Review Article

The Apolipoprotein E Antagonistic Pleiotropy Hypothesis: Review and Recommendations

Table 1

Samples, methods, and relevant findings of reviewed articles.

ArticleSampleMethods usedRelevant findings

Bloss et al. [8]147 youth, age 11–16Assessment of verbal cognition and visuospatial processingAPOE ε4 carriers performed better than ε2 carriers on a test of visuospatial processing

Marchant et al. [9]156 college students, age 18–30Assessment of spatial working memory, estimated IQ, immediate verbal memory, verbal fluency, sustained attention, and decision-making abilityAPOE ε4 carriers showed an advantage over noncarriers on tests of verbal fluency and decision-making

Noé et al. [10]82 patients currently with post-traumatic amnesia (PTA; mean age = 31.5) and 107 patients without PTA (mean age = 29.5)Assessment of PTA severity, verbal memory, and working memoryAPOE ε4 carriers were more severe at baseline but exhibited a steeper rate of improvement in working memory over time than noncarriers

Dennis et al. [11]24 young adults (mean age = 21.3)Functional MRI during the encoding portion of an object memory task followed by a recall session 24 hours later, and an assessment of memory, processing speed, attention, and executive functioningAPOE ε4 carriers and noncarriers performed similarly on all cognitivetests, while ε4 carriers showed more bilateral MTL activity and functional connectivity of MTL and posterior cingulate and perilimbic structures during memory encoding

Filbey et al. [12]36 healthy adults, age 50–75 and 16 adults, age 19–32Functional MRI during a visual working memory task and an assessment of global cognitionAPOE ε4 carriers and noncarriers did not differ in cognitive performance, while ε4 carriers showed more medial frontal and MTL activity compared to noncarriers during the working memory task. Older ε4 carriers also showed decreased activation compared to noncarriers in several frontal, parietal, temporal, and cingulate cortices

Hiekkanen et al. [13]33 mild TBI patients (mean age = 44.2)Structural MRI, assessment of PTA, and Glasgow Coma Scale ratings over a one year follow-up periodWhile MRI findings and PTA severity predicted TBI outcome after one year, APOE genotype was unassociated with TBI outcome

Luciano et al. [14]1,091 participants in the Lothian Birth CohortAssessment of IQ at age 11 and measures of global cognition, working memory, nonverbal reasoning, construction, verbal fluency, and processing speed at age 70APOE genotype was unrelated to IQ at age 11, yet the ε4 allele was associated with lower processing speed, nonverbal reasoning, and general cognition measured at age 70

Ruiz et al. [15]412 participants, age 13–18Assessment of verbal and quantitative skills and problem solving abilityAPOE genotype was not associated with cognition, but ε4 carriers who also had the MTHFR 677TT allele had lower quantitative and reasoning abilities

Bloss et al. [16]109 youth, age 11–16Assessment of verbal cognition and visuospatial processingAPOE genotype was not associated with cognition, but ε4 carriers who also had a family history of AD had lower verbal and visuospatial abilities

Acevedo et al. [17]50 youth, age 7–10Assessment of general intelligence, memory, attention, executive functioning, and visuospatial processingAPOE ε4 carriers were more likely to have been placed in intensive care after birth and had lower spatial memory abilities, especially among girls

Filippini et al. [18]36 adults, age 20–35Structural MRI, perfusion MRI at rest, and functional MRI at rest and during a memory encoding taskAPOE ε4 carriers showed more connectivity among default-mode network regions and more hippocampal activation during the memory task than noncarriers

Kukolja et al. [4]18 healthy older adults (mean age = 60.5)Functional MRI during a spatial contextual memory taskAPOE ε4 carriers had poorer memory performance than noncarriers. ε4 carriers also more strongly activated prefrontal, temporal, and parietal regions during encoding than did noncarriers but showed less activation in prefrontal cortex during retrieval

Trivedi et al. [19]155 healthy adults, age 18–84Functional MRI during episodic encoding and metacognitive self-appraisal tasksAPOE ε4 carriers showed increasing hippocampal activation with age during the memory task, while noncarriers showed age-related reductions in hippocampal activity

Wierenga et al. [20]22 healthy older adults (mean age = 78.10)Functional MRI during an object naming taskAPOE genotype was unrelated to naming ability, yet ε4 carriers exhibited greater activity in the left fusiform, right perisylvian cortex, and bilateral medial prefrontal cortex than noncarriers

Seidenberg et al. [21]69 healthy older adults, age 65–85Functional MRI during a semantic memory taskThose with an ε4 allele and family history of AD showed greater activations in bilateral cingulate, temporoparietal, and prefrontal regions than those without risk factors. ε4 carriers also showed greater recruitment of right middle frontal regions

Woodard et al. [22]57 older adults, age 65–85 with or without amnestic MCIFunctional MRI during a semantic memory taskThose with an ε4 allele and family history of AD displayed increased activation in temporoparietal, hippocampal, and posterior cingulate regions than those without risk factors. MCI patients showed similar patterns along with enhanced frontal recruitment

Bartrés-Faz et al. [23]32 older adults with mild memory impairments (mean age = 66.83)Functional MRI during a face-name learning taskAPOE ε4 carriers showed increased connectivity of the hippocampus with anterior cingulate, postcentral gyrus, and caudate nucleus during encoding compared to noncarriers

Borghesani et al. [24]14 healthy older adultsFunctional MRI during a visuospatial memory taskAPOE ε4 carriers showed less MTL activation during encoding than noncarriers despite equal performance

