improve substantial spectrum efficiency (SE) [1]. Considering advantages of power domain allocation to gain simultaneous access for diversified data streams to network, NOMA is evaluated as having better performance than the conventional orthogonal multiple access (OMA) [2]. Concentrating on the SE improvement, many earlier works regarding NOMA scheme are primarily focused. For example, single-input, single-output (SISO) schemes are studied for deployment in cooperative NOMA [3, 4]. In principle, by distributing multiple users into the different power domains, signal intending for the NOMA scheme at the source superimposes the symbol data to serve multiple users at destination. At the receiver, in order to detect multiplexed users’ information, successive interference cancellation (SIC) is acquired to eliminate the interference term. In addition to spectrum employment, other metrics need be considered, i.e., user fairness evaluating to multiple users in NOMA. Unlike traditional water-filling power allocation, NOMA users with better channel qualities are allocated less power while more power is allocated to users with poor channel qualities to highlight an enhanced trade-off between model throughput and user fairness. As a result, the same frequency and spreading codes are deployed in a lot of user equipment simultaneously; however they are distinguished by different power levels. Such principle results in improved spectral efficiency and ensured user fairness. The multiple-input-multiple-output (MIMO) NOMA designs are investigated in terms of the ergodic capacity maximization and an optimal power allocation strategy was then proposed as in [5]. The outage performance and the ergodic achievable rate are metrics to consider system performance of cellular downlink NOMA communications. Capacity is another metric to consider performance of NOMA as in [6]. Recently, stochastic geometry networks have been employed in NOMA to exhibit the physical layer security as in [7]. As an extension of [7], single-antenna and multiple-antenna stochastic geometry networks were investigated in two proposed schemes to increase the secrecy performance [8]. In [9], the popular metrics including optimal designs of decoding order, transmission rates, and power allocated to each user are studied in a new design of NOMA under secrecy considerations.

Regarding the idea of combining NOMA with wireless powered networks, NOMA can be deployed with the wireless power transfer; i.e., the simultaneous wireless information and power transfer (SWIPT) technique was presented together with relaying network and its outage performance is considered in [10]. As a promising technology, to prolong the lifetime of energy-constrained users, wireless power transfer is facilitated in wireless relaying networks to forward a signal to far users [11–13]. To permit energy-limited users scavenge energy and information from the transmitted radio frequency (RF) signals, two famous policies, namely, time switching (TS) and power splitting (PS) receiver architecture, are introduced as in [14]. As a scenario of green NOMA, a SWIPT-assisted cooperative NOMA (SWIPT-CNOMA) network is studied as a combination between the NOMA and SWIPT scheme [15], and such novel scheme can be employed to wireless sensor or cellular networks. In such topology, it is possible to avoid lifetime limitation of the energy-constrained NOMA user that acts as a relay which can be able to harvest energy from the received signals. The main benefit of the SWIPT NOMA can be appreciated in the scenario where the relay employs that harvested energy rather than itself to forward the signal to the far NOMA users. In addition, to serve the near NOMA users with strong channel conditions, a PS protocol was employed in the SWIPT-CNOMA system [15]. By revealing the received information in the PS protocol, energy is first harvested and then used to help the signal forwarded to serve the far NOMA users. However, a shortcoming of the PS protocol [15] can be raised in which the relay always retains a quiet slot for some target data rate requirements. Considering the locations of NOMA users, three NOMA user selection policies are performed, including random near NOMA user and random far NOMA user (RNRF) selection, nearest near NOMA user and nearest far NOMA user (NNNF) selection, and nearest near NOMA user and farthest far NOMA user (NNFF) selection. In order to obtain the better outage performance, the authors in [16] considered a best-near best-far NOMA user collection scheme.

However, there are few works that focus on interference effects on the NOMA system. Regarding the influences of cochannel interference (CCI) on the system performance, many outcomes in the literature showed that the aggressive frequency reuse is considered as main reason for CCI in the conventional cellular relaying systems [17–19]. However, FD schemes are more vulnerable to CCI due to the higher frequency reuse, and such characterization exhibits comparison between full-duplex (FD) transmission mode and traditional half-duplex (HD) transmission mode. In addition, in a multicell FD relay base stations meet influences with a much higher CCI due to adjacent cells compared with its HD counterparts [20–22]. As an alternative method, MIMO FD relaying transmission was introduced to examine the harmful effect of CCI on the system performance and such system can be applied in theoretical and practical applications. In [20], to evaluate the average spectral efficiency, a stochastic geometry is conveyed to consider the situation in which the base stations and user equipment operate in small cell network FD mode with FD mode (i.e., the dedicated antennas for transmission and reception are equipped in such FD nodes). In [21, 22], the authors studied the outage probability of a decode-and-forward FD relay with single-antenna nodes in FD relaying subject to CCI. It is worth noting that all these studies are restricted by employing a single antenna in each node of relaying networks. Therefore, deploying multiple receive and transmit antennas at the FD relay is a powerful scheme to eliminate both the CCI and loop interference channels at the FD relay and hence reliability and capacity are achieved.

