#### Abstract

We consider the impact of antenna mutual coupling on receive antenna selection systems. Prior work on selection with mutual coupling has not considered the effects of the inactive (i.e., unselected) antenna terminations and spatial noise correlation. In this work, we show that the presence of inactive antennas can profoundly alter system performance when the antennas are strongly coupled. We also propose a new antenna selection technique that seeks to exploit coupling to improve performance. Simulations suggest that the new technique can significantly outperform traditional selection when coupling is present.

#### 1. Introduction

Multipath fading is known to deteriorate the performance of a wireless communication system. Spatial diversity techniques employing multiple-antenna systems at the receiver have been shown to combat fading and promise significant performance improvement over single-antenna systems [1, 2]. The performance of such diversity techniques grows with the number of antennas though the gains gradually start to become less profound. Besides, multiple-input-multiple-output (MIMO) architectures [3, 4] have been shown to increase the achievable data rate, tremendously.

However, these techniques demand deployment of large arrays, and, thus, the benefits come at the cost of an increased system and hardware complexity. At the receive side, each antenna is associated with a low-noise amplifier (LNA), a demodulator and an A/D converter, together constituting a receive radio frequency (RF) chain, which is expensive. In addition to that, employing more antennas requires sophisticated digital signal processing, and, for small-sized or hand-held receivers, it puts a burden on providing an extended battery life. All these factors pose a challenge to the wide-scale deployment of multiple-antenna systems.

Antenna selection is one such scheme which tries to bridge the gap between the complexity and diversity benefits. It utilizes only a subset of available antenna signals, followed by down-conversion and digital signal processing. This reduces the requirement of a large number of RF chains and brings down the system and hardware complexity. An analysis of generalized diversity schemes with maximal-ratio combining (MRC) technique is reported in [5]. In this paper, we restrict our attention to receive antenna selection combined with MRC, also known as Hybrid-Selection/MRC (H-S/MRC) technique [6–9].

Although, MIMO techniques have been demonstrated to achieve the much needed high-throughput and reliable wireless communication, practical constraints on the physical dimensions of a transceiver limit the deployment of large arrays. Thus, in order to build low-cost and compact multiple-antenna devices, packing antennas closer together becomes indispensable.

As the antenna elements in an array are brought closer, the fading path gains become correlated, and the antennas begin to couple with one another. For closely spaced antennas, the current flowing in one element alters the voltage across the other, commonly known as mutual coupling. Traditionally, antenna selection applied to MIMO systems chooses a set active antennas to be employed for transmission or reception based on some performance metric and ignores the inactive antennas. However, in the case of closely spaced antennas, mutual coupling can have a profound impact on the performance, while also opening new avenues for transceiver design with respect to the presence of inactive elements in the vicinity of the active subset.

It is well known that employing parasitic antennas in compact arrays can leverage significant performance improvements. In this paper, we investigate the design of compact receive antenna selection systems from a communication-theoretic perspective that put the inactive elements at use. The underlying motivation is to come up with selection architectures that offer improved diversity performance, compared to a system without selection with an equal number of RF chains and array size. An illustration of this comparison is given in Figure 1. It shows three systems with and without antenna selection, referred to as (a) antenna selection (AS), (b) reduced full-complexity (RFC), and (c) full-complexity (FC).

A study of receive antenna selection in the presence of mutual coupling has been reported in [12, 13]. However, the performance of antenna selection applied to compact arrays is not well understood. These studies make differing assumptions about the role of inactive elements leading to differing conclusions. For example, the proposed model in [12] assumes that the inactive elements are transparent to the rest of the array at all spacings. While [13] has reported that, for compact arrays, the performance of antenna selection is worse than the full complexity system. It models the inactive elements as terminated in the same impedance as the active elements. However, we believe that terminating an inactive element in an impedance with nonzero resistive part would only degrade the system performance and thus, undermine the hidden potential of the inactive elements.

Besides, all studies, thus far, have assumed that the noise at the receiver is additive white Gaussian in nature. It has been recently shown in [14] that the noise for a coupled receiver is correlated in state-of-the-art compact receivers and that the performance is significantly altered by the exact location of the noise in the RF chain. We adopt the same spatially correlated noise model for the receiver.

