Supersymmetry beyond the NMSSMView this Special Issue
Supersymmetry: Early Roots That Did Not Grow
This paper is about early roots of supersymmetry, as found in the literature from 1940s and early 1950s. There were models where the power of “partners” in alleviating divergences in quantum field theory was recognized. However, other currently known remarkable features of supersymmetry, such as its role in the extension of the Poincaré group, were not known. There were, of course, no supersymmetric nonabelian quantum field theories in those days.
During several years I was collecting material to produce a book which was subsequently published under the title Portrait of Gunnar Källén: A Physics Shooting Star and Poet of Early Quantum Field Theory . I found to my great surprise that Källén’s very first published paper  had a fundamental element of supersymmetry in it: the fact that spin- fermions and spin- bosons, taken together in equal numbers of degrees of freedom, give a far better-behaved field theory! Källén’s paper was published when he was a 23-year-old second-year doctoral student in Lund, Sweden. He had been sent to Pauli in Zürich, Switzerland, to attend Pauli’s summer course of 1949. The acknowledgement of Källén’s paper reads as follows:
“I want to express my respectful gratitude to professor W. Pauli, Zürich, who has suggested this investigation to me, and to thank him and Dr. R. Jost and Dr. J. Luttinger for many helpful discussions.’’
2. Källén’s Work
Källén considers the vacuum polarization in quantum electrodynamics (QED) to orders and , in a model containing not only Dirac fields but also spin- particles, all with charge and interacting with an external electromagnetic field. He informs the readers that the case has been treated (and in fact published in the same year, 1949) by Jost and Rayski . These authors, who were both in Zürich, in their paper “express their gratitude to Professor W. Pauli for his kind interest in this work as well as for much valuable aid.” Källén informs the reader that Jost and Rayski have shown that to the order the “nongauge invariant (and divergent) terms compensate each other if one uses a suitable mixture of spinor and scalar fields.” The mixture iswhere () denote the masses of the scalars (spinors). The first relation that there be as many bosonic as fermionic degrees of freedom is exactly the basic ingredient of supersymmetry. The second relation includes the degeneracy condition of supersymmetry but it is more general. Källén studies what happens at the order , which is, of course, a much more difficult task. After impressive calculations, he finds that the first relation alone is enough for removal of divergences in the fourth order. There are no divergences in higher than the fourth order and an overall charge renormalization is all that is needed.
“by coupling the electromagnetic field to several charged fields of spinor and scalar (or pseudoscalar) types the gauge invariance of the vacuum polarization and the vanishing of the ph.s.e. [meaning photon self-energy] may be achieved (at least in the second order of approximation ) due to some compensations. It is premature to decide whether such compensations posses any deeper meaning or whether they should be considered merely as accidental.’’
Jost and Rayski do not discuss the “partners” any further but deal with comparison of charge renormalization of spinors and scalars in this scenario.
It should be emphasized that the self-energy of the photon was a major issue in those days. Indeed a nonzero photon mass could easily emerge from calculations, as was shown in a seminal paper by Wentzel .
To conclude this section, Pauli was very pleased with Källén’s work. He expressed his appreciation in several letters (to Rudolf Peierls, Oskar Klein, and others). As mentioned before, Källén’s work had started when he was attending Pauli’s summer course in Zürich. Pauli was a major “pole of attraction” to many distinguished physicists as well as young researchers.
3. Regularization and Renormalization
An insight into the situation in 1949 is obtained by considering what was going on in Zürich. Indeed the previous two years had been extremely turbulent and exciting in the world of physics, due to two remarkable experimental discoveries crying for theoretical explanations. These were(1)the discovery in 1947 of the Lamb-shift  by Lamb1 and Retherford2,(2)the discovery in 1948 of the anomalous magnetic moment of the electron  by Foley and Kusch3. Note that this anomaly was quickly calculated by Schwinger who announced his famous factor in a one-page letter  which appeared in Physical Review, next to the experimental discovery. These discoveries, which showed departure from predictions of Dirac theory, attracted the attention of some of the greatest theorists of that time, among them H. A. Bethe, R. P. Feynman, N. M. Kroll, J. Schwinger, S.-I. Tomonaga, and V. F. Weisskopf. Through these efforts, regularization and renormalization took the central stage in relativistic quantum field theory.
