#### Abstract

A new robust technique for high-resolution reconstructive imaging is developed as required for enhanced remote sensing (RS) with imaging array radar or/and synthetic aperture radar (SAR) operating in an uncertain RS environment. The operational scenario uncertainties are associated with the unknown statistics of perturbations of the signal formation operator (SFO) in turbulent medium, imperfect array calibration, finite dimensionality of measurements, uncontrolled antenna vibrations, and random carrier trajectory deviations in the case of SAR. We propose new descriptive experiment design regularization (DEDR) approach to treat the uncertain radar image enhancement/reconstruction problems. The proposed DEDR incorporates into the minimum risk (MR) nonparametric estimation strategy the experiment design-motivated operational constraints algorithmically coupled with the worst-case statistical performance (WCSP) optimization-based regularization. The MR objective functional is constrained by the WCSP information, and the robust DEDR image reconstruction operator applicable to the scenarios with the low-rank uncertain estimated data correlation matrices is found. We report and discuss some simulation results related to enhancement of the uncertain SAR imagery indicative of the significantly increased performance efficiency gained with the developed approach.

#### 1. Introduction

Modern applied theory of reconstructive
radar imaging is now a mature and well-developed research field, presented and
detailed in many works (see, e.g., [1, 2] and references therein).
The classical imaging with array radar or SAR implies application of a method
called “matched spatial filtering” to process the recorded data signals [1, 3, 4]. Stated formally [1], such a method implies application of the adjoint signal
formation operator (SFO) to the recorded data, squared detection of the filter outputs, and their averaging over the
actually recorded samples (the so-called snapshots [5]) of the independent data
observations. Although a number of authors have proposed different linear and
nonlinear postprocessing approaches to enhance the images formed using such
matched estimator (see, e.g., [3, 5–8]), all those are not a direct inference
from the Bayesian statistically optimal estimation theory [4]. Other approaches
had focused primarily on designing the constrained regularization techniques
for improving the resolution of the closely spaced components in the power spatial spectrum pattern (SSP) obtained by ways different from the matched spatial filtering [9–12], but again without aggregating the regularization principles with the minimum
risk estimation strategy. Although the existing theory offers a manifold of statistical
and descriptive regularization techniques for reconstructive imaging, in many
application areas there still remain some unresolved crucial theoretical and
processing problems related to large scale sensor array radar/SAR reconstructive imaging in *uncertain* operational scenarios.

The predominant challenge of this study is
to solve the SSP reconstruction problem in context of the uncertain environment. Thus, the problem of enhanced imaging of the extended large-scale scenes
remotely sensed with an array radar/SAR operating in the *uncertain* remote sensing (RS) environment is stated and treated as
an ill-conditioned statistical nonlinear inverse problem. The operational
uncertainties are associated with the unknown statistics of perturbations of
the SFO in the turbulent medium, imperfect array calibration, finite
dimensionality of measurements, uncontrolled antenna vibrations, and random
carrier trajectory deviations in the case of SAR. New descriptive experiment
design regularization (DEDR) approach to radar imaging in the uncertain
environment is addressed to perform the enhanced reconstruction of the power spatial
spectrum pattern (SSP) of the scattered wavefield from the uncertain data
measurements. The proposed DEDR incorporates into the minimum risk (MR)
nonparametric estimation strategy the DEDR-motivated constraints of the
observability of the initial scene scattering wavefield algorithmically coupled
with the worst-case statistical performance (WCSP) optimization-based
regularization. The MR objective function is constrained by the WCSP
information, and the DEDR technique for robust image reconstruction applicable
to the scenarios with the low-rank uncertain estimated data correlation
matrices is found. Pursuing such an
approach, we establish a family of the robust DEDR-related estimators that
encompass a manifold of the imaging techniques ranging from traditional array
matched spatial filtering to new DEDR-related robust adaptive array
beamforming. We also present the robust DEDR-related imaging algorithms
that manifest enhanced resolution of the reconstructed array images with
substantially decreased computational load. The efficiency of two general DEDR-related
algorithms (the robust spatial filtering (RSF) algorithm and the robust adaptive
spatial filtering (RASF) algorithm) is illustrated through computer simulations
of reconstructing the digital images provided with the SAR operating in some
typical uncertain remote sensing scenarios.