As we present a more realistic model for receive antenna selection applied to compact arrays, we seek to address some of the above-mentioned issues. It will be shown in this paper that for compact arrays, selection is in fact preferred over compact full-complexity and reduced full-complexity systems. We shall demonstrate that, by appropriate termination of the inactive elements, the performance of antenna selection can be further improved. We call this strategy *parasitic antenna selection* (PAS). A simple selection technique with one active element will be shown to perform better than others employing more RF chains for certain configurations.

The organization of this paper is as follows. In Section 2, we discuss the impact of inactive elements in coupled systems. Section 3 introduces the generalized system model. Section 4 formulates the problem for a diversity system and discusses optimal matching and optimal/suboptimal parasitic networks for antenna selection. Section 5 outlines a numerical example and presents the results for various configurations. Section 8 highlights some of the implementation aspects of the proposed antenna selection scheme. Finally, we conclude the paper in Section 9.

#### 2. Impact of Inactive Elements

Traditional antenna selection schemes assume that the inactive elements are left open circuited. While the termination of inactive elements does not matter when the array elements are uncoupled, it is imperative to study the role played by the inactive elements in a compact selection system.

One such study that explores this aspect is [15]; wherein, the impact of an open-circuited antenna placed close to a driven half-wavelength dipole has been studied numerically. The two arms of the inactive element are treated as two quarter-wavelength shorted dipoles. Although, the terminal current in the open-circuited element is zero, the two arms carry a surface current due to coupling from the driven element. The results show that, for small spacings and practical thickness of these dipoles, the peak of this current distribution can be as large as 12% that of the current flowing in the driven element. These surface currents cause elements to reradiate incident EM fields, thereby not only affecting the open-circuit voltages across the active elements but also modifying the effective radiation pattern of the array. Clearly, the open-circuited inactive elements can no longer be treated as transparent to the rest of the array.

For long, inactive (*aka* parasitic) elements in an array of antennas have been exploited to improve system performance. For example, popular Yagi-Uda arrays [16] are known to provide powerful directivity. Such arrays are known to exploit the parasitic behavior in directional beamforming by optimal spacing, length, and short-circuiting of the inactive elements. However, these systems are sensitive to the direction of arrival of the signal.

Vaughan [10] has suggested that for a circular array of parasitic elements, with a single driven element in the center, it is possible to beamform the radiation by proper switching of parasites as open or short, but, to the best of our knowledge, such a scheme has not been proposed in conjunction with antenna selection. Hamer and Butcher [17] experimentally demonstrated a single switched-element design and investigated the impact of loading the inactive element. A similar study has been found in [18], where the author has considered a receive array with two dipoles-a fixed driven element and a parasitic element loaded with an optimal impedance (such that the antenna correlation is minimized).

Harrington [11] has shown that it is possible to choose purely reactive loads for the nondriven elements of an array such that the overall radiation pattern can be steered over the azimuth. However, the techniques mentioned therein, require an exhaustive search for the optimal reactive load. Moreover, the loads are also a function of the direction of the steerable radiation pattern. When applied to the case of selection, it requires a different set of optimal reactive loads for each active subset and each channel realization. A popular flavor called electronically steerable passive array radiator (ESPAR) is applied to circular arrays with one active antenna centered in a ring of equidistant parasitic antennas with switchable reactive loads.

Hence, we seek to explore ways in which the coupling between the array elements can be exploited to improve the performance of selection systems. The key idea here is to use a different kind of termination that can reflect the power off of the inactive elements in order to make more power available to the active subset. In arriving at the analytically optimal designs, we shall begin with modeling the transceiver accurately.

#### 3. System Model

We consider the receiver circuit model illustrated in Figure 2, which extends the model of [14] to include antenna selection. This model consists of an array of receive antennas together with a switch that selects a subset of these antennas to connect to RF chains. The switch is connected to the front-end amplifiers through a matching network, while the rest of the RF chain is represented by an equivalent load . These components are described in detail below.

