Mathematical Problems in Engineering

Volume 2016 (2016), Article ID 4085929, 11 pages

http://dx.doi.org/10.1155/2016/4085929

## Adaptive Neural Control of Nonaffine Nonlinear Systems without Differential Condition for Nonaffine Function

The College of Aeronautics and Astronautics Engineering, Air Force Engineering University, Xi’an 710038, China

Received 10 December 2015; Revised 4 May 2016; Accepted 16 May 2016

Academic Editor: Haranath Kar

Copyright © 2016 Chaojiao Sun et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

#### Abstract

An adaptive neural control scheme is proposed for nonaffine nonlinear system without using the implicit function theorem or mean value theorem. The differential conditions on nonaffine nonlinear functions are removed. The control-gain function is modeled with the nonaffine function probably being indifferentiable. Furthermore, only a semibounded condition for nonaffine nonlinear function is required in the proposed method, and the basic idea of invariant set theory is then constructively introduced to cope with the difficulty in the control design for nonaffine nonlinear systems. It is rigorously proved that all the closed-loop signals are bounded and the tracking error converges to a small residual set asymptotically. Finally, simulation examples are provided to demonstrate the effectiveness of the designed method.

#### 1. Introduction

As a powerful technology for control design, approximation-based adaptive control has been considered extensively for uncertain nonlinear systems and attracts an ever increasing interest [1–7]. Many remarkable results have been achieved by using neural networks or fuzzy systems as universal approximators [8–16]. By employing the capability of these approximators, the unknown nonlinear functions in system can be handled with little knowledge of system plant. In particular, many important achievements have been obtained on uncertain affine nonlinear systems in which the control input appears linearly in the state equations [13–16]. However, in practice, there are many systems falling into the category featured with a cascade and nonaffine structure, such as biochemical process [17], Duffing oscillator [18], aircraft flight control system [19], and mechanical systems [20]. Moreover, it is well known that nonaffine nonlinear system has a more representative form than the affine ones, and no affine appearance of the control input to be used makes the control design more difficult [21]. Recently, some methods have been developed for nonaffine nonlinear systems with the help of the implicit function theorem [22–25]. In [22], a direct adaptive state-feedback controller is constructed for nonaffine nonlinear systems using a neural network with flexible structure. By employing Taylor series expansion of nonaffine nonlinear function, an adaptive neural control scheme is proposed with a high-gain observer in [25]. In these methods, the feasibility of using neural network to approximate the desired control input is ensured based on the implicit function theorem, and the approximation-based direct adaptive controller is then proposed for nonaffine nonlinear systems. Consequently, differential conditions for the nonaffine nonlinear functions of systems are required for the sake of using the implicit function theorem. More recently, an observer-based adaptive neural control scheme is proposed for the nonaffine nonlinear system in the presence of input saturation and external disturbance [26]. In [27], excellent control performance has been achieved by dynamic learning from adaptive neural network control for nonaffine nonlinear systems. By monitoring the tracking performance, a performance-dependent self-organizing control approach is proposed in [28].

Thus far, though many significant results have been obtained for nonaffine nonlinear systems [29–40], there are still some problems that should not be negligible, which are summarized as follows:(1)The nonaffine nonlinear function in (1) is assumed to be differentiable with respect to in all the existing methods. Apparently, this assumption is too much restrictive for applying the control methods to real systems. Moreover, as is well known, nonsmooth nonlinearities such as dead-zone and backlash exist in a wide range of real control systems [41–45], which leads to being not partial-differentiable with respect to . Consequently, the conventional control methods for nonaffine nonlinear systems will inevitably be failure. Therefore, the cancellation of differential condition for nonaffine function has the applicable importance.(2)Meanwhile, to ensure the control direction, the assumption that must be strictly positive or negative is always used and viewed as the controllability condition in almost all the existing control scheme for nonaffine nonlinear systems [25, 27]. As a result, this restrictive conditions on severely limit the range of application of the control methods for nonaffine nonlinear systems. However, actually, the control direction can be determined even though does not exist or is not strictly positive or negative as shown in the later of this paper.(3)On the other hand, many works on the controller design for nonaffine nonlinear systems are carried out with being bounded by both upper and lower bounds [26–28]. Therefore, a priori knowledge of the plant dynamics was required to determine these bounds, which may be very difficult to acquire in practical application. The control design would be more reasonable and difficult if only semibounded condition is available. It is the above discussions that motivate our work in this paper.