However, to the best of our knowledge, the impact of ICI on the performance of CNOMA with capability of energy harvesting has yet to be fully pressed. Such analysis motivates us to find impacts of ICI on the SWIPT-assisted NOMA.

The primary contributions of our paper are summarized as follows:(i)Different from the system model presented in [10, 14] where the relay only harvests energy from one source (i.e., base station), by deploying ICI as an extra resource to feed energy for relay, we propose a new SWIPT NOMA protocol under impacts of ICI to enhance the level of harvested energy to prolong the lifetime of NOMA systems(ii)We derive closed-form expressions for the outage probability at NOMA users, when considering the interference channel schemes(iii)The optimal power splitting factor is derived to obtain the maximum coverage probability at each user in SWIPT NOMA

The rest of the paper is structured as follows. In Section 2, the system model for studying cooperative SWIPT NOMA is introduced. In Section 3, new analytical expressions are derived for the outage probability when the proposed scheme is used. The optimal power splitting factor for SWIPT can be shown in Section 4. Numerical results are offered in Section 5, which is followed by the conclusion in Section 6.

#### 2. System Model

Consider a SWIPT NOMA network with the help of an energy-constrained relay for transmission to two representative NOMA users considering impacts of external interferers to the relay. In particular, Figure 1 illustrates the proposed system model, where one source node (s), i.e., the main base station, one EH-assisted relay (r), and two users are considered. The relay utilizes the amplify-and-forward (AF) relaying protocol to transmit the superimposed signals from the source to each user and the power splitting (PS) protocol is adopted for energy harvesting. The channel between node and node is assumed to experience Rayleigh fading where is the average channel power gain. Each node is equipped with a single half-duplex antenna.

Assume that the relay is affected by* N* external interferers. The channel coefficient between the -th interferer and the relay is modeled as Nakagami-m fading with shape factor and variance of , i.e., . All given channels are assumed to be independent and not necessarily identically distributed. The transmission between the source and two users is divided into two phases. In the first phase, the source broadcasts a superimposed mixture of signals, i.e., , where , , is the intended signal for user , .

Assuming that the relay utilizes the power splitting (PS) protocol for energy harvesting [11], thus the received signal at the relay node is given by where is the power splitting ratio, is the transmit power of the source, and are signal and the transmit power of the interferer, respectively, and is the zero mean additive white Gaussian noise (AWGN) at the relay with variance of . Specifically, the harvested energy at the relay node is obtained aswhere is a coefficient representing the efficiency of the harvesting circuitry and is the block time for the transmission from the source node to both users. Therefore, the transmit power at the relay is obtained as

In the second phase, the relay multiplies the received signal with an amplifying gain G and then forwards the amplified signal to both users. Hence, the received signal at user is given bywhere is the zero mean additive white Gaussian noise (AWGN) at user with variance of . The amplifying factor due to the AF protocol at the relay is given by

*Remark 1. *Without loss of generality, we assume that user has better channel quality than user ; i.e., . Hence, due to NOMA, user 1 is encouraged to priorly decode before detecting its own signal by applying successive interference cancellation (SIC), while user 2 can directly detect .

Due to Remark 1, the instantaneous signal-to-interference-plus-noise ratio (SINR) at user 1 to detect user 2’s signal is given by

Lemma 2. *The term can be approximated in the high signal-to-noise ratio (SNR) region, in which the source transmits with a relatively large power, as*

*Proof. *By substituting (3) and (5) into we haveNote that, in the high SNR region, the second term, i.e., , can be neglected. Hence, after ignoring this part, we can simply achieve the result of Lemma 2.

