Research Article  Open Access
Ante Mihaljević, Adriana Lipovac, Vlatko Lipovac, Jasmin Musovic, "Practical BERBased Estimation of Residual OFDM CFO by Reducing Noise Margin", Wireless Communications and Mobile Computing, vol. 2020, Article ID 8881436, 5 pages, 2020. https://doi.org/10.1155/2020/8881436
Practical BERBased Estimation of Residual OFDM CFO by Reducing Noise Margin
Abstract
The main OFDM drawbacks are Carrier Frequency Offset (CFO) and large PeaktoAverage Power Ratio (PAPR), which both degrade the Bit Error Rate (BER). Specifically, we consider here clipping or any other PAPR reduction method sufficient to prevent the nonlinear highpower amplifier from generating errors. Moreover, in small cells, the signaltonoise ratio is large, while the small time dispersion allows the OFDM symbol cyclic prefix to prevent intersymbol interference. This retains the CFO to solely determine the BER and vice versa, enabling indirect estimation of CFOinduced phase distortion by simple BER testing. However, a particular problem is measuring very low BER values (generated by alike residual CFO), which could last a long time in order to acquire statistically enough errors. The test time can be drastically reduced if the noise margin is reduced in a controllable way, by adding the interfering signal to each subcarrier at the receiver. This approach is shown to enable efficient and accurate shortterm BER (and so CFO phase error) testing.
1. Introduction
Carrier Frequency Offset (CFO) and large PeaktoAverage Power Ratio (PAPR) are the immanent and dominating impairments of Orthogonal FrequencyDivision Multiplexing (OFDM), degrading the Bit Error Rate (BER). Specifically, CFO that we focus here can significantly degrade the orthogonality among the subcarriers, so paving the way to InterCarrier Interference (ICI) and consequent carrier lock errors, which finally shrinks the effective noise margin [1–3].
Therefore, it is important to measure CFO, but the equipment needed for this purpose, such as the Vector Signal Analyzer (VSA) [4, 5], is rather complex and mostly available only at the test bench, which is not the case in many practical situations, specifically in the network operator field service environment, where VSA is often not affordable but handheld instrumentation, such as BER testers, is common and widely available.
With this regard, it is to expect that sort of CFO compensation is made, so the task is to quantify the residual CFOcaused phase error and qualify it under given conditions for a specific environment.
Specifically, we consider here that BER is determined just by the CFO, i.e., that clipping, or any other PAPR reduction method is sufficient to prevent the highpower amplifier (HPA) nonlinearity of being a significant error generating mechanism [6–11].
Moreover, in small cells, the signal is usually quite strong, implying that the signaltonoise ratio (SNR) is large, while the evidently small time dispersion allows the OFDM symbol cyclic prefix (CP) to prevent intersymbol interference (ISI) [12]. This retains the CFO to solely determine the BER and vice versa, enabling indirect estimation of CFO by simple BER testing.
Furthermore, back to basics, the wellknown BER expression for the Quadrature Amplitude Modulation (QAM) signal transmission over the additive white Gaussian noise (AWGN) channel with ratio of the energy E_{b} of a bit and noise spectral density N_{0} is [13]: where denotes the Gaussian tail function, graphed for the three relevant modulations, in Figure 1.
Moreover, applying link abstraction principle, we can still use the above AWGN model but considering any nonAWGN distortion as an equivalent additive noise that would produce the same BER degradation. This essentially shifts the curve to the right for the adequate amount of , Figure 2.
With this regard is the OFDM CFOinduced lock angle error no exception, as it, too, can be considered AWGN with according to produce the same BER degradation, which is graphed in Figure 3, for the 16QAM case.
Finally, to estimate the peak CFOinduced phase error, we use its relation with BER [3]. However, the problem arises as the so obtained BER values are very small, as the bit errors due to the residual CFO occur very rarely. Consequently, the BER test time might be excessive and the so obtained BER values inaccurate.
So, in Section 2, we complement the BERbased CFOinduced peak phase deviation prediction for the highSNR and multipathfree common AWGN channel with the additional controllable deterministic interference signal aimed to reduce the noise margin and so enable acquisition of sufficient count of errors within a short time. In Section 3, we verify the model by means of Monte Carlo (MC) simulations, while conclusions are summarized in Section 4.
2. BERBased Estimation of CFOInduced Peak Phase Deviation
Recently, it has been shown how the maximal CFOcaused squared phase deviation and the instantaneous perOFDMsymbol PAPR determine the transmission performance, essentially the BER [3]. Moreover, successful PAPR reduction (e.g., by clipping), which was shown to indirectly suppress the CFOcaused phase deviation, too [3], implies that BER degradation in this case practically remains solely determined by the CFOinduced phase deviation and vice versa.
Consequently, as BER testing is simple with respect to complex modulation signal analysis, it comes out that in many practical situations we can estimate the residual CFO from BER, applying the link abstraction method.