##### 3.1. Antennas and Switching

The receive antennas convert the incident electromagnetic (EM) field into open-circuit voltages across the antenna terminals. When the antennas are closely spaced, the terminal voltage of each antenna depends not only on the field at that antenna but also on the currents flowing through neighboring antennas. To account for this coupling, the relationship between the terminal voltages and currents can be modeled as
where is an impedance matrix and is the open-circuit voltage induced by the electric field. Here is the *self-impedance* of antenna , and is the *mutual impedance* between antennas and . Approximate formulas for these impedances are given for a two-element array of infinitesimally thin dipoles in [19]. Since these formulas do not account for antenna scattering, we evaluate the impedances numerically for finite-width dipoles using the Numerical Electromagnetics Code (NEC) [20], a program based on the method of moments.

In a flat-fading environment, the open-circuit voltage in (1) is given by where is an -vector of fading path gains, is the complex transmitted symbol with denotes the expectation, is the average received energy per branch, and is noise induced in the antennas. If the received signal field consists of a large number of plane waves with independent, uniformly-distributed random phases, then can be modeled as a zero-mean, circularly symmetric, complex Gaussian random vector, denoted by . For a uniform linear array with spacing , the fading correlation matrix is [21, 22] where is the antenna pattern of dipole , is the angular density of multipaths arriving from , and is the wavelength. To account for antenna scattering, we calculate numerically for finite-width dipoles using NEC. When multipaths are uniformly distributed in the plane , and scattering is neglected so each dipole is omnidirectional , note that (3) reduces to Clarke’s [21, 22] formula .

For perfectly conducting antennas, in (2) is the open-circuit voltage induced by noise sources in the surrounding environment, such as thermal radiation, cosmic background, and interference from other devices. As in [14], we assume that the array is surrounded by a black body enclosure at the standard temperature K. Under these conditions, Twiss [23] showed that , where J/K is Boltzmann’s constant, denotes the conjugate transpose, and is the bandwidth in Hz. Observe that is essentially diagonal for large , so the noise is spatially white. For less than a few wavelengths, however, is not diagonal and the noise is correlated.

The array is followed by a noiseless switching network that selects out of “active’’ antennas to connect to the receiver RF chains. The remaining “inactive’’ antennas are not connected directly to the receiver chains but, depending on how they are terminated, they can affect the active antennas through mutual coupling. Let denote the indices of the active antennas, and let be the corresponding indices of the inactive antennas. As illustrated in Figure 3, it is convenient to think of the switch as partitioning the antennas into an active group with open-circuit voltage, , and an inactive group with open-circuit voltage , where is the selection matrix defined by and is the cardinality of .

In traditional antenna selection, the inactive antennas are considered to be open circuit. Here we also consider the possibility that terminating the inactive antennas with some parasitic impedance network, say , may improve performance. Since this impedance may allow currents to flow through the inactive elements, it may alter the open-circuit voltage and impedance of the active antennas in a way that depends on . If we partition (1) as in Figure 3, we obtain where , , , and the other quantities are defined analogously. Here, denotes the transpose. Note we also have Combining (6) and (7), we obtain where Comparing (8) with (1), we see that the switching network and essentially change the array impedance and open-circuit voltage from and to and , respectively.

Most of the voltages and currents in Figure 2 will, like those in (8), (9), and (10), depend on the set of active antennas, . However, to avoid needless clutter, we have chosen to suppress this dependence in (9) and (10). We also note for future use that (10) can be written as where is the equivalent selection matrix.

##### 3.2. Amplifiers

According to [24], any linear amplifier can be represented as in Figure 2. Here,
are independent random variables that model amplifier internal noise, where and are the *equivalent noise resistance* and *equivalent noise conductance*, respectively. The *correlation impedance*, , controls the correlation between the noise observed at the two output terminals. The noise statistics of an amplifier are completely characterized by .