Returning to Zürich, Pauli who was keen on writing review-type articles, going through the details in order to understand what is going on, was quick to publish a paper in 1949, together with F. Villars . This paper, published under the title “On the Invariant Regularization in Relativistic Quantum Theory,” came to play a major role in the thinking of field theorists for decades to come. The paper begins by noting that
“In spite of many successes of the new relativistically invariant formalism of quantum electrodynamics, which is based on the idea of “renormalization” of mass and charge, there are still some problems of uniqueness left, which need further clarification.’’
The authors then point out the inherent ambiguities in calculations in quantum electrodynamics, due to presence of divergent integrals. Actually a number of prescriptions had been put forward on how to deal with these infinities, usually by introducing cut-offs4. Regularization and renormalization were the key concepts and it was essential that the regularization prescription should respect Lorentz as well as gauge invariance.
In their article, Pauli and Villars specify two distinct paths to regularization:
“In order to overcome these ambiguities we apply in the following the method of regularization… with the help of an introduction of auxiliary masses. This method has already a long history. Much work has been done to compensate the infinities in the self-energy of the electron with the help of auxiliary fields … Some authors assumed formally a negative energy of the free auxiliary particles, while others did not need these artificial assumptions and could obtain the necessary compensations by using the different sign of the self-energy of the electron due to its interaction with different kinds of fields (for instance scalar fields vs. vector fields).’’
Pauli and Villars call the first kind of regularization (involving fictitious particles) “formalistic.” Some of the hypothetical particles thus introduced are ghosts (with negative probabilities) and their masses are taken to go to infinity at the end of computation in order to remove them from the physical sector. This formalistic prescription amounted to introducing some simple relations which nowadays can be found in many textbooks on field theory: Here the denotes the square of the coupling constant of the fermion to the photon and stands for the mass of that fermion. For the case of traditional quantum electrodynamics (describing the interactions of light with electrons) which was of interest one takes and where is the mass of the electron. The relation shows that some of the fictitious fermions are ghost-like, with negative square of their coupling constants.
Pauli and Villars call the second option “realistic.” In this case5 Nature herself provides the regulators, in the form of what in supersymmetry language is called the partners. In comparing the two approaches they note the following:
“It seems very likely that the “formalistic” standpoint used in this paper and by other workers can only be a transitional stage of the theory, and that the auxiliary masses will eventually either be entirely eliminated, or the “realistic” standpoint will be so much improved that the theory will not contain any further accidental compensations.’’
The first (formalistic) option is indeed easy to use and is the only one which is used in the Pauli-Villars paper. An immediate question which arises is as follows: what happened to the second alternative, the “realistic standpoint,” fermions accompanied by their bosonic partners?
4. Yukawa, the Intellectual Father of Scalars
In 1940s and 1950s scalar particles enjoyed a great deal of popularity among theorists in Japan. This can be traced back to the work of H. Yukawa6 who proposed that the strong force is mediated by a scalar particle (and its antiparticle), . Using Wigner’s estimate of the range of the nuclear force, he found that the mass of should be about times the mass of the electron (see Yukawa’s Nobel Lecture ).
The sequence of events from 1935 to 1949, when Yukawa was awarded the Nobel Prize, as well as what happened afterwards, is truly amazing. Indeed particles with the expected mass and charge were there: the muons, (initially called the mesotrons and later on the mu-mesons). However, these penetrating particles turned out to have no strong interactions! The pions were discovered much later, in 1947 (for a more detailed discussion see below).
At the time of his Nobel Prize Yukawa was well aware that the picture was far more complicated. In his Nobel Lecture he noted the following :
“In this way, meson theory has changed a great deal during these fifteen years. Nevertheless, there remain still many questions unanswered. Among other things, we know very little about mesons heavier than -mesons. We do not know yet whether some of the heavier mesons are responsible for nuclear forces at very short distances. The present form of meson theory is not free from the divergence difficulties, although recent development of relativistic field theory has succeeded in removing some of them. We do not yet know whether the remaining divergence difficulties are due to our ignorance of the structure of elementary particles themselves . We shall probably have to go through another change of the theory, before we shall be able to arrive at the complete understanding of the nuclear structure and of various phenomena, which will occur in high energy regions.’’
Little did Yukawa, or anyone else, know about quantum chromodynamics (QCD) and its gluons as mediators of the strong force. In spite of all this, light mesons play an important role in the treatment of strong interactions at very low energies (chiral dynamics).
