Research Article  Open Access
Ngoc Hai Tran, Cung Le, Anh Dung Ngo, "An Investigation on Speed Control of a Spindle Cluster Driven by Hydraulic Motor: Application to Metal Cutting Machines", International Journal of Rotating Machinery, vol. 2019, Article ID 4359524, 17 pages, 2019. https://doi.org/10.1155/2019/4359524
An Investigation on Speed Control of a Spindle Cluster Driven by Hydraulic Motor: Application to Metal Cutting Machines
Abstract
In this article, we present an experimental study on the speed stability of a spindle driven by a hydraulic motor, which is controlled by a proportional valve, through a Vbelt transmission. The research includes the dynamic modeling of the transmission cluster and the transmission from the hydraulic motor to the working shaft via Vbelt mechanism, together with the establishment of a mathematical model and fuzzy selftuning PID controller model. In the model, the Vbelt is assumed as an elastic module, and the friction coefficient and mass inertia moment of the hydraulic motor are considered as constant. The Matlab software is used to simulate the speed response of the hydraulic motor to the working shaft. Based on theoretical study, we resemble the experimental system and determine the parameters for the fuzzy selftuning PID controller. We conduct experiment and investigate the speed stability of the working shaft from 300 to 1100 (rpm) based on transient response parameters such as the time delay, the setting time, the overshoot, and the rotation error at steady state. Thereby, in this study, the simulation and the experiment results are compared and evaluated regarding the speed stability of the working shaft driven by hydraulic motor transmitted through Vbelt mechanism. The findings show the speed controllability by using proportional valve to manipulate the oil flow and applying a selftuning PID controller to achieve very good results such as the error difference of 0.001 to 0.036%, the delay of 0.01 to 0.02 seconds, no overshoot, and the settling error less than 5% compared to the set values. On the other hand, we include the effect of the oil temperature of 40 to 80°C on the working shaft speed (500, 900 rpm) in this study and derive that the system works well at temperature range of 40 to 70°C. On these findings, we propose the applicability of this system on the current machinery cutters. In addition, we verify the effects of the hydraulic drive for main shaft, controlled by fuzzy PID, by comparison of the roughness of the machining work piece with respect to the one using the 3phase motor drive.
1. Introduction
Automatic transmission and control of hydraulic systems (ATACOHS) is one among the high technology development directions in machining and equipment industry. Due to its outstanding features such as compact structure, great torque transmission, fast response speed, selflubricating, and heat transfer properties of liquid and good system life, the research on ATACOHS has got very high attention recently [1]. Indeed, in industrial applications, ATACOHS has been applied to cutting tools movement system by several cutting machines manufacturers [2–6]. Currently, there are two main approaches in the stepless speed control of a hydraulic motor. The first approach is to change the working mode of the pump and the hydraulic motor which can vary the volume of the pump and the motor [7] or change the speed of the pump through changing the speed of the threephase electric motor using an inverter [8]. The other one is to change the resistance on the oil path by a proportional valve or a servo valve. This method is more commonly used because the closed loop control system has a strong relationship between the input/output response signals and the feedback signal to the controller for minimize the system errors [1, 8–13].
However, there is almost no application to the spindle cluster driven by hydraulic motors because there are many design challenges for ATACOHS: the dynamic process is a nonlinear relationship due to many factors such as the elasticity of the fluid, the relationship between the flow and the pressure, the change in viscosity due to oil temperature [1, 14–17], the pressure loss in the pipeline, the oil leakage inside the hydraulic elements, and the influence of other nonlinear parameters during operation. Therefore, for simplicity, they usually linearized such nonlinear systems in the controller design process for an ATACOHS [9, 18].
With the rapid development of control technology and the application of that technique to ATACOHS control [19], it is possible to mention some of the applicable control methods which are feedback control, adaptive control, fuzzy logic control, neural network control, and genetic algorithm control. Thus, the problems encountered in the precise control of the ATACOHS system are no longer a concern for designers. Each controller has different characteristics, and depending on the actual requirements of the system, the designer selects a suitable control method. However, through the literature study, there are two controllers commonly used today: classic PID controllers and fuzzy PID controllers.