Essentially, the peak CFOinduced (squared) phase deviation has been shown to be related to BER as it follows [2]: where , M, m, and T_{S} are the CFO, the total number of subcarriers, the QAM modulation order, and the original (preOFDM) symbol duration, respectively, whereas the highpower amplifier (HPA) operating point is determined by its BACKOFF from the nominal one (providing linear HPA operation).
2.1. Practical SmallBER Measurements
As it has been already mentioned, a particular problem here is measuring the expectedly very low BER values (reflecting the very small residual CFO), which could last for days in order to acquire statistically enough of (rare) error occurrences.
The BER test time can be drastically reduced (to a couple of minutes only), if the noise margin is reduced in a controllable way. This could be quite simply done by means of adding the interfering sinusoidal signal to each subcarrier at the receiver, before symbol detection. As it can be seen at the practical constellation diagram presented in Figure 4, concentric circles around each 16QAM symbol are in fact traces of the interfering vectors superimposed to symbol vectors, while rotating around them with angular speed equal to the difference between the frequencies of the subcarrier and the interferer.
As it can be seen, the symbol states are now mutually much closer so that the errors occur more frequently, which enables the shortterm BER testing.
However, the question remains: How are such (increased) BER values related to the real ones?
The answer is provided by the symbol error generating model taking into account the noise and the sinusoidal interference.
Such visual effect of the sinusoidal tone on the symbol is to be modelled by considering the probability of a symbol overpassing a single decision threshold, Figure 5.
It can be seen in Figure 6 that the effective (now narrowed) noise margin is , where denotes the amplitude of the interfering signal, whose phase θ can take any value in between 0 and .
In order to estimate the symbol error rate, the noise margin is normalized to the effective noise value of , which makes the decision threshold equal to so that the probability of a symbol overpassing a single decision boundary equals the corresponding Gaussian tail function: where the phase is expressed as the multiple of arbitrary small angle intervals , obtained by dividing by mutually equal parts:
We consider that, for large enough , the Gaussian tail function does not significantly change within the interval . Moreover, beside as large as possible, the accuracy of this approximation in the middle of is enhanced by the shift “1/2” in the above expression.
So, by applying (4), (3) becomes the following approximation: where and are usually expressed by carriertonoise C/N and carriertointerference C/I (in dB), respectively:
The factor (expressed in dB) in the above equations relates the carrier power () and the applied modulation type. So, e.g., for 4QAM, it is , while for 16QAM, it rises to , etc. Moreover, as (3) and (5) express BER due to signal passing a single decision boundary for various modulation types, in front of the sum in (5), coefficients should be inserted taking into account the average number of potential boundary transitions for the modulation of interest.
So, it comes out that, for the inphase component of 16QAM, there are two boundaries for the inner symbols, and a single boundary for the outer ones, which implies that the modulationrelated factor equals 1.5. Furthermore, for QPSK and 64QAM, it equals 2 and 1.75, respectively.
Based on the presented model for reducing the noise margin by introducing the narrowband deterministic radio interference, the according tabular and graphical representations of (5) can be applied in practice, such as for 16QAM in Figure 7.
By selecting moderate levels of the interfering tone, such as say, , for the exemplar , the measured BER value is found to be 1.41·10^{–1}. Then, the corresponding residual BER at the same SNR value of 21 dB, but for much smaller interference (concretely, for C/I =24 dB), for 16QAM, equals 1.3·10^{–6}, which can be seen in Figure 8, at the intersection of the vertical line at the with the curves for and .
3. Verification
The presented CFO model applies for any backoff value, CFO level, and QAM modulation order, as these all appear in (2) as parameters. So, for our exemplar tests, where we chose 16QAM modulation scheme, 5 dB backoff, and CFO of 300 Hz, the relationship between the residual (squared) phase deviation and BER is presented in Table 1, resulting from (2)/(5) and MC simulations.

Accordingly, in Figure 8, the (squared) phase deviation estimation plots for the CFO values of 5, 70, and 300 Hz and the 16QAM modulation scheme are presented.
From the above table and graphs, a very good matching is evident between the estimated and the MC simulationbased BER values for equal residual values. This preliminary verifies the proposed model.
4. Conclusion
Estimating the OFDM CFOinduced peak phase distortion could be desirable in various situations of the radio network life cycle, from development and production of network elements and systems, to their field deployment.
Moreover, in many practical situations such as with small cells, the signaltonoise ratio is large, and the time dispersion is small, allowing the OFDM symbol cyclic prefix to prevent intersymbol interference, so the CFO can be considered to solely determine the BER and vice versa.
So, we indirectly estimated the CFOinduced peak phase distortion by simple BER testing. However, measuring low BER values generated by alike residual CFO may not be reliable from the standpoint of statistical sufficiency of error occurrences. With this regard, we reduced the noise margin in a controllable way, by adding the interfering sinusoidal tone to each OFDM subcarrier at the receiver.
This approach is shown to enable efficient and accurate shortterm BER (and so CFO phase error) prediction, which is preliminarily checked and validated by MC simulations.
Data Availability
No data were used to support this study.
Conflicts of Interest
The authors declare that there is no conflict of interest regarding the publication of this paper.
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Copyright
Copyright © 2020 Ante Mihaljević et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.