Advances in Fuzzy Systems

Volume 2016, Article ID 4058758, 8 pages

http://dx.doi.org/10.1155/2016/4058758

## Two-Stage Stratified Randomized Response Model with Fuzzy Numbers

^{1}College of Science and Theoretical Studies, Saudi Electronic University, P.O. Box 93499, Riyadh 11673, Saudi Arabia^{2}Department of Statistics and Operations Research, Aligarh Muslim University, Aligarh 202002, India

Received 16 November 2015; Revised 3 February 2016; Accepted 4 February 2016

Academic Editor: Ashok B. Kulkarni

Copyright © 2016 Mohammad Faisal Khan et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

#### Abstract

We consider an allocation problem in two-stage stratified Warner’s randomized response model and minimize the variance subject to cost constraint. The costs (measurement costs and total budget of the survey) in the cost constraint are assumed as fuzzy numbers, in particular triangular and trapezoidal fuzzy numbers due to the ease of use. The problem formulated is solved by using Lagrange multipliers technique and the optimum allocation obtained in the form of fuzzy numbers is converted into crisp form using -cut method at a prescribed value of . An illustrative numerical example is presented to demonstrate the proposed problem.

#### 1. Introduction

Sample survey is a method of drawing an inference about the characteristic of a population or universe by observing only a part of the population. In modern complex surveys it is not possible to obtain true measurements on all the characteristics of interest on all the units in the sample because they are affected by two types of errors, that is, sampling errors and nonsampling errors. Nonsampling error is further classified into two types, response and nonresponse errors. Reduction in the reliability of measurements results in response error which can be minimized over repeated measurements. Whereas nonresponse errors are due to the nonavailability of information about some selected units for one or the other reason.

A major source of nonresponse errors in sample surveys is the difficulty to obtain true responses when respondents are asked questions of highly personal or controversial nature, for example, questions on accumulated savings, intentional tax evasion, consumption of illegal drugs, and extramarital affairs. To avoid providing the requisite information or to avoid embarrassment, some respondents may refuse to answer or may intentionally give wrong answers. Thus the estimates obtained from a direct survey on such topics would be subject to high bias and any inference drawn from these would be erroneous. In order to solve this problem Warner [1] introduced a randomized response technique (RRT) which was developed subsequently by different authors.

Some other authors who introduce other randomized response techniques are Mangat and Singh [2], Chua and Tsui [3], Padmawar and Vijayan [4], Chang and Huang [5], Chaudhuri [6], and so forth. Kim and Warde [7] suggested a stratified randomized response using optimum allocation. Mangat and Singh [2] proposed a two-stage randomized response model.

Traditional decision making problems are handled either by the deterministic approach or by probabilistic approach. Deterministic approach completely avoiding the uncertainty provides an approximate solution while probabilistic approach on an assumption represents any uncertainty as a probability distribution. Both of these approaches only partially capture reality. Uncertainty also is involved in decision problems due to vagueness or impreciseness associated with linguistic information; then in this case optimization using fuzzy mathematical theories becomes more relevant. The idea of fuzzy decision making problems was proposed by Bellmann and Zadeh [8] and this idea was used in problems of mathematical programming by Tanaka and Asai [9]. Many authors use fuzzy data/fuzzy numbers in decision making problems such as Mahapatra and Roy [10], Pramanik and Roy [11], Abbasbandy and Hajjari [12], Kaur and Kumar [13], Ebrahimnejad [14], Sen et al. [15], and Gupta and Bari [16].

In this paper, the deterministic problem formulated by Ghufran et al. [17] is extended by considering it into an uncertain environment. Here we consider the measurement cost and total budget for the survey as fuzzy numbers and formulate a fuzzy nonlinear programming problem. Then, the fuzzy nonlinear problem is solved by Lagrange multipliers technique after converting it into crisp problem using -cut. For demonstrating the proposed problem an illustrative example is presented.

#### 2. Preliminary

Before formulating the problem of interest, we should know the basic definitions of fuzzy sets, fuzzy numbers, and so forth, which are reproduced here, from Bector and Chandra [18], Mahapatra and Roy [10], Hassanzadeh et al. [19], and Aggarwal and Sharma [20] as follows.

*Fuzzy Set.* A fuzzy set in a universe of discourse is defined as the following set of pairs . Here is a mapping called the membership function of the fuzzy set and is called the membership value or degree of membership of in the fuzzy set . The larger the value of , the stronger the grade of membership in .