Classic PID controllers [1, 10, 16, 20, 21] are the most common control tools in many industrial applications, because they can improve response times and steady state errors. On the other hand, the structure of the PID sets is simple and intuitive with the parameter sets. However, the parameter sets are usually fixed during the operation of the system, so it is usually applied to control the hydraulic actuator operating at a fixed output value. Ming Xu et al. [10] introduced an experimental model for controlling the velocity of a hydraulic cylinder by using proportional valve in combination with a method of controlling the input speed of the pump via controlling the speed of threephase electric motor using converter (energy saving solution). The classic PID controller was used for processing and speed controlling. The results of this study indicated accuracy in highspeed control, fast feedback, and good energy efficiency of the designed controller (at the same condition of 0.2m/s). This approach derived a very good result and can be applied in practice, but its drawback is the high cost. Furthermore, a speed control model for a conveyor belt driven by hydraulic motor through rack and pinion mechanism was introduced by Rong Li and his colleges [20]. Through the static and dynamic properties of simulation and initial system analysis, they found that the system was difficult to achieve the required control accuracy. From there, they designed the PID controller. The results show that the system response has been improved, the overshoot from over 31.2% decreased to 18.4%, the response time from 1.146s decreased to 0.0143s, the oscillation frequency from 7.4Hz decreased to 7 Hz, the error amplitude is less than 0.05%, and the phase error is less than 0.2%. K. Dasgupta et al. reported the reasonable simulation results of a hydraulic motor at a value of 50 rad/s with the PI parameter set ( = 100, = 10).
With the consideration of the effect of oil temperature on the dynamic properties of servo valves and hydraulic motors [1, 17], A.A.M.H. ALAssady et al. designed and analyzed the speed controller for hydraulic motors using proportional valves and a PID controller with various parameter sets of which was established by using the Trial and error method, Ziegler and Nichols method, and Selfturn parameters by Matlab package. Experimental results showed that when using a classical PID controller, the desired dynamic quality is achieved when the temperature range of 60°C to 70°C at a rotational speed of 700 hydraulic rpm and the load varies on the output shaft of the hydraulic motor. Fouly A. et al. reported the effects of oil temperature on the servo motor’s dynamic properties. The experiments were carried out in the case of no load and load of 5560N. The effect of hydraulic oil temperature changes on system performance was investigated starting from 28 to 500°C. The result at load (5560N) and pressure (50bar), the higher the temperatures, the faster the flow of oil through the valve (at 280°C, the flow through the valve is 48.55ml/s; at 400°C, the flow through the valve is 56,69ml/s, and at 500°C, the flow through the valve is 66,34ml/s). On the other hand, when the temperature rises, the pressure across the valve decreases. The above statements show that the PID controllers is only suitable for fixed output systems, and for systems with variable output, PID control is no longer suitable.
Applying fuzzy PID controllers [9, 12, 13, 22] significantly improves the disadvantages of classical PID controllers; it gave faster response time, no overshoot, and less steady state error. The highlight is automatically adjusted in the process of operation. In particular, Kwanchai Sinthipsomboon et al. control servohydraulic valve assemblies by applying a selfadjusting fuzzy PID controller; i.e., the parameters and PID controller were adjusted using the fuzzy rule set (Zhang et al., 2004; Song and Liu, 2010; Zulfatman and Rahmat, 2006; Feng et al., 2009), the results of motor speed control of 100 rpm which was much better than that when using PID control.
Through the analysis of the above studies, we choose the selfadjusting fuzzy PID controller on the proposed model. Previous publications have studied only one spin volume and one elastic segment, which are not unique, but in real situations, there are structures with multiple spin volumes and multiple elastic properties in many practical applications.