When a source impedance at the standard temperature is connected to the amplifier input port, the *noise factor* is defined as
The noise factor is useful because it relates the input and output signal-to-noise ratios (SNRs) of the amplifier, given in dB by , where is the *noise figure*. Note that attains its minimum value when where [24]

##### 3.3. Matching Network

The switching network is connected to the amplifiers by a -port-matching network . Matching networks can be used to alter the antenna array impedance in order to maximize the power transfer or the resulting SNR. We assume an ideal matching network consisting of passive and reactive elements such that it is noiseless, lossless, and reciprocal. It can be shown [25] that the network is lossless (no power is dissipated within it) provided that the following conditions are satisfied: , , and .

The relationship between the voltages and currents at the input and output of the matching network are described by equations similar to (6) and (7), with replaced with , replaced with , replaced with , replaced with , and so on. It follows from (8) that the matching network alters the switch impedance and open-circuit voltage from and to and , respectively, where

##### 3.4. Load

The rest of the RF chain (*aka* downstream components) is modeled by an Thevenin equivalent load. These elements typically consist of demodulation components like mixers, filters, and samplers.

#### 4. Optimal Designs for Diversity System

The input to the linear combiner given by the voltage across the load can be expressed in terms of the equivalent fading path-gain vector as where Here, and are the amplifier noise voltages and currents, respectively, and with given by (15).

The amplifier parameters are denoted by and and the mutually independent noise sources are distributed as and . The noise covariance for (19) is, thus, given by where .

##### 4.1. Optimal Combining

The receiver employs a linear combiner to the input such that and the resulting SNR is The well-known optimal maximal-ratio-combiner (MRC) is given by . Thus, the optimal SNR for the antenna selection system becomes where is given by (18) and by (21).

##### 4.2. Optimal Matching Network

For a given , any matching network that results in the impedance minimizes the outage probability of selection diversity [26]. Here, is the source impedance (14) that achieves the minimum noise factor of the amplifier. One lossless, reciprocal network that accomplishes this task is [14]
While optimal, this network would not be easy to realize in practice. The dependence on would generally require some kind of adaptive multiport matching, which would be a complex choice for a diversity scheme whose primary value is simplicity and economy. In some cases (e.g., when inactive antennas are open circuit), it is clear that could also be achieved by a fixed matching network located *between* the antennas and the switch. In any case, we consider (25) here primarily because it provides an upper bound on the performance of any fixed matching network.

We also consider a simpler, suboptimum matching strategy that applies to each antenna the two-port matching network that achieves the minimum noise figure for that antenna in isolation. This is called *self-matching* for minimum noise figure and is accomplished by replacing with in (25), where is the self-impedance of each antenna in isolation

##### 4.3. Optimal Parasitic Network

Observe that the optimal matching network discussed above depends on (9) which in turn is also dependent on the parasitic network. Hence, it is natural to ask if there is an optimal choice for the parasitic networks (with purely reactive entries) as well. The aim here is to choose a that depends only on the active subset and not on the instantaneous channel conditions, just like the optimal matching network .

The derivation of optimal nondiagonal for a uniform linear array is in general complicated and tedious. However, the solution is analytically tractable for a special but practical class of planar arrays—*uniform circular arrays*—with equal number of active and inactive elements. Again, the optimal parasitic network design presented here serves as an upper bound on the system performance of coupled antenna selection systems.

To that end, consider a circular array of antennas such The impedance matrix for a circular array is circulant, and the same applies to the permuted impedance matrix in (6) Each of the subblocks in (28) can be diagonalized by a unitary transformation such that

The set of orthonormal eigen vectors for each block corresponding to the eigen-values are given by where and the eigen-values () are given by the DFT of the first row scaled by . Physically, the matrix represents an -point DFT/IDFT operation in space.

Since the subblocks of are circulant matrices, it is reasonable to assume, as is also evident from (9), that the optimal parasitic network also admits the same spatial unitary transformation diagonalizing it
Therefore, we can write (9) as
such that the optimal matching network from (25) is given by
where
The input impedance seen looking into the matching network from the rest of the RF chain is given by (15)
However, we can simplify the network design above by embedding special RF networks popularly called *Butler matrices*, that behave as spatial DFT/IDFT matrices, followed by a bank of uncoupled matching networks, that is, (as shown in Figure 4). The cascade of decoupling network and matching network can be expressed as
such that the input impedance becomes uncoupled

The post-MRC output SNR for amplifier-noise-dominant scenarios with optimal parasitic network given by (24) is where . The instantaneous post-MRC output SNR for each subset is given by where and For details, see Appendix A.

