Review Article | Open Access
Natalie E. Allen, Allison K. Schwarzel, Colleen G. Canning, "Recurrent Falls in Parkinson’s Disease: A Systematic Review", Parkinson’s Disease, vol. 2013, Article ID 906274, 16 pages, 2013. https://doi.org/10.1155/2013/906274
Recurrent Falls in Parkinson’s Disease: A Systematic Review
Most people with Parkinson’s disease (PD) fall and many experience recurrent falls. The aim of this review was to examine the scope of recurrent falls and to identify factors associated with recurrent fallers. A database search for journal articles which reported prospectively collected information concerning recurrent falls in people with PD identified 22 studies. In these studies, 60.5% (range 35 to 90%) of participants reported at least one fall, with 39% (range 18 to 65%) reporting recurrent falls. Recurrent fallers reported an average of 4.7 to 67.6 falls per person per year (overall average 20.8 falls). Factors associated with recurrent falls include: a positive fall history, increased disease severity and duration, increased motor impairment, treatment with dopamine agonists, increased levodopa dosage, cognitive impairment, fear of falling, freezing of gait, impaired mobility and reduced physical activity. The wide range in the frequency of recurrent falls experienced by people with PD suggests that it would be beneficial to classify recurrent fallers into sub-groups based on fall frequency. Given that there are several factors particularly associated with recurrent falls, fall management and prevention strategies specifically targeting recurrent fallers require urgent evaluation in order to inform clinical practice.
Falls are a debilitating and costly problem for many people with Parkinson’s disease (PD), with people with PD twice as likely to fall as people with other neurological conditions . The consequences of these falls are significant and far reaching, often resulting in injury [2, 3] and contributing to fear of falling , reduced activity levels , poor quality of life [2, 5], and care giver stress [6, 7]. Given that the prevalence of PD in developed countries is expected to double from 2005 to 2030 , PD-related falls can be expected to have a major impact on health care systems in the coming decades.
While it is well known that recurrent falls are a problem for people with PD, the extent and severity of this problem are not well understood. In the general older population, recurrent falls are said to have occurred when an individual falls more than once in a given time period (usually 12 months). Using this definition, around 15% of people in the general older population are classified as recurrent fallers . However, recurrent falls are frequent amongst people with PD, with one study reporting that over 50% of participants fell recurrently . Furthermore, in a survey of 100 people with PD, 13% reported falling more than once per week, with most of these people falling multiple times a day . This suggests that factors underlying recurrent falls in people with PD are different from those underlying recurrent falls in the general population. Consequently, it may be that methods of assessment and classification of fallers, along with fall prevention interventions implemented in the general population, may not be sufficient or appropriate for people with PD.
There are several risk factors known to be associated with falls in people with PD. These include a history of falls, postural instability, freezing of gait, leg muscle weakness, and cognitive impairment [10, 12–16]. However, there appears to be a wide range in the frequency of falls amongst people with PD , and there is some evidence to suggest that the risk factors for single falls may differ from the risk factors for recurrent falls .
Despite the fact that recurrent falls are a substantial problem for people with PD, the scope of, and risk factors for, recurrent falls in PD are not clearly understood. Previous reviews of falls in people with PD have addressed the overall scope of and risk factors for falls [12, 19]. However, improving the understanding of recurrent falls specifically is the first step towards developing effective interventions designed to reduce and manage these falls. Therefore, this paper aimed to examine studies reporting recurrent falls in people with PD to determine the following.(1)How are recurrent falls classified?(2)What are the rates of recurrent falls?(3)What specific factors are associated with recurrent falls?
A search was conducted on the 6th and 7th of September 2011 utilizing MEDLINE, EMBASE, CINAHL, AMED, and PsycINFO from the time of their earliest records. The following search terms were used: “PD,” “recurrent falls,” “fall*,” “fall risk,” “repeated falls,” “multiple falls,” and “frequent falls.” Studies included were published journal articles of descriptive or intervention studies including at least 15 participants with PD, and reporting information concerning recurrent falls which was collected prospectively. Studies were considered to have collected falls data prospectively if the data pertained to falls that occurred after the participants entered the study, regardless of the method of falls data collection. Study eligibility was determined in a two-stage process, conducted by one investigator (AKS). Firstly, all study titles and abstracts were screened and studies that clearly did not meet the inclusion criteria were excluded. Secondly, the full article was obtained for the remaining studies and each study was assessed for eligibility. If the investigator was unsure if a study was eligible, a second investigator was consulted (NEA or CGC).