Our difference is that we have two rotational masses and two elastic stages in the proposed model of the speed control of the hydraulic transmission work shaft. The fuzzy PID controller is design to control at various setting speeds and takes into account the oil temperature change. The results of the study are verified on the speed response of lathe axis.
The main shaft of metal cutting machine plays an important role in the machining process as it provides cutting speeds for the cutting tools and is a part of the transmission mechanism between the machine and the cutting tools or the parts. When manufacturing on metal cutting machine, manufacturers have studied this problem. However, each designed model of spindle has different characteristics. The spindle drive is the transmission mechanism of the spindle, including the drive motor. Typically, there are two main types of spindle depending on the type of drive mechanism: direct drive and indirect drive (via a belt mechanism or gear drive). In this study, we chose the belt mechanism for transmitting the motion from the hydraulic motor to the main shaft.
Based on the analysis of these studies, different research hypothesis will result in different mathematical models, and different control applications lead to variation in quality of the system dynamics. Also, as the authors aware, there is currently no publication on the application of ATACOHS drive for machinery cutters. Thus, in this study, we propose a model of spindle speed control that simulates the lathe spindle assembly. In our proposed model, we also take into account the elastic deformation of the transmission belt from hydraulic motors to working shaft, the friction, and the value of momentum inertia on the working shaft and also on the rotary axis of the hydraulic motors. The procedure is as follows: Firstly, we develop a theoretical model of spindle control, set up a dynamic computational model with assumptions, mathematical description of the system, and define the structural parameters of the system. Secondly, we fabricate and resemble the working shaft and the hydraulic transmission. Then, we develop a selftuning PID control model, define the experimental range of the PID control parameter set, and program the system control program on the IDE software [23] and build the interface on Matlab/Guide [24, 25]. The results of the transient response of the speed stability of the work axes of the theoretical and experimental are shown graphically. The results are verified by an application in a machining equipment test.
2. Method
2.1. Research Model
The research model of the speed control of transmission cluster includes the hydraulic motor and Vbelt mechanism. Figures 1 and 2 show the system configuration and experimental model of our study, respectively. In the model, threephase electric motor drives the gear of the oil pump through a Vbelt; the working pressure as well as the overflow prevention is controlled by an overflow valve and a safety valve. The speed of a hydraulic motor is regulated by the oil flow which is controlled by proportional valve [1, 10, 26]. On the oil line from the pump to the proportional valve, there are a highpressure filter and the battery to accumulate and compensate for the oil potential energy [10, 27, 28].
In addition, a hydraulic motor transmits rotation to the working shaft through a Vbelt; the speedometer of the working shaft is used as a speed sensor to measure the speed. The speedometer receives the speed signal of the working shaft through the transmission belt. We use the oil pump as the load equipment. The load can be changed by changing the pressure () by using overflow valve and safety valve.
Based on the theory mentioned before, the testrig for the experimental tests is built and shown in Figure 3.
2.2. Mathematical Model
The mathematical model of ATACOHS system is established based on linear system assumption [9, 18]. Both the elastic deformation of the transmission belt from the rotary shaft of the hydraulic motor to the working axis and the friction and the moment of inertia on the rotor of the hydraulic motor are included (the values in the hypothesis are chosen from the manufacturer catalog or by measurements). Due to a very small load and nonelastic of belt, the transmission of the belt conveyor from working shaft to speed sensor is considered as a proportional module. The analysis model of ATACOHS is shown in Figure 4, and the system parameters are shown in Table 1.

With the established mathematical model and the hypotheses of the system dynamics, we describe the mathematical formulation of the system as follows:
On the working shaft:(i)The moment on the working shaft [29]: (ii)Belt horsepower [29]: (iii)Feedback:
On the hydraulic motor [1, 8, 9, 18]:(i)The moment of rotor of the hydraulic motor:(ii)Flow: Hydraulic motor: Proportional valve:
From (1) to (6), we can obtain
From (7), we have
From (8), we can build the block diagram of the system as shown in Figure 5.