The fading-independent, subset-dependent optimal is thus given by For a circular array with , The optimal eigen values of are shown in Table 1 which are computed as the values that maximize a polynomial of degree two. Detailed information can be found in Appendix B.

The optimal parasitic network designs presented here for circular arrays with equal number of active and inactive elements can be extended to a broader set of arrays and configurations although the optimal solution may need to be computed numerically. In Section 7, we shall provide some suboptimal designs *applicable to all kinds of arrays and configurations* which will be shown to achieve near-optimal performance for linear as well as circular arrays.

#### 5. Simulation

In this section, we present numerical results for the two types of antenna arrays considered above. These arrays consist of half-wavelength dipole antennas spread over a length (for ULA) and a diameter of (for UCA), as shown in Figure 5. The aim is to determine if employing antenna selection with closely packed antennas can provide benefits over conventional diversity systems in the presence of moderate to strong coupling.

We compare three combinations (a), (b), and (c), as shown in Figure 1, with and without antenna selection. Monte-Carlo simulations are carried out over 100, 000 channel realizations. The channel is assumed to be quasi-static block fading such that the block length is long enough to determine the optimal subset and parasitic network. The optimal combination, once determined, is employed for the rest of the block.

The closed form expression for the fading path-gain covariance given in [21, 22] assumes a uniform distribution of infinite EM waves arriving at the antenna, in the azimuth plane. While this may provide accurate values for thin dipole antennas where the active and inactive antennas do not act as scatterers, we resort to the use of NEC to account for the finite thickness (radius mm) of half-wavelength dipoles, and the scattering arising due to the presence of neighboring closely spaced elements. For similar reasons, we choose NEC for computing over the closed-form expressions for self and mutual impedance of the array of dipoles, as given in [19].

For an dipole-antenna uniform linear array with interelement spacing , the incident electric field is modeled in NEC as a superposition of vertically polarized plane waves with i.i.d. phases uniformly distributed on . The angles-of-arrival (AOA) of the plane waves, , are uniformly spaced in azimuth from 0 to . Under these conditions, the open-circuit fading path gains are approximately Gaussian with correlation matrix where is the open-circuit voltage induced in the th antenna by a zero-phase plane wave with AOA , normalized so that for an isolated dipole. For a uniform circular array, the correlation entries are given by

The amplifier selected for this study is a low-cost SiGe LNA [27] designed for use in the cellular band. In high-gain mode with and MHz, its impedance matrix and the noise parameters are

, , . We assume that the downstream noise is negligible compared to other noise sources [14].

It is worthwhile to note that according to the model used in earlier studies, [12, 13], the equivalent channel vector is given by respectively. Here, are the corresponding and matrices, for and , respectively. We point out that although the model considered in these studies does not include amplifiers, and matching is handled by way of altering the load, these equations still retain the essence of inactive-element modeling. We shall use these expressions to compare our results, whereas our model (c.f. (18)) suggests that it suffices to capture the accurate open circuit voltage across the active antennas, by taking into account the effect of inactive elements.

Before presenting the results, it is useful to normalize (24), such that for the i.i.d. scenario, the SNR is given by the familiar expression where represents the i.i.d. noise covariance for a single branch (), and is the i.i.d. fading path-gain vector given by .

To that end, consider a sufficiently large antenna spacing such that , and the antenna array is uncoupled, that is, . From (11), and from (21), we have where and denotes the real part. Observe that such that the SNR is given by where . Comparing the two equations, we have Hence, we normalize the noise covariance by and the output SNR by such that the normalized output SNR is given by where is given by (18) and by (21). The performance is evaluated in terms of the outage SNR—the probability that the SNR falls below a threshold

#### 6. Results

We divide the results into two categories: uniform circular arrays and uniform linear arrays.