#### 2. Descriptive Experiment Design Regularization Formalism

##### 2.1. Problem Model

Consider a coherent RS experiment in a random medium and the narrowband assumption [1, 4, 6] that enables us to model the extended object backscattered field by imposing its time invariant complex scattering (backscattering) function in the scene domain (scattering surface) . The measurement data wavefield consists of the echo signals and additive noise and is available for observations and recordings within the prescribed time-space observation domain , where defines the time-space points in . The model of the observation wavefield is defined by specifying the stochastic equation of observation (EO) of an operator form [1, 13]: ; ; ; , in the Hilbert signal spaces and with the metrics structures induced by the inner products, and , respectively. The operator model of the stochastic EO in the conventional integral form [1, 13] may be written as

The random functional kernel of the stochastic integral SFO given by (1) defines the signal wavefield formation model. Its mean, , is referred to as the nominal SFO in the RS measurement channel specified by the time-space modulation of signals employed in a particular radar system [3, 8] and the variations about the mean model the model uncertainties and random perturbations of the wavefield at different propagation paths (the so-called extended Rytov’s model [1]).

We assume an incoherent nature of the backscattered field . This is naturally inherent to the RS experiments and leads to the -form of the object field correlation function, , where and are referred to as the scene random complex scattering function and its average power scattering function or spatial spectrum pattern (SSP), respectively. The radar imaging problem is to derive an estimate of the SSP (referred to as the desired RS image) by processing the available finite dimensional array radar/SAR measurements of the data wavefield , where defines the second-order statistical averaging operator.

##### 2.2. Projection Formalism for Data Representation

Viewing it as an approximation problem leads one to a projection concept for a reduction of the data field to the -D spatial-temporal data recordings: composed of the expansion/decomposition coefficients , where defines the set of orthogonal normalized basis functions in the - data approximation subspace [13]. These are defined via corresponding compositions of the calibrated antenna array tapering functions and sampling filters that explicitly specify the corresponding data projection operator (see [13–15] for details).

In analogy to (3), one can define now the -D vector-form approximation of the scene random scattering function as follows: The elements of vector (4) are composed of the decomposition coefficients with respect to some chosen normalized orthogonal set of expansion functions that span such -D signal approximation subspace and specify the corresponding scene wavefield projection operator .

The descriptive experiment design (DED) aspects of the SSP reconstruction problem involving the analysis of how to choose the basis functions that span the signal representation subspace for a given observation subspace were investigated in more details in the previous studies [13, 15]. Following [15], in the rest of this study, we consider the conventional (i.e., ordinary rectangular pixel format) representation basis over a regular pixel-formatted lattice [14, 16], where defines the dimension of the rectangular grid over the horizontal (azimuth) coordinate , and defines its dimension over the orthogonal (range) coordinate (the number of the slant range gates projected onto the scene frame). Such regular lattice of points is next specified by the ordered multi-index ; ; ; .

##### 2.3. Uncertain Finite-Dimensional Observations

In the DED formalism, an imperfect calibration of the array (due to displacements of some array elements with respect to the presumed nominal positions, as well as distorted antennas shapes [4, 9]) is attributed to the unknown disturbances in the decomposition functions in (3). In imaging SAR applications, such disturbances incorporate the deviations of a carrier from the nominal trajectory and antenna vibration [3, 17]. These disturbances and propagation perturbations result in the uncertain SFO matrix:

In (5), the nominal SFO matrix is composed of the elements while all problem model uncertainties are attributed to the distortion term, in which the elements of the uncertainty matrix are treated as unknown values (realizations of random variables) with an unknown probability density function (pdf) .

##### 2.4. Vector-Form Equation of Observation

Now, we proceed from the stochastic integral-form EO (1) to its
finite-dimensional approximation (vector) form: in which the disturbed SFO matrix is defined by (5), and , , represent zero-mean vectors
composed of the decomposition coefficients , , and , respectively. These vectors are characterized by the
correlation matrices: (a diagonal matrix with vector at
its principal diagonal), , and ,
respectively, where defines the averaging performed over the
randomness of
characterized by the *unknown* probability density function . Vector is composed of the elements, ; and is
referred to as a -D vector-form representation
of the SSP.