Therefore, the approximated instantaneous is obtained bywhere , , and . If , where (bits/s/Hz) is the target data rate for , user 1 can successfully carry out the successive interference cancellation (SIC) technique to detect user 2’s signal and remove this signal from . Assuming perfect SIC, the approximated instantaneous SINR for user 1 to detect its own signal is given byNote that if , where (bits/s/Hz) is the target data rate for , user 1 can successfully decode its own message. Similarly, the SINR at user 2 to detect its signal is obtained asDefine ; the approximated achieved by adopting Lemma 2 is given by

#### 3. Performance Analysis

##### 3.1. Preliminaries

In this section, some preliminary results are presented in terms of the solutions of some PDF and/or CDF calculation, which will be frequently invoked in the analysis. Let be the sum of independent and not necessarily identically distributed gamma random variables (RVs), i.e., , where .

Theorem 3. *The approximated probability density function (PDF) of follows the gamma distribution, where is the shape factor and is the variance, which is given by [23–25]where , . The shape parameter, , is computed by using moment-base estimators, which is given bywhere the first term in the denominator, , can be obtained with the help of in whichwhere is a short-hand representation of and denotes the binomial coefficient. In addition, when is a nonnegative integer, the exact PDF and CDF of are obtained through Theorem 4 as below.*

Theorem 4. *Without loss of generality, we assume that , where . Therefore, the exact probability density function (PDF) of , where , is given by in which is a vector containing all ’s. Without loss of generality, assume that vector contains distinct elements; each element is denoted by , where . Intuitively, is the sum of all ’s , in which the subscript is the index of the -th element of , i.e., , that is identical to . Specifically, the value of is determined through Figure 2 and the below description.*

In Figure 2, is the number of elements identical to and and denote the indices of the last and the first element identical to , respectively. Therefore, . Subsequently, is obtained by

*Proof. *See Appendix A.

The closed-form expression of (18) is given in Appendix B in order to find the values of without requiring any differentiation manipulation. In addition, Remark 5 is given in order to provide some insights of Theorem 4.

*Remark 5. *Theorem 4 is priorly defined for ; however in case of one can still utilize Theorem 4 to find the sum of i.n.i.d. gamma RVs as long as it satisfies . This statement can be understood by observing the agreement between the simulation curves and analytical curves in Section 5. Further, it is noticed from Appendix A that (A.3) can also extend to the case of without any modification. However, in order to adopt partial fraction decomposition (PFD) to achieve the closed-form expression for in the third equality of (A.4), must be a positive integer, which can be easily achieved by assuming is also a positive integer.

Furthermore, in order to support the analysis in Section 3.2 we introduce Theorem 6 as below.

Theorem 6. *Let ; its closed-form expression is obtained as*

*Proof. *Using the given PDF of in (13) for and (17) for , with the help of [26, Eq. 3.351.3], we can easily achieve the above results.

In addition, when the interferences are statistically independent and identically distributed (i.i.d.), i.e., , then and ; becomesWhen , i.e., , it immediately follows that.

##### 3.2. Performance Analysis on Outage Probability at Each User

In this section, the analytical result for the coverage probability of user , denoted by , is given in closed form. Hence, the outage probability at user is . It is worth noticing that the results in this section are obtained when and if the coverage probability of each user becomes zero. Subsequently, the coverage probability of user 1 is defined as the probability that this user successfully decodes both and which is mathematically given bywhere and . However, deriving the exact in closed form is not tractable due to the complexity of (6); thus we then derive the approximated coverage probability in the high SNR region by substituting (9) and (10) into (22). Note that this assumption is widely used in literature. Subsequently, this probability is approximately obtained in closed form aswhere , , , , , , and , is obtained in Theorem 6 and Theorem 4 by setting for and , is the order modified Bessel function of the second kind [26], and .

*Proof. *See Appendix C.

Hence, the coverage probability of user 2 is defined as the probability that this user successfully decodes its own message, , and can be represented mathematically by

Subsequently, the closed-form expression for the approximated is given bywhere and .

*Proof. *Substituting (12) into (22), we then obtainIn addition, the first integral is obtained by adopting (20) when . Recall that due to Remark 1; thus . Using order statistic in [27], the PDF of the ordered is given byTherefore, the closed-form expression for the second integral is obtained by using (27) and [26, Eq. 3.471.9]. Hence, the proof is done.