5. Scalars in Japan and “Mixed Fields”
In 1940s there were several towering figures in the Japanese theoretical community, among them S. Sakata (1911–1970), S-I. Tomonaga (1906–1979), and H. Yukawa (1907–1981). Following Yukawa, proposing new scalars became popular in Japan. As a token of importance of scalars in Japan we note that the 1965 Nobel Laureate in Physics, Tomonaga7, in spite of not having been directly involved, discussed this subject in his Nobel Lecture . He wrote the following:
“In the meantime, in 1946, Sakata  proposed a promising method of eliminating the divergence of the electron mass by introducing the idea of a field of cohesive force. It was the idea that there exists unknown field, of the type of the meson field which interacts with the electron in addition to the electromagnetic field. Sakata named this field the cohesive force field, because the apparent electronic mass due to the interaction of this field and the electron, though infinite, is negative and therefore the existence of this field could stabilize the electron in some sense. Sakata pointed out the possibility that the electromagnetic mass and the negative new mass cancel each other and that the infinity could be eliminated by suitably choosing the coupling constant between this field and the electron. Thus the difficulty which had troubled people for a long time seemed to disappear insofar as the mass was concerned. (It was found later that Pais  proposed the same idea in the U.S. independently of Sakata.)
That is to say, according to our result, the Sakata theory led to the cancellation of infinities for the mass but not for the scattering process. It was also known that the infinity of vacuum polarization type was not cancelled by the introduction of the cohesive force field.’’
Pais had an earlier publication in Physical Review  in which he promised a forthcoming article which appeared in Trans. Roy. Acad. Sciences of Netherlands 19, number 1 (1947).
Returning to Japan, a key player in proposing “mixed fields,” harmonious existence of fermions and bosons, was H. Umezawa8 (1924–1995) and an excellent account of the status of the mixed fields, as of 1950, can be found in an article, “On the applicability of the method of the mixed fields in the theory of the elementary particles,” that he wrote together with Sakata . Fortunately, Umezawa produced an excellent book (translated from Japanese) entitled Quantum Field Theory  which not only teaches field theory but is also a rich source of historical information. Umezawa considers the case of mixed fields in a few places in his book. As an example, the equations presented on page 255 must look familiar to researchers in the field of supersymmetry9! Taken altogether, one is impressed by the amount of work done on this subject in Japan.
The mixed fields had in turn their roots. Perhaps the earliest one was the introduction of a “subtractive” vector field, proposed by F. Bopp [18, 19]. This amounted to replacing the Coulomb potential with , or later on, in the relativistic version, introducing a cut-off in the propagator, namely, , being the cut-off mass.
The mixed fields cancellations worked in the case of vacuum polarization because all charged particles are running in the loop. So the divergence created by the singularities in the electron propagators is compensated by those of its scalar partners. However, in the mixed fields models the photon did not have any fermionic partner!
6. Interplay Theory: Experiment
“… it has often been stated in the literature that the discovery of the positron was a consequence of its theoretical prediction by Dirac, but this is not true. The discovery of positron was wholly accidental. … The aim of the experiment that led to the discovery of the positron was simply to measure directly the energy spectrum of the secondary electrons produced in the atmosphere and other materials by the incoming cosmic radiation which at that time (1930) was thought to consist primarily of a beam of photons or gamma rays ….’’
Anderson emphasizes the importance of being familiar with theory by noting that if one had known the Dirac theory one
“could have discovered the positron in a single afternoon. The reason for this is that the Dirac theory could have provided an excellent guide as to just how to proceed to form positron-electron pairs out of a beam of gamma-ray photons. History did not proceed in such a direct and efficient manner, probably because the Dirac theory, in spite of its successes, carried with it so many novel and seemingly unphysical ideas, such as negative mass, negative energy, infinite charge density, etc. Its highly esoteric character was apparently not in tune with most of the scientific thinking of that day. Furthermore, positive electrons apparently were not needed to explain any other observations.’’
The discovery of the muon involved a long process and it took almost two decades to know its nature. Already in 1929 the so-called penetrating radiation from outer space was discovered by Walther Bothe11 and W. Kolhörster. It took a few years before one could show that the penetrating radiation consisted of new kind of particles which were neither protons nor electrons . Stated briefly, by 1939, in spite of observation of range, curvature, ionization, and penetrating power of the mesotrons one was not quite sure what they were . It was found, however, that the mesotrons did not interact much with matter . By 1947 it was definitively established  that the observed mesotrons were not relevant for transmitting strong interactions; a large fraction of negative mesotrons, instead of being captured by nuclei, decayed; the capture rates were by about 12 orders of magnitude smaller than expected! On the interplay of theory and experiment in this case Anderson says that
“This novel suggestion of Yukawa was unknown to the workers engaged in the experiments on the muon until after the muon’s existence was established. … It is interesting to speculate on just how much Yukawa’s suggestion, had it been known, would have influenced the progress of the experimental work on muon. My own opinion is that this influence would have been considerable even though Dirac’s theory, which was much more specific than Yukawa’s, did not have an effect on the positron’s discovery. My reason for believing this is that for a period of almost two years there was strong and accumulating evidence for the muon’s existence and it was only the caution of the experimental workers that prevented an earlier announcement of its existence. I believe that a theoretical idea like Yukawa’s would have appealed to the people carrying out the experiments and would have provided them with a belief that maybe after all there is some need for a particle as strange as a muon, especially if it could help explain something as interesting as the enigmatic nuclear force….’’