##### 6.1. Uniform Linear Array

We begin by presenting the results for traditional antenna selection scheme for a ULA, where the inactive elements are left open circuited. The active elements are terminated into optimal or suboptimal matching networks derived in Section 4.2. Figure 6 shows the outage SNR results with the following settings: . Of practical importance is the outage level set at . We begin by observing that an IID antenna selection system (denoted by IID AS), represents an upper bound on AS performance with large separation between the receive antennas. It offers a diversity gain of 10-dB over a 2-antenna diversity system separated by (denoted by RFC, c.f. Figure 1(b)). This is expected given the degrees of freedom added by antenna selection over a diversity system for the same number of RF chains.

The antenna selection results with the coupling and fading correlation notated by AS (self) and AS (optimal) denote the choice of active element matching network. The curves show that antenna selection in compact arrays provides a 3-4 dB improvement over conventional RFC systems, at a outage. The performance, however, is still far from IID case even with optimal matching. The results for the configuration (c) in Figure 1 lie in between the self and optimal matching and are omitted for clarity. It clearly demonstrates that antenna selection is, in fact, preferred over employing all of the available antennas for compact arrays.

For sake of completeness, we also include results with the model assumed in the earlier studies on antenna selection. The curves reproduced with these models are shown in Figure 6 marked as *minimum scattering* and *suboptimal termination* model, respectively. As can be seen, the results as per [12] show optimistic performance (around dB), while, as per [13], antenna selection performs poorly (around dB) compared to a full-complexity system. This clearly underscores the importance of inactive element modeling and the choice of termination.

##### 6.2. Uniform Circular Array

Next we present results for a UCA with in Figure 7. It shows the outage SNR performance of antenna selection with optimal (denoted by Conj) or suboptimal (denoted by self) matching for active elements, and open-circuited inactive element termination (denoted by open) or optimal parasitic network (denoted by ). The legend entries in the figure denote active element termination followed by inactive element termination separated by “/”. Also shown is the curve with IID AS .

The traditional antenna selection with optimal matching (denoted by Conj/Open) provides a 3-4 dB improvement over its self-matching counterpart (denoted by self/open). However, the optimal matching with optimal parasitic network (denoted by Conj/) only offers a fraction of a dB improvement. The self-matching with optimal is the worst simply because has been optimized for the optimal matching network and is included for the sake of completeness. Also note that, unlike ULAs, optimal-matching by itself provides a significant improvement over self-matching.

The optimal parasitic networks considered so far have all been subset-dependent (i.e., depend on which set of antennas is active), where as the suboptimal ones are not. However, both types of networks are independent of the fading conditions. In the next section, we present a simpler parasitic scheme that adapts to the varying fading conditions.

#### 7. Parasitic Switching Strategies

In this section, we provide a suboptimal design for the parasitic network that not only depends on the active subset but also the channel conditions. However, the implementation complexity is simplified by replacing multiport parasitic networks with two ports.

We propose a novel but simple strategy, in which each of the inactive element is terminated into an impedance , where represents the set of all available terminations. The inactive element termination not only changes with the active subset but potentially may vary over time. Clearly, our ability to adaptively control the radiation pattern of the array lies in having a large set. However, as we shall see, even a small number of, but carefully chosen entries for , can provide significant improvements.

We evaluate the performance of parasitic antenna selection system for , where 0 represents short-circuit, open-circuit, and a purely-reactive termination experimentally found to be the best fit for such a parasitic selection system, in the same sense as turns out to be an optimal match for active elements in the presence of mild coupling. This choice of is simple and eliminates the need for a variable impedance under varying fading conditions. However, it turns out that due to directional sensitivity, the shorted parasitics do not offer much improvement, and this set can as well be limited to .

##### 7.1. Parasitic Switching

Figure 8 shows the performance of the proposed parasitic antenna selection for ULA denoted by PAS (self) and PAS (optimal) signifying the matching network . For reference, curves from traditional antenna selection for ULA are also included. It is interesting to note that parasitic switching with appropriate matching achieves a performance close to that of an IID antenna selection system. At a outage, optimal matching shows a dB improvement over open-circuited antenna selection, once again highlighting how inactive element termination manifests itself in diversity gains.