The main novelties of our paper are as follows:(1)An adaptive neural control scheme is proposed for nonaffine nonlinear systems without any differential conditions for , which suggests that the nonaffine nonlinear function is continuous and not necessarily differentiable in our approach. It is noticeable that our method is certainly suitable for the case of being differentiable with respect to . Furthermore, the control-gain function is molded without using the mean value theorem. Hence, the control direction is ensured without any knowledge of , which is clearly different from any other methods.(2)Compared with most of the available researches, only a semibounded condition for nonaffine nonlinear function is required in this paper, which makes the control design much more difficult. To cope with this difficulty, the basic idea of invariant set theory is constructively introduced in this control design for nonaffine nonlinear systems in the light of [46]. This enables the proposed scheme to have great potential in practical application.(3)The number of the online adaptive parameter is only two and is independent of the dimensionality of system. Furthermore, semiglobal uniform boundedness stability is rigorously established using the Lyapunov approach.

The rest of this paper is organized as follows. Section 2 gives the problem formulation and preliminaries. Adaptive neural controller is developed for a class of nonaffine nonlinear system with external disturbance in Section 3. The stability analysis of the closed-loop system is given in Section 4 using Lyapunov analysis theory and invariant set theory. In Section 5, simulation studies are performed to show the effectiveness of the proposed scheme. Finally, the conclusion is included in Section 6.

#### 2. Problem Statement and Preliminaries

##### 2.1. Problem Formulation

Consider a class of uncertain SISO nonaffine nonlinear system as follows:where denotes the state vector of the system; and are the control input and system output, respectively. The unknown continuous function represents nonlinearities that are nonaffine for the control signal , and represents the external disturbance of system. It is noted that the nonaffine function is assumed to be continuous rather than smooth or differentiable in our paper.

The control objective is to design adaptive neural tracking control such that the system output follows the desired trajectory in the presence of external disturbance and nonaffine nonlinearity.

The main difficulty of this control design problem is that the system input does not appear linearly, which makes the direct feedback linearization difficult or impossible. Define the functionBefore proceeding to the direct adaptive neural control design of system (1), let us consider the following assumptions.

*Assumption 1. *For all and in system (1), there exist constants , , , and such thatwhere and are positive constants.

*Remark 2. *It should be noticed that nonaffine function is continuous and not necessarily differentiable in Assumption 1. Therefore, there is no differential condition for in our method. This fact distinguishes our proposed control system from all the existing methods.

*Remark 3. *It is worth mentioning that is semibounded in Assumption 1; namely, the upper bound and lower bound of in the case of and are cancelled, respectively. This is also quite different from other studies and makes the design work much more challenge in our paper. The merits for the cancellation of those bounds are illustrated as follows:(1)Consider the nonaffine nonlinear function in simulation example of [22] in which the assumption of is required with the constant being design parameter. However, it is doubtful that whether the inequality will be always satisfied in the simulation of [22] because the design parameter must be specified by designer previously and is time-varying. Therefore, this problem makes the simulation in [22] questionable. However, it is easily known that for and for . Hence, our method is suitable for this example without doubt.(2)In [26, 27], the adaptive tracking controller was constructed under the assumption that with and being positive constant or positive-defined function of . By integrating with respect to over , we can easily obtain which can be rewritten asComparing the above inequalities with (3) of Assumption 1, it can be found that Assumption 1 is apparently more relaxed.

*Assumption 4. *For all , there exist unknown positive constant such that .

*Assumption 5. *Define the desired trajectory as ; we assume that the reference signals are smooth and bounded; that is, there exists a positive constant such that , where denotes . For conciseness, define throughout this paper.

Lemma 6 (see [47]). *Consider the dynamic system in the form ofwhere and are positive constants and is a positive function. Then, for any given bounded initial condition , we have .*

Lemma 7 (see [6]). *Hyperbolic tangent function will be used in this paper, and it is well known that is continuous and differentiable, and it fulfils that for any and *

Lemma 8. *For , if , then , where .*

*Proof. *Substituting into the term , then we will find that is an identical equation. And it is easy to know that by noting .

##### 2.2. RBFNN Basics

The radial basis function neural network (RBFNN) is considered to be used for the controller design in this paper, which is utilized to approximate the continuous function : where the input vector , weights vector , the neural network node number , and with being chosen as the commonly used Gaussian functions aswhere is the center of the respective field and is the width of the Gaussian function.

It has been proven that network (8) can approximate any continuous function over a compact set to any desired accuracy in the form ofwhere is the ideal constant weight vector and is the approximation error which is bounded over the compact set; that is, , with being an unknown constant. In this paper, is denoted as to simplify the notation.