In the theoretical model, we just indicate the relationship between the output signal n_{1} with input signal .
2.3. Application of SelfTuning Fuzzy PID Controller
In this paper, the authors used the fuzzy selftuning PID controller, such as parameters of the classical PID controller, are adjusted by using the fuzzy detector [9]. The cconfiguration of the fuzzy selftuning PID controller is presented in Figure 6. Where e is the error between input and output, is the derivative of e as a function of time.
For the configuration of the fuzzy selftuning PID controller, there are two inputs, and , and three corresponding outputs, , , and . Mamdani’s fuzzy law and processor are used to obtain the optimal values for , , and . The range of parameters of the PID controller is (), (), () and is obtained experimentally on the classical PID controller of ATACOHS. The process of finding the PID controller parameter is conducted at the temperature varying from 40°C to 80°C. Initially, we assume = 0, = 0 and then gradually increase the value until satisfying the set limit of the interval of the speed (within an error of 5% of the set values). Then, we choose the average of and adjust . With the same method, we conduct the experiment with and so that it is within the acceptable range. Then we choose the average of , and continue to adjust . According to the experiments, the ranges of parameters are obtained as .033, 0.153), , 0.0001), , 0.04). So, these parameters can be adjusted in the range (0,1) as [30]
The input variables e and ∆e are symbolized as NB (Negative Big), N (Negative), Z (Zero), P (Positive), and PB (Positive Big). Based on our repeated tests on the PID set, these values are retained. Each test will have different ranges of e and Δe values, and we choose the range of values that mostly appear. According to characteristics of ATACOHS, the input range of e and ∆e is from 50 to 50 and from 600 to 600, respectively. The output variables, , , and , are separated as S (Small), MS (Medium Small), M (Medium), MB (Medium Big), and B (Big) with the range from 0 to 1.
Next, the fuzzy rules [9] of the , , and variables are established as shown in Tables 2, 3, and 4, respectively. We will choose the coefficients that match our ATACOHS. The fuzzy selftuning PID controller is illustrated in Figures 7 and 8.



By using Matlab/Simulink, the fuzzy selftuning PID controller is plotted in Figure 9.
3. Experimental Procedure
3.1. Control System
In order to control the system, the Arduino Mega 2560 is used. The Arduino Mega 2560 is an ATmega2560 based microcontroller that allows users to write and upload control programs to it using IDE programming software [23, 31]. The power supply we use in this system is Elenco Electronics XP620. For the controller to drive Festo Didactic proporional valve, a DAC4921 circuit is used to converts from digital format with 12bit resolution. The DAC4921 amplifies voltage from 5vDC to + 5vDC from Arduino to voltage from 10vDC to +10vDC. The control block diagram of the system is shown in Figure 10. Based on the selection equipment, the assembly circuit diagram of the control system is shown in Figure 11.
3.2. Experiments
As discussed in previous parts, for simulation, the system parameters and the block diagram are shown in Table 1 and Figure 4, respectively. In the study, the Matlab/Simulink is used for the simulation [24, 25]. Figure 12 shows the Matlab’s interface of the simulation and then the data is saved as .mat format.
For experiments, the PID controller automatically adjusts the control parameters by the algorithm with the program. The control program is written to the Arduino board by IDE programming software. The Arduino board connects to the computer via the virtual COM port and a physical USB connection. The Matlab/Guide interface is builtin functions and procedures for data communication via COM ports [24, 25] as shown in Figure 13. At least five experiments were examined under each condition and the results were averaged to reduce the experimental error and to get reliable results. Finally, the control and feedback signals are stored in.mat format.
