#### Abstract

This work is concerned with the application of a continuous genetic algorithm (CGA) to solve the nonlinear optimization problem that results from the clearance process of nonlinear flight control laws. The CGA is used to generate a pilot command signal that governs the aircraft performance around certain points in the flight envelope about which the aircraft dynamics were trimmed. The performance of the aircraft model due to pitch and roll pilot commands is analyzed to find the worst combination that leads to a nonallowable load factor. The motivations for using the CGA to solve this type of optimization problem are due to the fact that the pilot command signals are smooth and correlated, which are difficult to generate using the conventional genetic algorithm (GA). Also the CGA has the advantage over the conventional GA method in being able to generate smooth solutions without the loss of significant information in the presence of a rate limiter in the controller design and the time delay in response to the actuators. Simulation results are presented which show superior convergence performance using the CGA compared with conventional genetic algorithms.

#### 1. Introduction

A validation and verification (clearance) process of flight control laws is required to prove and guarantee that the aircraft response is safe and stable for any possible failure case such as engine or actuator failures. In addition, the clearance process must take into account possible variations of flight parameters (e.g., large variations in mass, inertia, center of gravity positions, highly nonlinear aerodynamics, aerodynamic tolerances, and air data system tolerances). Also it is required to prove that pilot commands will not drive the aircraft response to critical operating points. It is noted that the aircraft flight quality and performance requirement are specified in the form of sets of stability performance and handling requirement criteria [3]. Consideration of all of these requirements makes the clearance process computationally complex, time consuming, and extremely expensive [2]. Therefore, the approach commonly used by investigator is to clear each performance/handling criterion individually. For a given performance/handling criterion, the clearance process requires finding for all possible configurations and for all combinations of parameter variations, and uncertainties, the worst-case scenario that violates the specified criterion in a specified flight envelope [3].

To date, very little research has been reported in the literature on the flight control law (FCL) clearance for time-varying pilot command inputs. Skoogh et al. [4] used a parameterization of pilot command inputs where the pilot signals are represented as low-order piecewise polynomials. Menon et al. [5] employed a sequence of discretized pilot command inputs and a sequence of pilot command inputs called Clonk. The resulting nonlinear optimization problems by using the above-mentioned signals were solved using the genetic algorithm and the differential evolution algorithm. These two approaches apply many restrictions on the shape of the pilot command inputs. Due to the presence of a rate limiter in the controller design and the time delay in response of the actuators, it is suitable to use smooth and correlated commands. Other investigators treated the pilot command inputs as predetermined step inputs and evaluated the clearance criteria based on evaluation of system parameter uncertainties.

The continuous genetic algorithm (CGA), explained in the next section, is one of the stochastic population methods for global optimization which operates on a population of solution vectors [6]. It is an efficient method for the solution of optimization problems in which the parameters to be optimized are correlated with each other or the smoothness of the solution curve should be achieved. The advantage of this approach is the ability to find the global optimal solution for nonlinear optimal problem having multiple solutions such as the clearance process found in flight control validation. The advantages of using this method, in comparison with other available techniques, to solve optimal control problems have been demonstrated in several linearized model of control problems such as chemical reactors, tracking systems, and multidegree-of-freedom manipulator [7]. Based on the previous work in applying this technique to solve the above-mentioned optimal control problems [8], the present work will explore applying this technique to the analysis of the nonlinear flight control laws clearance process. To the authors knowledge, the application of this technique to flight control laws clearance process has not been addressed in the open literature.

Military aircrafts are usually, due to performance reasons, naturally unstable, and therefore a flight control system which provides a required artificial stability is essential for their operation. Because the performance of the aircraft is dependent on the controller, and this performance affects the safety of the pilot and reliability of the aircraft structure and components, it must be proven to the aviation authorities that a controller performance will be correctly acceptable throughout a specified flight envelope in all possible failure conditions and in the presence of all possible system parameter variations [1, 2].

#### 2. Continuous Genetic Algorithm

##### 2.1. General Description

Genetic algorithms (GAs) are adaptive heuristic search algorithms premised on the evolutionary ideas of natural selection and genetics [9]. The basic concept of GAs is designed to simulate processes in natural system necessary for evolution, specifically those that follow the principles first laid down by Charles Darwin of the survival of the fittest. As such, these algorithms represent an intelligent exploitation of a random search within a defined search space to solve a problem.

First pioneered by John Holland in the 1960s [9], genetic algorithms have been widely studied, experimented, and applied in many fields in the engineering world. Not only do GAs provide an alternative method to solving problem, but also outperform other traditional methods in most of the problems considered. Many of the real-world problems have proven difficult for traditional methods but ideal for GAs.