We refer to the estimate, , as a discrete-form representation of the desired SSP, that is, the brightness image of the wavefield sources distributed over the pixel-formatted object scene remotely sensed with an employed array radar/SAR. Thus, the uncertain SSP reconstruction problem can be reformulated now as follows: to derive an estimator for reconstructing the -D approximation: of the SSP distribution in the environment . Note that in applications, we employ the ordinary pixel expansion format [16], while all theoretical results are valid also for any feasible decomposition function basis, , in (7).

#### 3. Dedr Strategy

##### 3.1. Formulation of DEDR Estimation Strategy

In the descriptive statistical formalism, the desired SSP vector is recognized to be a vector of the principal diagonal of an estimate of the correlation matrix , that is, . Thus, one can seek to estimate the desired SSP given the data correlation matrix pre-estimated via averaging of some independent sampled correlations [6]: and determining the solution operator (SO) such that

To optimize
the search for the desired SO , we formulate here the following DEDR strategy: where the conditioning term represents the worst-case
statistical performance (WCSP) regularizing constraint imposed on the
unknown second-order statistics of the random distortion component of the SFO matrix (5), and the DEDR “generalized risk” function is defined as where superscript defines conjugate transpose. The DEDR strategy
(10), (11) implies the minimization of the *α*-weighted
sum of the systematic error measure (specified by the first term in the risk
function (12)) and noise error (specified by the second term in the risk
function (12)) in the desired RSS estimate (9), in which the unknown
disturbances of the SFO are treated through the WCSP bounding constraint (11)
imposed onto the averaged squared norm of . The selections (adjustments) of the regularization parameter *α* and the diagonal-form weight matrix (the so-called metrics inducing matrix [13, 16]) with the diagonal composed
of positive numbers provide the additional DEDR “degrees of
freedom” assigning the weights to the particular SSP vector components .
These weights are the user-defined
parameters that may incorporate any descriptive metrics properties of a
solution [7, 8, 16]. In the simplest case of no preference to reconstruction
of particular SSP components over the observation scene frame, the uniform
metrics is typically induced by setting , that is, the identity matrix.
In Section 3.2, we will consider the adaptive DEDR case and specify the
corresponding solution-dependent . Nevertheless,
independent on any feasible choice of , in the risk function (12), the
conditional optimization problem (10),
(11) can be reformulated as

##### 3.2. Decomposition of DEDR Risk

To proceed with the
derivation of the estimator (9), (13), we now decompose
the risk (12) incorporating directly the WCSP uncertainty constraint into
the DEDR strategy. The first term in the risk function (12) specifies the
systematic error component as it measures “how far” the desired SO is from the pseudoinverse of in the averaged operator metrics.
We
next, decompose this term into the following: where denotes the -weighted squared operator norm of a
matrix, . The second
term in (14) has the statistical meaning of the average noise energy in the
resulting solution (9); hence it specifies the fluctuation error measure. This
term can be bounded applying the Loewner ordering [16] of the weight matrix with the
Loewner ordering factor that yields where the second inequality follows from the Cauchy-Schwarz
inequality [16], and defines a conventional
squared norm of a matrix, . Using the constraint (11), we next evaluate
the maximum value that may take the last term in the inequality (15), that is, valid for any given
bounding factor .
With this evaluation (16), the WCSP-constrained DEDR strategy (13) is transformed
into the following nonconstrained optimization problem: with the *aggregated* DEDR risk
functional: where

#### 4. Dedr Estimators of SSP

##### 4.1. General-form SSP Estimator

Routinely solving the minimization problem (17), we obtain the desired DEDR-optimal SO: with the self-adjoint robust reconstruction operator: dependent on three degrees of freedom: , , and .

Note, that the derived robust SO (20) involves the Hermitian conjugate of the regular SFO (i.e., it satisfies the DED-observability requirements [15]) and does not involve the inversion of (i.e., it is applicable to the reconstructive SAR imaging problems with only one-recorded realization of the trajectory data signal available for further processing, ).