#### 4. Optimal Power Splitting Factor Problem

In this section, the maximum coverage probability at a single user is obtained by adjusting the power splitting factor to maximize the SNRs/SINRs given in Section 3. Specifically, the optimal power splitting factor to achieve the maximum SNRs/SINRs at user is given bywhere and . Since only appears in the denominator of we can rewrite (28) as

Lemma 7. *The function is convex.*

*Proof. *Since and are convex functions of and the sum of two convex functions is also convex, thus is convex.

From Lemma 7, it is clear that (30) has a unique solution for which is obtained by solving . Subsequently, after some simple algebraic manipulations, the optimal energy harvesting factor is given as below: Substituting (30) into (9), (10), and (12), the optimal coverage probability of user is given approximately aswhere , , , , and .

*Proof. *See Appendix D.

Note that the relay can only choose to tune to achieve the best performance for a single user in a specific block time, T; thus the other user may not reach maximum coverage probability during that block time. In this case, the coverage probability of the other user is given approximately bywhere .

*Proof. *See Appendix E.

#### 5. Numerical Results

In this section, in terms of the outage probability of both users in the cooperative SWIPT NOMA network, we present representative numerical results to demonstrate the performance assessments. In the considered SWIPT NOMA network under impacts of ICI, we set the energy conversion efficiency of SWIPT as . We define as the average SNR at the transmitter (source); assume that and define as the average interference-to-noise ratio. , , and . From Figures 3–8, the number of external interferers is set to 2 () with , , , and ; the power allocation coefficients are and . The below results are obtained by averaging separated simulations under a MATLAB environment.

Firstly, we consider the results in Figures 3 and 4. The curves denoted by (O) can be obtained from (23) with in (20) achieved at whereas the curves denoted by (X) can be obtained with obtained at (20). As a clear observation, the simulation lines obtained via (22) and (24), respectively, strictly match with the analytical lines for both and , which confirms the accuracy of our derivation. Furthermore, Figure 3 shows the outage probability for user 1, as increasing to serve this user with higher data rate or higher quality of service and outage performance will be the worse case. In such result, the black curve is bits/s/Hz while the red curve is bits/s/Hz. One can observe that a lower outage probability is achieved by changing approximate . The figures also demonstrate that as is very high or very low, a higher outage event can occur due to the low harvested energy at the relay where it makes impacts on the end-to-end SNR of the system. Similarly, outage probability (not optimal) is shown for user 2 in Figure 4. It can be observed that as is increased then outage performance will be worse; in this case, we set bits/s/Hz as the black curves and the red ones corresponding with bits/s/Hz.

In Figure 5, the outage probabilities for user 1 are achieved by varying INR levels and are shown as functions of the average SNR. The simulation curves are obtained by adopting (22) with defined in (28) while the analytical curves are obtained from (31) with . As can be seen from the figure, NOMA with an INR level equal to −10 dB outperforms the other remaining scenarios, since it can ensure that the outage is achievable by all the users as controlling impacts of ICI.

Figure 6 demonstrates the outage performance for user 2 versus SNR with different INR levels. Similarly, the simulation curves can be obtained via (24) with the optimal in (28) while the analytical curves are obtained from (31) with . One can observe that the proposed method achieves the lowest outage since it has the lowest impacts on the system among three scenarios. The figure also demonstrates the existence of the outage ceilings in the low SNR region (i.e., SNR less than 10 dB). This is due to the fact that the system probability is approaching an outage event and such outage is determined only by the SNR while other parameters do not affect outage. It is worth noting that increasing SNR can improve the outage; however, for the case , the throughput is the lowest among three scenarios. This is because, in the latter case, the lower impact for information processing at user 2, and hence an outage, will be improved. Therefore, we see that it is important to select appropriate ICI when designing practical NOMA downlink transmission systems.

Figures 7 and 8 illustrate the optimal outage probability of both users versus the target rates, i.e., and , in two different time blocks. The red and blue solid lines are both obtained from (31) when (ensuring QoS at user 1) and (ensuring QoS at user 2), respectively, while the simulation results for user 1 and user 2 are obtained by substituting into (22) and into (24), respectively. It is worth noting that, in the same signal block, the relay only satisfies QoS criteria for one user only; however we intend to compare the optimal outage performance each user can achieve. Firstly, one can observe that the outage probabilities of user 2 and user 1 can increase as and increase, respectively. The reason is that increasing and can lead to the higher threshold of decoding and therefore can result in more outage. More specifically, the outage probability at user 2 increases as increases but it remains constant varying as depicted in Figure 8, where the solid line overlaps the dashed line. The reason is that the performance of this user only depends on the data rate of but not that of . In addition, the outage probability at user 1 depends highly on ; thus if increasing will not affect the outage probability at this user resulting in a segment of straight blue lines in Figure 8 and a portion of the blue curves in Figure 7, where the solid curve overlaps the dashed curve. However, the system performance can be decreased in case of .