The GA procedural steps are illustrated in Figure 1. An initial population is created containing a predefined number of individuals (or solutions), incorporating the variable information. Each individual has an associated fitness measure, typically representing an objective value. The concept that the fittest (or best) individuals in a population will produce fitter offspring is then implemented in order to reproduce the next population. Selected individuals are chosen for crossover at each generation, with an appropriate mutation factor to randomly modify the genes of an individual in order to develop the new population. The result is another set of individuals based on the original population leading to subsequent populations with better (min. or max.) individual fitness. Therefore, the algorithm identifies the individuals with the high fitness values, and those with lower fitness will naturally get discarded from the population [9, 10].

The CGA was shown to be an efficient method for the solution of optimization problems in which the parameters to be optimized are correlated with each other or the smoothness of the solution curve should be achieved. As indicated above, this procedure has been successfully applied in the motion planning of robot manipulators in the field of robotics [6], in the numerical solution of boundary value problems in the field of applied mathematics [7], and as optimal control problem solver for both linear and nonlinear systems [8].

Before going to the detailed description of the CGA, the conditions concerning the continuous functions that can be used in such algorithms should be clearly stated. In relation to the initialization function, any smooth function that is close enough to the expected solution curve can be used. It is to be noted that the closer the initialization function to the final solution, the faster the convergence speed since the coarse tuning stage of CGA in this case will be bypassed and the algorithm will jump to the fine tuning stage. In the case that there is no prior information about the expected solution curves, then any smooth function can be used. Furthermore, a mixture of functions can be used which is beneficial in this case as it allows one to obtain a diverse initial population. The effect of the initial population usually dies after few tens of generations and the convergence speed after that is governed by the selection mechanism, crossover and mutation operators [8]. The crossover function, as shown later on, is within the range such that the offspring solution curve will start with the solution curve of the first parent and gradually change its values until they reach the solution curve of the second parent at the other end. The mutation function may be any continuous function. However, both the crossover and mutation functions should satisfy any problem-specific constraints if such constraints exist.

##### 2.2. CGA Steps

The continuous genetic algorithm consists of the following main steps.

(1) *Initialization.* In this phase, an initial population comprising of smooth individuals is randomly generated. In this work, two smooth functions are used for initializing the population: the modified Gaussian function and the modified Sinc function (Figures 2(a) and 2(b)). The modified Gaussian function is defined as follows:
and the modified Sinc function is given by the following equation:
where , is the th node value of the th curve for the th parent, is the value of the leftmost variable of the th curve, is the value of the rightmost variable of the th curve, and are randomly generated subject to the problem constraints, is the total number of nodes along each solution curve, represents a random number within the range , with , is a random number within the range , and is a random number within the range , , index series at which to interpolate, and is random number between 1 and 5.

**(a)**

**(b)**

(2) *Evaluation.* The fitness is calculated for each individual in the population. In the present clearance process, is given by
where is the angle of attack or the load factor.

(3) *Selection.* In this step, individuals from the current population are selected to mate according to their relative fitness so that best individuals receive more copies in subsequent generations.

(4) *Crossover.* Crossover is the way through which information is shared among the population. The crossover process combines the features of two parent individuals, say and , to form two children individuals, say and , as given by the following equations:
for all , where and represent the two parents chosen from the mating pool, and are the two children obtained through crossover process, represents the crossover weighting function within the range , is a random number within the range [1, ], and is a random number within the range .

The crossover operator in CGA is applied in the same way as in conventional GA except that smooth continuous representation of the individuals is used in the CGA while in the GA binary code representation for individuals is used. In the CGA, pairs of individuals are crossed with probability . Within the pair of parents that should undergo crossover process, individual curves are crossed with probability . That is, the th smooth curve of the first parent is crossed with the th smooth curve of the second parent with probability. If value is set to 0.5 and value is set to 0.5, then one pair of parents between two pairs is likely to be crossed, and within that pair, of the curves are likely to be crossed. Figure 3 shows the crossover process between two random solution curves. It is clear that new information is incorporated in the children while maintaining the smoothness of the resulting solution curves.

**(a)**

**(b)**

**(c)**

**(d)**

**(e)**

(5) *Mutation.* The function of mutation is used to introduce occasional perturbations to the variables to maintain the diversity within the population. The mutation process in CGA is governed by the following formulas:
where represents the th child produced through the crossover process, is the mutated th child, is the Gaussian mutation function, represents a random number within the range , , with range representing the difference between the minimum and maximum values of the th smooth curve of child , and and are as given in the crossover process.