The general-form DEDR-optimal SO (20)
enables us now to derive the corresponding general-form robust SSP estimator
putting (20) into (9) that yields
This general-form DEDR estimator for the SSP can also be represented in
the alternative form as where is recognized to be an output
of the DEDR-regularized matched spatial processing algorithm with noise
whitening that assumes the given composed correlation matrix, . In practical RS scenarios, it
is a common practice [3–5, 14] to accept the robust white observation
noise model, that is, and treat the noise intensity together with the uncertainty factor *β* in the composed model of defined by (19).

##### 4.2. Family of the DEDR-Related Algorithms

A family of the DEDR-related algorithms for estimating the SSP can be derived now from (22) via controlling the regularization parameters , , and the weight matrix that constitute the degrees of freedom of the developed DEDR method.

###### 4.2.1. Robust Spatial Filtering Algorithm

Consider the white zero-mean noise in
observations and no preference to any prior model information, that is, putting . Let the regularization
parameter be adjusted as the inverse of the signal-to-noise ratio (SNR), that is, , where is
the prior average gray level of the SSP, and the uncertainty factor *β* is
attributed to *α*. In
that case, the SO is
recognized to be the Tikhonov-type robust spatial filter (RSF):

###### 4.2.2. Matched Spatial Filtering Algorithm

Consider the model from the previous example for an assumption, , that is, the case of a priority of the second error measure (suppression of noise) over the systematic error in the optimization problem (17). In this case, we can roughly approximate (20), (24) as the matched spatial filter (MSF): where the normalizing constant is irrelevant as it specifies the constant image scaling factor that does not influence the overall reconstructed image pattern.

###### 4.2.3. Robust Adaptive Spatial Filtering Algorithm

Consider the case of an arbitrary zero-mean noise with the composed correlation matrix , equal importance of two error measures in (18), that is, , and the solution-dependent weight matrix . In this case, the SO becomes the robust adaptive (i.e., solution-dependent) spatial filter (RASF) operator:

The three SSP reconstruction techniques that employ the SOs (24), (25), and (26) compose the family of the DEDR-related estimators: with , , and , respectively. Any other feasible adjustments of the DEDR degrees of freedom (the regularization parameters , , and the weight matrix ) provide other possible DEDR-related SSP reconstruction techniques numbered further on as . As an important example, in the sequential subsection, we show that such DEDR family encompasses also the celebrated minimum variance distortionless response (MVDR) beamforming method transformed into the high-resolution RSS estimation technique with the proper MVDR SO specified further on by (31).

##### 4.3. Relationship with the Robust MVDR Beamformer

The conventional MVDR beamformer [7] “reconstructs” the RS image by minimizing the power or variance of the adaptive array output for all search directions, , under the constraint that the gain in the particular look direction is equal to a constant (one, for simplicity). This results in the well-known conventional MVDR algorithm [7, 10]: where represents the so-called “steering vector” for the th look direction, which in our notations is essentially the th column vector of the nominal SFO matrix .

For the purposes of establishing a relationship between the MVDR beamformer and the DEDR-related SSP estimators (27), we now rewrite the conventional MVDR algorithm (28) as that can be considered as a solution to the equation, . Expressing now and using the second-form representation [15] for the operator, , we obtain the alternative representation form for the MVDR algorithm (28), that is, with

Examining the formulae (20), (21), and (31), one may deduce that coincides with for the nonrobust adaptive case, that is, , .