The discovery of charged pions was announced in 1947 (and that of neutral pions a couple of years later) by researchers working at Bristol [24, 25] and Cecil F. Powell received the 1950 Nobel Prize in Physics for “his development of the photographic method of studying nuclear processes and his discoveries regarding mesons made with this method.”
“In the years which have passed, the study of what might, in the early days, have been regarded as a trivial phenomenon has, in fact, led us to the discovery of many new forms on matter and many new processes of fundamental physical importance. It has contributed to the development of a picture of the material universe as a system in a state of perpetual change and flux; a picture which stands in great contrast with that of our predecessors with their fixed and eternal atoms. At the present time a number of widely divergent hypotheses, none of which is generally accepted, have been advanced to account for the origin of the cosmic radiation. It will indeed be of great interest if the contemporary studies of the primary radiation lead us - as the Thomsons suggested, and as present tendencies seem to indicate - to the study of some of the most fundamental problems in the evolution of the cosmos.’’
Professor Donald Perkins, in Oxford, UK, who was a member of the Bristol group12 has confirmed that the discovery of pions had nothing to do with theory but could simply be described by  “ignorant experimentalists looking for anything of interest in emulsions exposed to cosmic radiation.” The kaons were also discovered in 1947 and that eventually led to a new exciting period in the history of particle physics (-puzzle, parity violation) during which there were fruitful close contacts between theory and experiment.
In the case of supersymmetry, there have been close contacts between theorists and experimentalists. It remains to be seen what the outcome of these joint efforts is going to be. This time around the community is well prepared to receive supersymmetry, if it exists. In this connection, it is of some interest to look back at our history.
7. The Rich Heritage of Relativistic Quantum Field Theory and Its Future
Richard Feynman, in a talk given in 1979, made the following statement:
“We have a theory which is called quantum electrodynamics which is our pride and joy.’’
Indeed, Relativistic quantum electrodynamics (QED) is one of the crown jewels of human achievements in physics. It emerged at the end of 1920s through efforts to describe the interactions of light quanta with electrons. However, two decades of work by a large number of researchers was required to reformulate it and to be able to make sense out of it. Naturally, there were several earlier milestones on the road that led to QED. It is perhaps appropriate to briefly remind ourselves of a few of them:(i)Introduction of the quantum of action by Max Planck (1900).(ii)Einstein’s theory of special relativity (1905).(iii)Einstein’s introduction of light as a “quantum particle,” (1905).(iv)“Creation of quantum mechanics”13 by Heisenberg (1925) and Schrödinger’s version of it (1926).(v)Dirac’s introduction of annihilation and creation operators for photons (1927) and his first-order relativistic description of the electron (1928).(vi)Quantization rules for bosons, using commutators, and for fermions, using anticommutators as well as a formal derivation of the Pauli principle (1928). These theoretical breakthroughs took us to the end of 1920s when it was realized that QED, in spite of all its successes, faced insurmountable-looking difficulties, such as infinite corrections to the energy levels of atoms. The conclusion drawn by some researchers was that QED, of those days, will not be applicable to any problem where relativistic effects are important.
On the status of field theory later on, one of the leading field theorists of our time, Steven Weinberg writes (, p. 281) the following:
“During 1930s it was widely believed that these infinities signified the breakdown of quantum electrodynamics at energies above a few MeV. … [after the war] … The great success of calculations in quantum electrodynamics using the renormalization idea generated a new enthusiasm for quantum electrodynamics.’’
However, by the end of 1950s and in 1960s quantum theory came under fierce attack, at least in some theoretical circles. By that time, the number of hadrons had increased so much that it raised the question whether they were all “elementary particles,” each with its own field. The pion-nucleon coupling constant was found to be so large that it did not allow physicists to apply their favorite approach, perturbation theory. What was there to be done? Indeed, a group of theorists advocated departure from field theory altogether. It was argued that
“there is no reason why some particles should be on a different footing from others. The elementary particle concept is unnecessary, at least for baryons and mesons.’’