The optimal weight vector is an “artificial” quantity required only for analytical purposes. Typically, is chosen as the value of that minimizes over ; that is,

In this paper, let and denote the 2-norm of a vector and a square matrix , respectively.

#### 3. Adaptive Neural Tracking Controller Design

In this section, adaptive neural tracking controller will be developed for the uncertain nonaffine nonlinear system (1). The design work is under the condition that the full state of system (1) is available for feedback. To begin with this work, we defineIn accordance with (12), the filtered tracking error of nonaffine nonlinear system (1) is defined as follows:where and are positive constants, specified by designer.

*Remark 9. *It has been shown in [48] that definition (13) has the following properties: (a) defines a time-varying hyperplane in on which the tracking error converges to zero asymptotically.(b)If with constant , then will converge to , which is specified aswith a computable constant.

Subsequently, to confine to a small neighborhood of origin, the regulation of will be investigated in the following.

Differentiating (13) and using (1) and (12) yields

Consider the stabilization of system (15) and the following quadratic function candidate:

The time derivative of along (15) is

Using Assumption 4 and the definition of , we havewhere . Due to the presence of unknown continuous function , a RBFNN is then considered to be used to approximate it as follows:where is the approximation error, satisfying with being an unknown constant. Using (19), we can further obtain

In view of Young’s inequality, we have thatwhere is any positive constant. Substituting (21) into (20) yields

Consider the following Lyapunov function:where , , and is a positive constant and defined as . is the estimate of which is defined as . is the estimate of which is unknown constant and will be defined later. and are design parameters.

Then, we can determine the control law and its adaption laws as follows:where , , , , , , , and are design parameters.

*Remark 10. *From (12) and the definition of and , it is easily known that , , and can be expressed in form of . Therefore, it can be learned from (24) that can be expressed as a continuous function in form of . It should be noted that is a continuous function of and . Thus, it can be concluded that is a continuous function of . In the sequel, we have that can be expressed in the following form:where is an introduced continuous function. This will be useful in the stability analysis hereinafter.

#### 4. Main Results

In this section, the main results of this paper will be stated, and stability analysis will be given. The main results of our paper are given as follows.

Theorem 11. *Consider the closed-loop system consisting of the nonaffine nonlinear system (1) satisfying Assumptions 1, 4, and 5, the control law (24), and the adaption laws (25) and (26). Given any , then, for bounded initial conditions satisfying , , and , there exist , , , , , , , and such that for and the following properties are guaranteed:**(i) All of the closed-loop signals are bounded, and the state vector remains withinwhere the size of the positive constant depends on the initial conditions and design parameters.**(ii) The filtered tracking error and tracking error will eventually converge to compact sets and , respectively, defined bywhere is a constant related to the design parameters. Therefore, and can be made as small as desired using a trial-and-error method to obtain the appropriate design parameters.*

*Proof*. Considering the set and noting that , we have with polynomial being Hurwitz. Consequently, we can conclude that is compact because and are compact. It is easy to see from (27) that all variables of the continuous function are in the compact . Therefore, has a maximum on , where is an unknown constant. Noting (27), we have that, on , the following inequality is satisfied:which can be rewritten asSimilarly, there exists an unknown positive constant such thaton the compact set .

*Remark 12. *It should be mentioned that (30) and (31) do not contradict with Assumption 1. Equation (30) is satisfied only for , while Assumption 1 is imposed for all and . From Remark 10, we have with being a continuous function; therefore, (32) is satisfied on the set . The following analysis are based on (30)–(32); thus, we need to prove that all the variables of will stay in it. Note that , which implies that all the initial conditions of the concerned variables are within . Therefore, in the sequel, we only need to prove that is an invariant set.

Using (3) and (31), one obtainwhich can be further rewritten as Define and . Then we can know from (34) that for and for . We can further rewrite (34) asBased on Lemma 8, it can be learned from (35) that there exist functions and taking values in the closed interval and satisfyingwhich can be further rewritten asTo facilitate the control design, define piecewise functions and as Then, we can know that where is defined in (23) and . With the help of (38), we can rewrite (37) asThen, noting the definition of , the original system (1) can be rewritten as

*Remark 13. *It can be seen from (39) and (41) that the control direction is positive in our method, which guarantees the controllability of system. And the control-gain function is obtained without any prior knowledge of , which implies that the conditions of are no longer required to obtain the control direction. This is quite different from other researches. To further show that the control direction is independent of the condition of being strictly positive or negative, let us consider the function . It is easily known that is positive at and negative at . So it is not strictly positive or negative. But it still satisfies Assumption 1 because for and for , and hence it follows from the analysis of this paper that the control direction is positive in the case of .