#### 5. Simulations and Discussions

We simulated a conventional side-looking SAR with the fractionally synthesized aperture, that is, the array was synthesized by the moving antenna. The regular SFO of such SAR is factored along two axes in the image plane [17, 18]: the azimuth or cross-range coordinate (horizontal axis, ) and the slant range (vertical axis, ). In the simulations, we considered the conventional triangular SAR range ambiguity function (AF) and two approximations of the SAR azimuth AF: (i) “sinc” approximation, , and (ii) Gaussian “bell” approximation, , with the adjustable fractional parameters [15]. Note that in the imaging radar theory [3, 8], the AF is referred to as the continuous-form approximation of the ambiguity operator matrix and serves as an equivalent to the point spread function in the conventional image processing terminology [16, 19]. In this paper, we present the simulations performed with two characteristic scenes. The fist one of the 512-by-512 pixel format was artificially generated. The second one of the same 512-by-512 pixel format was borrowed from the real world high-resolution terrain SAR imagery (south-west Guadalajara region, Mexico [20]). The first scene was used as a test for adjustment of the degrees of freedom of the developed RSF and RASF algorithms to attain the desired improvement in the image enhancement performances (the IOSNR defined below). In the reported simulations, the representation formats along the (slant range) and (cross range, i.e., azimuth) directions were adjusted to the same effective pixel width. In the direction, the fractional parameter was controlled to adjust different effective widths of the azimuth AF. The corresponding adjustment of different effective width of the range AF was performed over the slant range direction ().

For the purpose of objectively testing the performances of different DEDR-related SSP estimation algorithms, a quantitative evaluation of the improvement in the SSP estimates (gained due to applying the DEDR-related reconstructive solution operators ; instead of the MSF, i.e., the adjoint operator ) was accomplished. In analogy to image reconstruction quality metrics [16, 19], we adopt here the quality metric defined as an improvement in the output signal-to-noise ratio (IOSNR): where represents a value of the th element (pixel) of the original SSP , represents a pixel value of the th element (pixel) of the rough SSP estimate formed applying the matched spatial filtering technique (conventional matched beamformer with ), and represents a value of the th pixel of the SSP reconstructed from the matched applying one of the particular developed DEDR-related SOs. In the simulation studies, four different DEDR-related estimators were tested, renumbered here as , 3, 4, and 5. The corresponds to the nonconstrained , that is, to the RSF method adjusted incorrectly to the scenario assuming no uncertainties in the data (). The corresponds to the constrained with the SFO uncertainty factor correctly adjusted to two different uncertain scenarios (as specified in Tables 1 and 2). The corresponds to the nonconstrained RASF, that is, the RASF method adjusted incorrectly to the scenario with no uncertainties in the data (). Last, the corresponds to the constrained with the SFO uncertainty factor correctly adjusted to two different uncertain scenarios (as specified in Tables 1 and 2), that is, the WCSP-optimized DEDR estimator. According to the quality metric (32), the higher the IOSNR, the better the improvement in the SSP estimate is, that is, the closer the estimate is to the original SSP.

In this section, we report the qualitative simulation results and the relevant quantitative performances evaluated via the IOSNRs (32) (in the dB scale) gained with these four robust DEDR-related estimators, in particular: gained using the nonconstrained RSF in the uncertain scenario; gained applying the constrained RSF in the same uncertain scenario; gained using the nonconstrained RASF; and gained applying the constrained RASF (WCSP-optimized estimator) in the same uncertain scenario. The simulation experiments were run for two typical SAR systems that operate under different SNRs levels , different fractionally synthesized apertures (characterized by the width of the azimuth AFs ), and different uncertainty factors (as specified in Tables 1 and 2) that bound via (11), (19) the impact of the uncertainty SFO term. In particular, the simulated scenarios are specified as follows. (i)First uncertain operational scenario (simulation experiment specifications): (a)fractional azimuth AF width, pixels of the scene pixel format (at the 0.5 from the peak value of the “sinc-type” AF, );(b)range AF width, pixels (at the 0.5 from the peak value of the triangular );(c)SNRs range, ;(d) SFO uncertainty factor, .(ii)Second uncertain operational scenario (simulation experiment specifications):(a)fractional azimuth AF width, pixels (at the 0.5 from the peak value of the “bell-type” AF, );(b)range AF width, pixels (at the 0.5 from the peak value of the triangular );(c) SNRs range, ;(d) SFO uncertainty factor, . These specifications correspond to two typical uncertain scenarios with airborne SAR sensor trajectory deviations modelled in [17].