Some distinguished physicists declared field theory as dead and buried, as far as hadrons were concerned. Why it worked well for quantum electrodynamics was considered as a puzzle. As we know from later history, field theory retaliated by striking back with stronger force than ever before and gave us the electroweak theory as well as QCD!
What we wish to know now is whether supersymmetry is realized in Nature. Viki Weisskopf liked to say “predicting is difficult, especially when it concerns the future,” a statement that he attributed to Niels Bohr. Indeed we all have “feelings” and “wishes.” We would like to tell Mother Nature how She should behave, but She has already made up Her mind and it is for us to find out what Her feelings and wishes have been. In any case, discovery of supersymmetry need not signify any departure from our current framework: relativistic local quantum field theory.
Concerning the future, I would like to quote Steven Weinberg who writes (, p. 289)
“My own view is that all of the successful field theories of which we are so proud-electrodynamics, the electroweak theory, quantum chromodynamics and even General Relativity-are in truth effective field theories, only with a much larger characteristic energy, something like the Planck energy, GeV.’’
Let us hope that Mother Nature will soon reveal some of Her instructive secrets, for us to be able to proceed further on the “right path.”
Conflict of Interests
The author declares that there is no conflict of interests regarding the publication of this paper.
- In 1955 there were two Nobel Laureates in Physics, one of them being Willis Lamb who received the Prize for this discovery. In his Nobel Lecture, he mentions that this effect had been seen about ten years earlier by other researchers [31, 32] but, unfortunately, as he puts it, had not been taken seriously. This was perhaps fortunate for him as he could do a much more accurate measurement, using newly developed microwave techniques.
- Unfortunately sometimes in the scientific literature one sees Retherford incorrectly spelled as Rutherford, thereby giving the credit to the latter who had passed away about ten years earlier, in 1937. Robert Curtis Retherford (1912–1981) was a graduate student of Willis Lamb.
- Polykarp Kusch was the second Nobel Laureate in Physics in 1955, for “his precision determination of the magnetic moment of the electron.”
- See, for example, Feynman’s article “Relativistic cut-off for quantum electrodynamics”  where he mentions several by then existing cut-off procedures, some similar to his own, especially that of F. Bopp [18, 19].
- Pauli and Villars, in their paper, give credit to Rayski as an inventor of auxiliary fictitious particles. The authors state that “Rayski made this proposal in the summer of 1948 during his investigations on the photon self-energy of Bosons (see ). With his friendly consent we later resumed his work and generalized the method for arbitrary external fields (not necessarily light waves).” Note, however, that Pauli and Villars consistently refer to J. Rayski as G. Rayski. This could be due to the fact that he, when he had been in the USA, had translated his first name, Jerzy, into English and had published under the name George Rayski. Jerzy Rayski (1917–1993) from Krakow, Poland, had spent one year during 1949–1950 in Zürich. He relates some of his recollections in .
- Yukawa received the 1949 Nobel Prize in Physics “for his prediction of the existence of mesons on the basis of theoretical work on nuclear forces.”
- The 1965 Nobel Prize in Physics was awarded to Sin-Itiro Tomonaga, Julian Schwinger, and Richard P. Feynman “for their fundamental work in quantum electrodynamics, with deep-ploughing consequences for the physics of elementary particles.”
- For information about Umezawa see, for example, G. Vitiello on “Hiroomi Umezawa and Quantum Field Theory” . I wish to thank Professor Vitiello for sending his article to me.
- These are where , and denote the number of (charged) scalar, spin-, and spin-1 fields, respectively, and denotes the appropriate mass.
- The Sixth General Assembly of IUPAP (the International Union of Pure and Applied Physics) which took place in Amsterdam, in 1948, unanimously recommended the use of the term electron for both and the terms positon and negaton for denoting and , respectively. In the long run, however, the physics community did not follow this recommendation.
- In 1954 Walther Bothe received a Nobel Prize in Physics for “the coincidence method and his discoveries made therewith.”
- I wish to thank Professors Don Perkins and Gösta Ekspong, who both were among the young members of the Bristol group, for inspiring correspondence on their work at Bristol. Powell refers to their work in his Nobel Lecture [26–28]; however, in his list of references, Ekspong’s former last name (Carlson) is misspelled (as Carison).
- This is quoting the Prize motivation that the Nobel Prize in Physics 1932 was awarded to Werner Heisenberg “for the creation of quantum mechanics, ….”
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