*-Cut.* The -cut for a fuzzy set is shown by and for is defined to bewhere is the universal set.

Upper and lower bounds for any -cut are given by and , respectively.

*Fuzzy Number.* A fuzzy set in is called a fuzzy number if it satisfies the following conditions:(i)is convex and normal.(ii) is a closed interval for every .(iii)The support of is bounded.

*Triangular Fuzzy Number (TFN).* A fuzzy number is said to be a triangular fuzzy number if its membership function is given by

*Trapezoidal Fuzzy Number (TrFN).* A fuzzy set on real numbers is called a trapezoidal fuzzy number with membership function as follows:

#### 3. Statement of the Problem of Two-Stage Randomized Response Model

Consider a stratified population of size partitioned into disjoint strata of size ; and . Let denote stratum weights, denotes sample size, and is the total sample size for the stratum .

In the first stage an individual respondent in the sample is instructed to use the randomization device which consists of the following two statements.

(i) “I belong to the sensitive group” and (ii) “Go to the randomization device in the second stage” with known probabilities and , respectively.

In the second stage the respondents are instructed to use the randomization device which consists of the following two statements.

(i) “I belong to the sensitive group” and (ii) “I do not belong to the sensitive group” with known probabilities and , respectively.

Assuming that the “Yes” or “No” reports are made truthfully for different outcomes and and are set by the interviewer, then the probability of a “Yes” answer in stratum is given byand is the proportion of respondents belonging to the sensitive group from stratum . The maximum likelihood estimate of iswhere is the estimated proportion of “Yes” answers which follows a binomial distribution . It can be seen that the estimator is unbiased for with varianceIf the suffix “” is removed then the expressions 1, 2, and 3 will be reduced in Mangat and Singh’s expressions.

Since are drawn independently from each stratum, the estimators for individual strata can be added to obtain the estimator for the whole population. Thus an unbiased estimate of is given byUsing (5)with a sampling varianceorTo find the optimum allocation we either maximize the precision for fixed budget or minimize the cost for fixed precision.

A linear cost function which is an adequate approximation of the actual cost incurred will bewhere is per unit cost of measurement in the th stratum and is overhead cost.

In view of (4) to (11) the problem of finding optimum allocation is formulated as nonlinear programming problem (NLPP) as follows:The restrictions and are placed to have the representation of every stratum in the sample and to avoid the oversampling, respectively.

#### 4. Fuzzy Formulation of Two-Stage Randomized Response Problem

Generally, real-world situations involve a lot of parameters such as cost and time, whose values are assigned by the decision makers and in the conventional approach, they are required to fix an exact value to the aforementioned parameters. However decision-makers frequently do not precisely know the value of those parameters. Therefore, in such cases it is better to consider those parameters or coefficients in the decision-making problems as fuzzy numbers. The mathematical modeling of fuzzy concepts was presented by Zadeh in [21]. Therefore, the fuzzy formulation of problem (12) with fuzzy cost constraint is given by considering two cases of fuzzy numbers, that is, triangular fuzzy number (TFN) and trapezoidal fuzzy number (TrFN).

##### 4.1. Case 1: Nonlinear Problem with TFN

Considerwhereand is triangular fuzzy numbers with membership functionSimilarly, the membership function for available budget can be expressed as

##### 4.2. Case 2: Nonlinear Problem with TrFN

Considerwhereand is trapezoidal fuzzy numbers with membership functionSimilarly, the membership function for available budget can be expressed as

#### 5. Lagrange Multipliers Technique

In problem (13), after ignoring the restrictions and taking equality in cost constraint the NLPP with TFNs is solved by Lagrange multipliers technique (LMT) as follows.

The Lagrangian function can be defined asDifferentiating (21) with respect to and and equating to zero, we get the following sets of equations:orAlso,which givesorNow using (23) and (26), we obtainIn similar manner, the optimum allocation of NLPP (17) with trapezoidal fuzzy numbers can be obtain asThe allocations obtained in (27) and (28) are fuzzy in nature, so we have to convert fuzzy allocations into a crisp allocation by -cut method at a prescribed value of .

#### 6. Procedure for the Conversion of Fuzzy Numbers

To convert the fuzzy allocation into crisp allocation -cut method is used as follows.

Let be a TFN. An -cut for , is computed aswhere is the corresponding -cut (see Figure 1).