Figure 9 presents the optimal outage probability at both users as considering on increasing number of interferers. The solid curves are obtained through (31) representing the optimal outage probability of user whereas the dashed curves are achieved via (32) denoting the outage probability of user when the relay focuses on optimizing the QoS of the other user, i.e., user . In such experiment, can be extracted from (21) as and (i.i.d. scenario). It is confirmed that if we try to optimize the outage probability for a user then another user cannot achieve maximum performance. This situation is equivalent to the case of requirement for maximum QoS for the selected user (i.e., user 1) resulting in system performance of the remaining user (i.e., user 2) being dropped.

#### 6. Conclusions

In this paper, the application of simultaneously wireless information and power transfer (SWIPT) in nonorthogonal multiple access (NOMA) under the influence of external interferers has been investigated. In particular, we derived the closed-form expression of outage probability in the SWIPT NOMA protocol. In order to provide a complete framework, we illustrate system performance through simulation results used to address the impacts of the target rates of the near and far users and the number of interference sources and turn in evaluating the outage performance of the proposed protocol. In terms of outage probability, new analytical results have been derived to conclude the system efficiency. Such numerical results have been demonstrated to corroborate our analysis. We conclude that, by carefully choosing the parameters of the network regarding external interferers, acceptable system performance can be ensured by applying the SWIPT NOMA protocol in practical networks.

#### Appendix

#### A. Proof of Theorem 4

The characteristic function of is given bywhere and . The third equality is obtained by using the PDF of which is given byIn addition, can be rewritten in terms of P distinct elements of in descending order asThe PDF of is obtained through the characteristic function in (A.3) aswhere (a) is obtained by using partial fraction decomposition of (A.3) [26] and (b) is achieved with the help of [26, Eq. 3.382.6]. In addition, when , i.e., , becomesThe proof leads to the same result as in Theorem 4.

#### B.

Define ; the n-th derivative of is given by

*Proof. *In case of , it is obvious that , which satisfies (B.1). In another case, assuming that holds, it can be proved that holds for . It is noted that the *-th* derivative of is obtained asTherefore, using the induction hypothesis, (B.1) holds for all .

Define ; then according to Leibniz’s rule [26], the* n-th* derivative of is given asSubstituting (B.3) into (18) is rewritten for as

#### C. Proof of (22)

Substituting (9) and (10) into (22), after some algebraic steps, we can obtainThe CDF of and the PDF of the ordered [28] are given bySubstituting (C.2) and (C.3) into (C.1) we obtainwhere the first integral is obtained by adopting Proposition 2 and the second integral is obtained with the help of [26, Eq. 3.471.9]. Therefore, (C.5) immediately follows (23).

#### D. Proof of (31)

First, let us rewrite the PDF of the ordered channels, , asFrom (C.2) and (26), we can see the similarities of the two equations, and, therefore, it is possible to achieve a unified equation to determine the coverage probability at user which is given bySubstituting (30) into (D.2), using similar steps in Appendix A, the above equality is rewritten as follows:The above equation cannot be expressed in closed form; however it is noticed that when the exponential function is approximated asApplying (D.4) into (D.3), is approximated asOne can utilize [26, Eq. 3.471.9] and [26, Eq. 3.471.15] to solve the first and second integral, respectively. Therefore, after some algebraic manipulations we then achieve (31).

#### E. Proof of (32)

From (D.2) and (30) the coverage probability of the other user is given bySubstituting (D.1) and adopting Theorem 6 into (E.1), we then haveAdopting (D.1) and (D.4) into (E.2), is obtained approximately asBy applying [26, Eq. 3.371] to solve the second and third integral, we then achievewhere the integral part in (E.4) can be evaluated in closed form by adopting [[26], Eq. 3.471.9]. Hence, after some manipulations, we then get (32).

#### Data Availability

The data used to support the findings of this study are available from the corresponding author upon request.

#### Conflicts of Interest

The authors declare that there are no conflicts of interest regarding the publication of this paper.

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Copyright © 2018 Thanh-Luan Nguyen and Dinh-Thuan Do. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.