4. Simulation and Experimental Tests
4.1. Results and Disscussions
Figure 14 represents the result of a theoretical and empirical investigation of the speed control of the working shaft driven by a hydraulic motor whose speed is controlled by a proportional valve. The results show the difference of velocity response for setting point, simulation, and experiment at five setting speeds, 300, 500, 700, 900, and 1100 rpm. Indeed, the experimental results for the spindle speed control work absolutely in line with the theoretical survey results. We observe that the difference between the corresponding values are in the range of 0.001 to 0.036%; the difference is very small indicating that the experimental results are well consistent with the theoretical conclusion. Furthermore, the comparison between the simulation and experimental results at five setting speeds is shown in Table 5. From the table, the , , and selftuning parameters of the controller work very well which means that the speed control range from 300 to 1100 rpm of the working shaft ensures no overshoot and the steady state error is less than 5%.

Compared to our result in the previous research [32], when using fixed PID parameters the system worked well for the set point of 2200 rpm ( = 0.06, = 0.01, = 0.04). However, with the set points of 600 rpm and 1000 rpm, the system has overshot. This indicated that the classic PID parameters only work well for certain value.
To confirm that the selftuning fuzzy PID parameter on our system is working well when one of the uncertainty factors, such as the increase of the temperature of the oil, the change of oil viscosity during the operation period, the oil losses in the pipeline, oil leaks inside the hydraulic elements. In this paper, we only consider the effect of temperature on the response of the system.
In addition, in this study, in order to demonstrate that the selftuning fuzzy PID controller works well for the large temperature range in comparison with [1], the effect of the oil temperature is investigated. The temperature varies from 40 to 80°C on the work shaft when it rotates at 500, 900 rpm on the experimental model. In this paper, we only change the oil temperature to investigate speed stability of the working shaft and other parameters of working oil such as viscosity, chemical and physical stability, lubrication ability, and foaming are neglected.
The transient responses of the speed of the working shaft at 5 difference temperatures (40°C, 50°C, 60°C, 70°C, and 80°C) and 2 speed values (500rpm and 900 rpm) are shown in Figures 15–19. Also, in order to investigate the effect of oil temperature on velocity response, some comparison values such as set speed, actual speed, overshoot, delay, settling time, and error are provided in Table 6. The results show that, at low temperature from 40°C to 50°C, the delay time is greater than when controlled at temperatures above 50°C, 0.02 compared with 0.01sec at temperature lower and higher than 50°C, respectively. Also, at temperature from 50°C to 70°C, it shows a very good response, in particular, the delay time is 0.01 sec, and fast response time increases from 2.53 to 2.57 seconds at 500 rpm and decreases from 2.72 to 2.61 seconds at 900 rpm. The error in number of revolutions for the upper and lower limits is lower than that in the other temperature range (≤ 50°C and ≥ 80°C). When the temperature is greater than 80°C, the rotation error at the steady state increases. This is suitable because the viscosity of oil is reduced at high temperatures; thus, it results in higher loss. Figures 14–19 show that the working shaft speed has little oscillates at steady state. However, the range of fluctuation is still less than 5% which is the criterion of the transient response of the system. It is clear that the velocity response of the working shaft is still good when the fuzzy selftuning PID controller is used. On the other hand, in practice, the Kp, Ki, Kd coefficients are good but vary exponentially (asymptotic to the input signal). Therefore, at high temperatures, the viscosity of the oil and the oil friction on the tube wall decreases; the opening of the valve also decreases, leading to the oil flow through the valve to the hydraulic motor increases, so the response time of the system is faster (shown in the dynamic properties of Figures 15–19 and Table 6). This issue fits in with the findings of Fouly A. and Guy [17].

According to the results of Ali Abdul Mohsin Hassan et al. [1], the response at 700 rpm with the temperature range of 6070°C is the best result. From their results and our previous results [32], it has been confirmed that classical PID control with fixed parameter is only suitable to work on a certain speed and corresponds to a variable range of parameters during the operation. This is a limitation when applied on the spindle of a metal cutting machine because when machining a workpiece with multiple surfaces, each of which has a different machining size, the cutting speed must be appropriate to ensure the quality of the final product. Thus, in the machining process, it is necessary to change the rotation speed of the spindle corresponding to each size of work. Therefore, the PID selfadjusting controller application fully complies with our proposed system.