Noticing (22), (23), and (40), it can be known from the previous analysis that the time derivative of is where the unknown positive constant is defined as and has been mentioned previously. Substituting (24) into (42) yields It should be noticed that and according to (25), (26), and Lemma 6. Therefore, it follows from (43) that Noting and substituting (25) and (26) into (42), we haveBy virtue of (7), we can further obtainUsing the inequalitieswe further havewhere

*Remark 14. *From (49), we can know that can be made arbitrarily small by reducing the design parameters , , , and , while can be made arbitrarily large by increasing the design parameters , , and . Thus, we can always have by appropriately choosing the design parameters, and hence it follows from (48) that on . Therefore, if , then for all . In other words, is an invariant set [46] (please see [46] for details), and all the variables of will stay in it as long as their initial conditions do be in . Note that we assume in Theorem 11; therefore for all , and all the variables of will stay in .

Multiplying (48) by yieldswhich impliesIntegrating (51) over , we havethenwhere . From (53), it is known that , , , and are bounded. Considering the definition of in (23) and applying (53), the following inequality hold:which implies thatDefine . From (13), we know that there is a state-space representation for mapping ; that is, with , , and being a stable matrix. It is known from this state-space representation that there is a positive constant such that and the solution for is Accordingly, it follows thatTherefore, we haveNoting and , we obtainSubstituting inequality (58) into the above inequality leads towhere , whose size depends on the initial conditions and design parameters. Then property (i) of Theorem 11 holds.

In addition, according to (16) and (23), we have that . Using (53), the following inequality holds:where . It can be concluded form Remark 9 that and will eventually converge to compact sets and defined in Theorem 11. Note that the size of can be minimized by the design parameters , , , , , , and . Therefore, by appropriately online-tuning the design parameters, the compact sets and can be made as small as desired. This completes the proof.

*Remark 15. *In this paper, the main novelties lie on the following: firstly, in the light of the idea in the dynamic surface control [46], we find out the fact (30) is satisfied on the set . This fact is very useful to solve the difficulty of modeling the nonaffine function under semibounded condition. Secondly, we use a new method to model the nonaffine function as shown in (33) to (40), without using the mean value theorem. These are new works on nonaffine nonlinear systems.

*Remark 16. *The control performance can be improved in the sense of reducing the size of by an appropriate choice of the design parameters , , , , , , and . Noting , it can be known from (61) that the decrease of can be achieved through increasing and decreasing . From Remark 14, it can be further known that increasing , , and and decreasing , , , and lead to the decrease of and result in the acceleration of the convergence rate of the varieties in the system. It is noted that if and are too small, it may not be enough to prevent the parameter estimates from drifting. If , , and are big, the control energy is big. Therefore, in practical applications, the design parameters should be adjusted carefully to achieve suitable transient performance and control action.

#### 5. Simulation Results

To illustrate the effectiveness and advantage of our proposed control scheme, two simulation examples are shown in this section.

*Example 1. *Consider a nonaffine nonlinear system described bywhere and .

In accordance with (24), the controller in our scheme is designed aswith the adaption laws aswhere , , , , and . As for RBFNN, it is well known that the selection of the centers and widths would have a great influence on the performance of the designed controller in practice. According to [49], Gaussian RBFNN arranged on a regular lattice on can uniformly approximate sufficiently smooth functions on closed, bounded subsets. Accordingly, in our simulation studies, the centers and widths are chosen on a regular lattice in the respective compact sets. Particularly, neural network in Example 1 contains 9 nodes with centers evenly spaced in the interval and widths equal to . The initial conditions are supposed to be , , and . The desired trajectory .

For comparison, the scheme in [47] is also applied to system (62). According to [47], the adaptive neural controller is designed as follows:where , , and in this simulation, and the details on the vector variable and the adaption laws can be seen in [47]. The adaption gains for [47] are selected as the same as our scheme. The simulation results for both schemes are shown in Figures 1–4. In Figure 1, the black dotted line represents the desired trajectory , the red line represents the system output for scheme in [47], and the blue line represents the system output for our scheme. It can be observed from Figure 1 that the system outputs of both schemes track the desired trajectory very well. Figure 2 shows the tracking errors of both schemes. In this figure, we can know that the tracking error of our scheme is smaller than [47] under the same conditions. Figure 3 shows the system states of both schemes. Figure 4 illustrates the control inputs of both schemes. Based on these simulation results, we can know that our scheme can not only guarantee the boundedness of all the signals but also achieve better tracking performance than [47].