Similar results are observed for a UCA (see Figure 9). However, it also shows an interesting result where antenna selection with optimal matching and parasitic switching performs better than an IID system. Several studies on multiantenna arrays with mutual coupling exhibit similar results in one form or the other, for example, [14, 28]. The reason for such a behavior is generally attributed to the supergain phenomenon in antenna and microwave community. It primarily stems from the bandwidth assumptions of the system model. The matching and parasitic networks designed here are computed at the center frequency. However, such networks might have severe bandwidth limitations and to appropriately account for it, a broadband version of the problem must be investigated aimed at designing broadband matching networks [29].

##### 7.2. Parasitic Selection Combining

A special case of this study surfaces when we consider selection combining (SC), that is, . Unlike parasitic antenna selection (where ), parasitic selection combining (PSC) with self-matching registers a remarkable increase in the performance compared to its open-circuited counterpart, as shown in Figure 10 which shows the results for parasitic selection combining for a ULA of size .

One of the nifty things about this scheme is that as more antennas are packed in a fixed length array, the diversity gains relative to traditional selection become large. These gains however, diminish with increasing interelement spacings, as expected. It turns out that PSC system performs just as well as PAS suggesting that we may as well do with just one RF chain thereby eliminating the need to build a multiport matching network.

Apparently, the loss incurred by employing one less RF chain is recovered by the availability of an additional parasitic element at the cost of an increased overhead as far as the number of parasitic switching states is concerned. It is important to point out that the active element is selectable, unlike ESPAR systems which employ a single active element with a set of parasitic elements arranged in a circular fashion around it.

##### 7.3. Parasitic Switching with Fixed Active Elements

The performance benefits for any selection system come at the cost of an additional hardware-switching circuitry. Although, in selection systems with i.i.d. fading and noise, it suffices to pick the antenna subset with the highest SNR branches, such is not the case here due to coupling between the elements and correlated noise. As mentioned earlier, the switching network needs to cycle through subsets to arrive at the optimal configuration. Also, for the parasitic antenna selection scheme, the number of possible states for the inactive-element termination grows tremendously with the set (given by in our case).

One drawback of antenna selection is the insertion loss arising due to the presence of switches in the direct RF signal paths. This loss typically ranges from a fraction of a dB to several dB [9], which, in our case, will ruin most of the benefits gained by employing any kind of selection in compact arrays. Although, certain RF MEMS switches [30] are known to offer less than dB insertion loss at low speeds (switching time in ), we explore the possibility of ruling out any insertion losses by avoiding switches in the direct RF path.

We study parasitic switching *without selection*, that is, a predetermined set of elements (the ones that provide the optimal *expected* performance) is always active; however, the inactive elements are free to switch to any of the terminations available in . We consider two cases here: 2 RF chains for AS (the far-end elements are always active) and 1 RF chain for SC (the middle element is always active).

The results are shown in Figure 11 (where the letter F in the legend entries represents “fixed”). It is interesting to note that this technique incurs a loss of only about dB for both optimal and self-matching, while still retaining most of the benefits offered by the parasitic antenna selection. We make a special mention here that having the inactive elements as open circuited reduces to a conventional 2 element system. This strongly suggests that employing traditional antenna selection for compact arrays is definitely a suboptimal strategy and that parasitic switching even without selection can offer significant diversity gains.

#### 8. Discussion

In the previous sections, we have seen how coupling can be exploited to improve the performance of antenna selection systems for compact arrays with appropriate matching networks. However, it is important to mention some of the challenges posed by the techniques presented here.

##### 8.1. Optimal Matching Network

The optimal matching network shown here has certain limitations. While it provides the optimal performance for any given channel condition, multiport matching networks are nonrobust and known to shut down the RF bandwidth of the system [31], thereby rendering it of little practical importance. The self-matching network on the other hand is robust but suboptimal, in that, it does not adapt to the varying channel conditions. Nevertheless, optimal matching serves as a benchmark for performance evaluation. We believe that an adaptive self-matching network should offer a good tradeoff between the two.