4.2. Application to Metal Cutting Machine
The test machine we propose is a lathe machine which uses hydraulic drive for the spindle. The system is compared to the one that has the spindle driven by a 3phase electric motor via an inverter. A photo of the test machine is shown in Figure 20.
The size and details of the workpiece are shown in Figure 21; the selected material is CT38 steel.
Choose cutting tool and machining parameters according to Mitsubishi standard, as shown in Table 7.

The machining of 3 different samples on each system, i.e., a total of 6 samples, was taken, where the samples 13 are machined with hydraulic drive system and the samples 46 machined with threephase electric motor system. The measurement of 6 specimens was processed on the measuring machine Mitutoyo Surftest SJ301. The details of speciments and of the measurement are shown in Figure 22.
The results of the samples 1, 2, and 3 are shown in Table 8 and the values for Rz and its graphs are on Figure 23.

The results of the samples 4, 5, and 6 are shown in Table 9 and the values for Rz and its graphs are on Figure 24.

On Table 8, we found that the 3 samples had the same roughness and the average was 21.381 (μm). On the other hand, the profile in the graph (Figure 23) was relatively uniform, according to the corresponding standard (grade 5).
Similarly, on Table 9, with the same machining parameters, we find that the 3 machined samples have the average roughness value of 26.535 (μm). The profile for each sample is almost the same and the roughness grade is 5 as shown in Figure 24.
Based on the above results, we found that, with the same machining process on the two spindle drive systems, the surface roughness was in the same grade (grade 5).
5. Conclusions
In this paper, a new model for the working shaft transmission was designed and built. Then, the mathematical equations for the signals of the system can be obtained. Furthermore, the fuzzy selftuning PID controller with the , , and parameters is chosen for the velocity response of the working shaft (at different setting speed). This study took into account the set of influenced parameters such as the moment of mass inertia of the work shaft assembly; the friction on the work axis; the moment of mass inertia of rotor and viscous friction on the rotational axis of hydraulic engine; and the elastic deformation of the transmission belt from the hydraulic motor to the work axis. The testrig of ATACOHS is built and the control program is developed. Based on the experimental results, the following conclusions can be made:(1)We proposed a model of two rotational masses and two elastic stages with mathematical descriptions showing the relationship between the input and output signals in the system.(2)Fuzzy PID parameters have been found to control the system at different setting speeds.(3)The effect of oil temperature (from 40°C to 80°C) to the velocity response of the working shaft is considered (this is to confirm that the PID selfadjusting controller is appropriate for our particular application). The transient response of ATACOHS shows a good trend. However, it is better if the temperature of the oil is not higher than 70°C.(4)The highlight of this paper is that we have applied ATACOHS on the spindle of the lathe with the mostly same results of surface roughness with reference to the threephase electric system. This result will apply the new transmission system for the spindle of the metal cutting tool, and the hydraulic motor system for the spindle will be synchronous with the toolfeeder hydraulic cylinder drive that the manufacturers are currently used.(5)The ATACOHS can be developed to apply for controlling the spindle of metal cutting machines and specialized high capacity CNC machines because it has many oustanding features such as compact structure, simple to operate, and stepless controls of the spindle speed without the need of a gearbox.(6)In the next publication, we will introduce the relationship between the output signal n_{1} and the input signal . The proposed experimental model is the hydraulic spindle lathe driven by hydraulic motors. The next study will include the investigation of ATACOHS dynamics through the quality of surface roughness of machined parts in which the reference spindle drive system is a threephase electric motor.
Appendix
See Table 10.

Data Availability
The data used to support the findings of this study are available from the corresponding author upon request.
Conflicts of Interest
The authors declare that they have no conflicts of interest.
Acknowledgments
The authors would like to extend their sincere thanks to staffs at the Institute of Mechanical and Automation, Danang University of Science and Technology, Vietnam, for the supports and experimental tests.
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Copyright
Copyright © 2019 Ngoc Hai Tran et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.