Figures 1(a) and 2(a) show the same artificially synthesized test scene. Figures 3(a) and 4(a) show the second tested original scene (borrowed from the real world high-resolution SAR imagery [20]). The remaining images of Figure 1 through Figure 4 present the results of image formation applying different DEDR-related SSP estimators as specified in the figure captions. Figures 1(b) through 4(b) demonstrate the images formed applying the conventional MSF for the uncertain fractionally synthesized SAR scenarios. According to the EO (6), the overall uncertain data degradations were composed of a mixture of conventional white additive observation noise and correlated (scene-dependent) multiplicative noise . Following the DEDR methodology (detailed in Section 3), the SFO uncertainty cannot be factorized into separate terms caused by the environmental perturbations, SAR trajectory deviations, or antenna vibrations. Thus, the composed multiplicative degradation effect was modeled via simulating the MSF scene image corrupted by the speckle noise via incorporating into (9) with the SO (25), the uncertain operational scenario factors, in particular, the uncertain data model correlation matrix that corresponds to the degraded EO (6) with the diagonal loaded noise augmented correlation matrix (19). Figures 1(c) through 4(c) show the enhanced images formed applying the unconstrained RSF, that is, the RSF incorrectly adjusted to the uncertain scenario via ignoring the uncertainty factor (). Figures 1(d) through 4(d) present the enhanced images formed using the constrained RSF properly adjusted to the particular uncertain scenario ( for the first scenario, and for the second scenario, respectively). The images enhanced with the unconstrained RASF () are shown in Figures 1(e)–4(e), and the corresponding images reconstructed with the constrained RASF (WCSP-optimized method) are presented in Figures 1(f)–4(f), respectively.

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From the presented simulation results, the advantage of the well-designed imaging experiments (constrained RSF and WCSP-optimized RASF) over the case of badly designed experiment (nonrobust MSF and unconstrained RSF) is evident. Due to the performed regularized inversions, the resolution was substantially improved in all simulated scenarios (as reported in Tables 1 and 2). The higher values of as well as were obtained with the constrained DEDR-related estimators, that is, with the DEDR techniques adopted to the uncertain scenarios. Note that IOSNR (32) is basically a square-type error metric. Thus, it does not qualify quantitatively the “delicate” visual features in the reconstructed images; hence, small differences in the corresponding IOSNRs reported in Tables 1 and 2. In addition, both enhanced robust estimators manifest the higher IOSNRs in the case of more smooth azimuth AFs (larger ) and higher SNRs . For the DEDR-optimized RASF method, in addition, the ringing (image speckle) effect was substantially reduced, while the nonadaptive constrained RSF estimator requires considerably less computational load. These results qualitatively demonstrate that with proper adjustment of the degrees of freedom in the developed DEDR estimators (24), (27), one could approach the quality of the DEDR-optimal image formation method (22) avoiding the cumbersome adaptive computations required to implement the DEDR-optimal algorithm [10, 15].

#### 6. Conclusion

New descriptive experiment design regularization (DEDR) approach for estimation of the spatial spectrum pattern (SSP) of the wavefield power distribution in the uncertain remotely sensed environment has been proposed as required for the conventional array imaging radar, side-looking airborne radar, and SAR. Unifying the DEDR and the worst-case statistical performance (WCSP) optimization into the aggregated WCSP-constrained minimum risk technique, the inverse problem ill-posedness has been alleviated in a statistically grounded fashion. The derived general-form DEDR estimator does not involve the inversion of the estimated data correlation matrix. This principal algorithmic-level result of the undertaken study constitutes the crucial advantage of the developed family of the DEDR-related estimators that makes them applicable to the uncertain operational scenarios with ill-conditioned (e.g., low-rank) estimates of the array data correlation matrices, in particular, to the SAR imaging scenarios where only one realization of the trajectory data signal degraded due to the uncontrolled random carrier trajectory deviation and antenna vibration is available for further processing. Being nonlinear and solution-dependent, the DEDR-optimal robust adaptive spatial filtering (RASF) estimator requires rather complex signal processing. The computational complexity arises due to the necessity to perform simultaneously the solution-dependent operator inversion operations and adaptive adjustments of the degrees of freedom of the overall RASF technique. To reduce the computational load, the simplified constrained robust spatial filtering (RSF) algorithm was proposed and employed, which manifests almost the same reconstruction performances as the RASF in typical uncertain operational scenarios that was verified in the simulation experiment.