Xu et al. [25]74 healthy adults, age 50–65Functional MRI during an episodic face recognition taskAPOE ε4 carriers showed reduced activation in posterior and anterior cingulate and precuneus than noncarriers during recall

Suthana et al. [26]32 healthy older adults (mean age = 61.1)Functional MRI during a word memory taskAPOE ε4 carriers displayed reduced hippocampal activation during encoding than noncarriers

Welsh-Bohmer et al. [27]507 healthy older adults, age 66–103Assessment of object naming, verbal fluency, memory, construction, processing speed, and global cognitionAPOE genotype was unrelated to all measures of cognition

Adamson et al. [28]50 healthy pilots, age 50–76Structural MRI and assessment of memoryAPOE ε4 carriers performed more poorly on visual paired associate recall than noncarriers but showed no structural brain differences

Debette et al. [29]717 healthy adult offspring from the Framingham cohort (mean age = 59)Structural MRI, assessment of memory, abstract reasoning, and mental flexibility, and determination of parental dementiaAPOE ε4 carriers were more likely to have a parent with dementia. Among ε4 carriers, parental dementia was associated with lower memory performance

Honea et al. [30]53 healthy older adults age, 60 and olderStructural MRI, diffusion tensor imaging, and an assessment of memory, language, executive functioning, and visuospatial abilityAPOE ε4 carriers performed more poorly on measures of memory and working memory and had smaller hippocampi and parahippocampal FA

Caselli et al. [31]815 healthy adults age, 21–97A longitudinal assessment of long-term memory, global cognition, verbal fluency, and visuospatial abilitiesAPOE ε4 carriers were found to experience memory decline in their 50’s, while noncarriers did not show decline until their 70’s. A dose-dependent effect was found in which ε4 homozygotes displayed earlier memory decline than heterozygotes. ε4 carriers showed steeper decline than noncarriers in memory, global cognition, and visuospatial processing

De Blasi et al. [32]620 healthy older adults, age 65–85Assessment of memory and global cognitionWhile APOE ε4 was associated with memory encoding and recall, it was unrelated to global cognition

Knopman et al. [33]1130 adults (mean age = 59)Assessment of memory, verbal fluency, processing speed, and vascular risk factorsAPOE ε4 carriers exhibited increased decline in processing speed and memory compared to noncarriers

Mungas et al. [34]369 older adults (mean age = 74.3)Assessment of object naming, verbal fluency, memory, and working memoryAPOE ε4 carriers exhibited lower episodic memory scores at baseline and increased decline in memory and executive functioning than noncarriers

Walhovd et al. [35]161 older adults, age 55–90Structural MRI, FDG-PET, and an assessment of memoryAPOE ε4 allele was associated with poorer recognition memory beyond imaging variables

Hayden et al. [36]2957 older adults (mean age = 74)Longitudinal assessment of global cognition and family history of dementiaAPOE ε4 carriers had lower baseline global cognitionand steeper decline in cognition than noncarriers

Whitehair et al. [37]516 amnestic MCI patients, age 55–90Longitudinal assessment of global cognition, memory, processing speed, verbal fluency, working memory, naming, and functioningAPOE ε4 carriers had lower baseline scores on nearly every assessment and also showed steeper declines in nearly every domain

Yaffe et al. [38]2509 healthy older adults, age 70–79Longitudinal assessment of global cognition and health variablesAPOE ε4 allele was associated with likelihood of cognitive decline

Thambisetty et al. [39]94 healthy older adults (mean age = 69.2)Longitudinal structural MRI, PET imaging, and assessment of memory, verbal intelligence, verbal fluency, attention, working memory, and executive functioningAPOE ε4 carriers performed more poorly on category fluency and also had greater decline in regional cerebral blood flow, particularly in areas commonly implicated in AD

Raz et al. [40]189 healthy adults, age 18–82Assessment of fluid intelligence, memory, executive functioning, and processing speedAPOE ε4 carriers evidenced greater age-related interference effects in a Stroop task than noncarriers

Barabash et al. [41]89 amnestic MCI patients (mean age = 79) and 90 healthy adults (mean age = 76)Longitudinal assessment of cognitive diagnosisAPOE ε4 allele was associated with higher risk of developing MCI, but not AD

Wang et al. [42]20 healthy older adults (mean age = 75) and 58 amnestic MCI patients (mean age = 76.6)Longitudinal structural MRI and an assessment of global cognition, memory, attention, language, construction, and abstract thinkingAPOE ε4 allele was unassociated with rate of decline in cognition or brain volumes

Heun et al. [43]200 healthy older adults (mean age = 80.3)Longitudinal assessment of cognitive diagnosis, global cognition, memory, construction, attention, and languageAPOE ε4 allele was unassociated with likelihood of conversion to MCI

Carrión-Baralt et al. [44]87 nonagenariansAssessment of global cognition, memory, naming, verbal fluency, attention, and processing speedAPOE ε4 carriers displayed higher global cognition, attention, visuospatial processing, naming, praxis, and memory encoding than noncarriers

Kozauer et al. [45]659 adults (mean age = 58.4)Longitudinal assessment of global cognition and memoryAPOE ε4 carriers in the younger cohort, who were in their 50’s, showed increased decline in memory and global cognition compared to noncarriers. However, older ε4 carriers in their 70’s showed no cognitive differences from noncarriers