In the mutation process, each individual child undergoes mutation with probability . However, for each child that should undergo a mutation process, individual curves are mutated with probability . If value is set to 0.5 and value is set to 0.5, then one child out of two children is likely to be mutated, and within that child, of the solution curves are likely to be mutated. Figure 4 shows the mutation process in a solution curve of a certain child. As in the crossover process, some new information is incorporated in the children while maintaining the smoothness of the resulting solution curves.

**(a)**

**(b)**

**(c)**

(6) *Replacement.* In this step, the parent population is totally or partially replaced by the offspring population depending on the replacement scheme used. This completes the “life cycle” of population.

(7) *Termination.* CGA is terminated when some convergence criterion is met. Possible convergence criteria are the fitness of the best individual so far found exceeds a threshold value, the maximum number of generations is reached, or the progress limit (the improvement in the fitness value of the best member of the population over a specified number of generations being less than some predefined threshold) is reached. After terminating the algorithm, the optimal solution of the problem is the best individual so far found.

To summarize the evolution process in CGA, an individual is a candidate solution of the required solution curves; that is, each individual consists of solution curves, each consisting of variables. This results in a two-dimensional array of the size . The population undergoes the selection process, which results in a mating pool among which pairs of individuals are crossed with probability . Within that pair of parents, individual solution curves are crossed over with probability . This process results in an offspring generation where every individual child undergoes mutation with probability . Within that child, individual solution curves are mutated with probability . After that, the next generation is produced according to the replacement strategy applied.

This process is repeated till the convergence criterion is met where the solution curves of the best individual are the required solution curves. The final goal of discovering the required solution curves is translated into finding the fittest individual in genetic terms. It is to be noted that the two functions used in the initialization phase of the CGA will smoothly oscillate between the two ends with a maximum number of single oscillations. If the final solution curves have more smooth oscillations than one oscillation, then this will be done during the crossover and mutation mechanisms throughout the evolution process. This is actually done by those two operators during the run of the CGA while solving a problem. However, the evaluation step in the CGA will automatically decide whether they have rejected or accepted modification because of their fitness function value.

In addition to the previous operator, the elitism operator is introduced to enhance the performance of the algorithm. The preservation of the best solution or solutions and moving it or them to the next generation is vital to the effectiveness of GA [11, 12]. Elitism is utilized to ensure that the fitness of the best candidate solution in the current population is larger than or equal to that in the previous population. In other words, it guarantees that the best fitness in the population is a monotonically nondecreasing function. The above procedure will be closely followed in this work to solve the clearance problem using the ADMIRE aircraft model which is described next.

#### 3. ADMIRE Aircraft Model

The aircraft model used in this work is the ADMIRE (aerodata Model in a Research Environment). It is a nonlinear, six-degree-of-freedom simulation model developed by the Swedish Aeronautical Research Institute using aerodata obtained from a generic single-seat, single-engine fighter aircraft with a delta canard configuration. This model is augmented with a flight control system and includes engine dynamics and actuator models and number of uncertain parameters [13]. In state space, this model is represented by a set of twelve first-order coupled nonlinear differential equations [13]: where is the state vector with twelve components (velocity, angle of attack, sideslip angle angular rate vector, attitude angles, position, etc.), represent uncertain parameters, is the output vector, is the control input vector, whose components are left and right canard deflection angles, left and right inboard/outboard elevator deflection angles, leading edge flap deflection angle, rudder deflection angle, and vertical and horizontal thrust vectoring (see Figure 5 for illustration). The control input is given by where is a standard flight control law, which is set by the ADMIRE model, and is the reference demand that consists of the pilot inputs such as pitch and roll stick demands. Equations (6), (7), and (8) represent the closed loop dynamics of the aircraft with the flight control law in the loop.

The ADMIRE is augmented with a flight control system, FCS, in order to provide stability and sufficient handling qualities within the operational envelope. The FCS contains a longitudinal and a lateral part. The function of the longitudinal controller is pitch rate control below Mach number 0.58 and load factor control above Mach number 0.62. A blending function is used in the region in between in order to switch between the two different modes. The longitudinal controller also contains a speed control . The lateral controller enables the pilot to perform roll control around the velocity vector of the aircraft and to control the sideslip angle [13].