##### 8.2. Switching Aspects

We have already touched on the switching aspects in antenna selection systems. However, how often active subsets have to be chosen could be a significant overhead on the implementation costs. But in a slow-fading or quasistatic channels like those of indoor/wireless LAN scenarios, the switching frequency is considerably reduced.

Another aspect is that of the associated parasitic switching states. Figure 12 shows the histogram of that maximizes the SNR at the receiver for PSC() system. It is evident that only about a half of the available combinations contribute to the overall performance, suggesting that a quick search procedure can be devised by ignoring the least likely candidates to tradeoff complexity with performance.

##### 8.3. Impact of Inter-Element Spacing

As can be seen, the interelement spacing plays a vital role here. In [32], circular arrays with three possible terminations for the switched parasitic elements, namely, {0, , } (where is a variable impedance) have been mentioned. However, for simulation purposes, only open and short terminations are considered. Unlike linear arrays, all the parasitic elements in a circular array are at an equal distance from the central driven element, and, thus, each parasitic element has the same amount of coupling. While such circular arrays have been studied in great detail over the past, little attention has been given to impedance other than short and open.

Besides, in the above mentioned studies, it has usually been considered that the open-circuit elements are transparent, which is a valid assumption for circular arrays with distances of the order of , and only the shorted elements arranged in a circular arc are known to regulate the directivity. However, this is not the case here. And the phenomenon in action here has a profound effect because the mutual coupling is stronger at close spacings. This is the reason why the gains realized from parasitic selection diminish for higher spacings.

#### 9. Conclusion

We presented a detailed transceiver model for antenna selection applied to compact receive arrays which accounts for coupling among the elements and models the impact of inactive-element termination on system performance. We considered various design approaches for antenna selection strategies primarily for two types of uniform arrays-linear and circular. Apart from considering optimal designs for matching networks and parasitic networks (which may not be practically feasible from an implementation and/or cost perspective), we provided some simpler strategies that achieve near-optimal performance. We also considered designs where we only apply parasitic switching over a predefined set of elements in order to minimize losses arising due to RF switches.

Specifically, we showed that uniform linear arrays could in fact benefit from selection over using all of the available antennas, thereby, reducing the number of RF chains and saving power and cost. The performance improvement, though, depends on the spacing (i.e., amount of coupling in the system). For circular arrays, we showed that the optimal matching networks can easily be implemented by use of Butler matrices since the actual matching reduces to that of two-port networks (or self-matching). Based on the space and cost constraints, different array geometries can be designed and employed differently as shown in this paper.

Simulations results reveal how important it is to model the transceiver and account for noise correlation in the RF chain. Besides, it is vital to model the inactive elements as scatterers for close spacings and that wrong assumptions could result in misleading conclusions.

We conclude that different inactive-element terminations can impact performance in profoundly different ways for different array configurations. It turned out that such a system even with a single RF chain can deliver a huge performance improvement, thereby, making the hardware much simpler and power efficient. The overheads involved with this system like exhaustive search and possible insertion loss were provided alternatives with, which renders this approach as a lucrative option to apply in practical systems.

In a nutshell, antenna selection offers a distinct advantage in portable or handheld devices due to significant coupling among the antennas. Thus, packing more antennas in a constrained space and employing appropriate selection scheme can profoundly improve the system performance.

#### Appendices

#### A. Equivalent Channel

Observe that we can rewrite (20) as The equivalent selection matrix (11) can similarly be broken into where and . From optimal matching, we note that implying that and are independent of , while

The equivalent fading path-gains can thus be written as and the noise covariance for amplifier-noise dominant scenarios is given by where

#### B. Optimal Parasitic Network Evaluation

For , let us consider an example active subset such that where we have used

From To illustrate, let us consider the first entry of such that From the eigen-values of the optimal parasitic network can be obtained by maximizing each term in the summation above individually, that is, where and is the optimal reactive parasitic termination.

For a circular array with a full receive scattering, the fading path-gain covariance matrix has a circulant structure of the form Using Kronecker spatial-correlation model , explicit relationships between ’s and ’s can be calculated. Thus, the optimal values can be found by locating maxima of a polynomial of degree two.