The augmented ADMIRE operational flight envelope is defined up to 1.2 Mach and 6000 meter altitude [13]. The longitudinal control law is the gain scheduled over the whole flight envelope with respect to Mach and altitude variations and is designed to ensure robust stability and handling qualities over the entire flight envelope. The model also contains rate limiting and saturation blocks as well as nonlinear stick shaping elements in its forward path; more details are found in [13].

#### 4. Results

The CGA as described in Section 2 was used in this work to generate the pilot input signals for both pitch and roll pilot commands. These two command inputs were used during the simulation of ADMIRE model to find the aircraft response. The load factor was extracted from the aircraft response and is used as fitness function in the GCA. The CGA algorithm coupled with ADMIRE aircraft model described in Section 3 was implemented and programmed using the MATLAB platform.

The initial setting of the CGA-related parameters are as follows: the population size was set to 64 and 128 individuals, the crossover probability was set to 0.5, and the mutation probability was set also to 0.5. During the iteration, the initialization of new population was taking place and shared the offspring population by 12.5% of population size. The passed offspring population to the next generation from crossover process was 25% of population size. The rank-based selection strategy was used where the rank-based ratio was set to 10%.

Immigration operator was applied when the improvement in the fitness value of the best individual of the population over 20 generation is less than . The CGA was stopped when one of the following conditions is met. First, the number of immigration processes taking place is more than 100 times and second, when the generation number exceeds 400. Due to the stochastic nature of CGA, a total of four runs were performed for every point in the flight envelope.

Table 1 shows the selected points in the flight envelope used in the present investigation. Four of these points are located on the flight envelope boundary and two are inside it. The selection of these points is similar to that used by other investigators [3–5]. The aircraft model was trimmed to the selected altitude and speed value after that the pilot command inputs generated from the CGA algorithm was applied to aircraft model for 10 seconds.

The simulation was performed using two initialization functions which are the modified Gauss function and the modified Sinc function. For both of these functions the population size is 64 and 128 individuals. Tables 2, 3, 4, and 5 show the results obtained from this simulation. The number of iterations (generation) required to obtain the maximum load factor value are presented in Tables 2–5 for each selected point in the flight envelope, Figure 6. Figures 7, 8, 9, 10, 11, and 12 show the convergence performance of CGA for the selected points in the flight envelope. Each of these figures shows the convergence performance for the cases that results in using the two initialization modified Gauss and modified Sinc functions and two deferent values for the population sizes: 64 and 128 individuals. Pitch and roll pilot commands obtained from CGA which represent the pilot command that generate the maximum load factor () value are shown in Figures 13, 14, 15, 16, 17, and 18. These results show that the maximum value for the load factor is about 10.9 g obtained at 3000 m attitude and 0.8 Mach speed. This means that the load factor criterion exceeds the limit (−3 g–9 g) specified by the clearance process [3]. This result agrees with that obtained by other investigators using other optimization methods [1–5].

The previously mentioned results show that the CGA has a significant convergence speed to the maximum value of the clearance criteria. For example, Figure 19 shows the number of iterations (generations) in the above simulation results in Figures 7–12 for the clearance criteria to reach 97.5% of the maximum value. As can be seen from this figure, the majority of the simulation iterations reached 97.5% of the maximum value in about 20 iterations or less.

Tables 6 and 7 and Figures 20, 21, 22, 23, 24, 25, 26, 27, 28, 29, 30, and 31 show the simulation results when considering the angle of attack as fitness function in CGA. These results show that the maximum value for the angle of attack is 21.9 obtained at 6000 m altitude and 1.2 Mach speed. This means that the angle of attack criteria is within the limit (−10°–26°) specified by the clearance process [3]. This result also agrees with that obtained by other investigators using other optimization methods [1–5].

#### 5. Discussion and Conclusions

In this work, the CGA was used as a global optimization problem solver to study the clearance process of flight control laws. The CGA was used to find the worst-case pilot inputs found based on the load factor and angle of attack exceedance criteria, for a given speed and altitude, that might stall the aircraft or exceed its structural stress limit. The results presented in this work agreed well with those obtained by other investigators using other optimization methods. In addition, the results in this investigation show that the CGA has a significant convergence speed to the maximum value of the considered clearance criteria for angle of attack and load factor.

Several researches used conventional genetic algorithms and other optimization methods to find the worst-case combination but with some restriction on the pilot command signal such as parameterizing the pilot signals and then solving the resulting optimization problem. But here in CGA, there is no any restriction on the shape of the pilot command signal.

The parallel implementation of the CGA is currently under consideration by the authors to reduce the computational burden of genetic algorithms.