Recurrent falls were defined as having occurred when participants reported more than one fall within the reporting period. Where sufficient data were reported, the number of falls sustained by recurrent fallers (as a group) and the average number of falls per individual recurrent faller were calculated for each study. The reporting period was then used to adjust the data to calculate the number of falls per faller per year (i.e., number of falls divided by the number of fallers, adjusted when necessary to reflect a 12-month reporting period) and falls per participant per year (number of falls divided by the number of participants in the study, adjusted when necessary to reflect a 12-month reporting period). It is acknowledged that this method of adjustment is not ideal as it does not account for the effect of disease progression; however, it facilitates comparison of studies with different reporting periods.
The literature search yielded 1217 results, with 22 studies (Table 1) [2, 10, 13, 15, 16, 18, 20–36] containing information relevant to the review questions (Figure 1 ). Seven of the included studies provided information regarding factors associated with recurrent falls (Table 2) [2, 15, 18, 23, 28, 33, 34].
aParticipant number—number reported (number recruited).|
bFall definition —1 = unintentional/unexpected change in position, 2 = person comes to rest on lower level, 3 = not as a result of a major intrinsic event or overwhelming hazard.
cNumber (%) of fallers—reported for fallers (single + recurrent), single fallers, and recurrent fallers.
dNumber of falls—recurrent falls are shown in bold.
eFalls/faller—number of falls divided by the number of fallers, calculated for each reported fall category.
fFalls/faller/yr—number of falls divided by the number of fallers, adjusted to give an approximate yearly rate.
gFalls/participant/yr—number of falls divided by the number of participants in the study, calculated for each reported fall category, and adjusted to give an approximate yearly rate.
Bold font indicates data pertaining to recurrent falls; ‡study is an intervention trial; *data calculated from published paper; †definition of falls included all of the following: “near falls” (i.e., fall initiated but arrested by support from a wall, railing, other person, etc.), “whole body falls,” falls to the hand or knee, and falls that were unable to be categorized based on the information reported by the participant. Only data for “whole body falls” and falls to the hand or knee are reported in this table.
PD: Parkinson’s disease; LOC: loss of consciousness; NR: not reported or insufficient detail to calculate; Y: yes; N: no; FOG: freezing of gait; Sx: surgery.
aParticipant number-number reported (number recruited).|
NR: not reported; UPDRS: Unified Parkinson’s Disease Rating Scale; H&Y: Hoehn and Yahr stage; CCDRSum: Caregiver-rated Clinical Dementia Rating Scale; ABC: Activities-Specific Balance Confidence Scale; 6MWD: 6-minute walk distance; ADL: activities of daily living; TUG: timed up and go.
3.1. Classifying Falls
Most authors have used aspects of the definition for falls proposed by the Kellogg International Work Group on the prevention of falls by the elderly  (Table 1). This definition consists of three components: that a fall is an unintentional or unexpected event, it results in the person coming to rest on the ground or another lower level, and that it is not the result of a major intrinsic event (such as a loss of consciousness) or overwhelming external force. Seven (32%) of the included studies used a definition which incorporated all three components [10, 16, 21, 22, 24, 25, 32, 36], while 3 (14%) of the studies did not provide a definition for falls [23, 27, 31].
Sixteen (73%) of the studies classified fallers into groups which separated out participants who fell more than once in the recording period (i.e., recurrent fallers) from participants who did not fall, or who fell once (Table 1) [2, 10, 15, 16, 18, 21–23, 25, 27, 28, 30–35]. Three studies further classified the recurrent fallers into subgroups [30–32]. The time periods over which falls were reported was variable (Table 1); however the most common reporting time was 12 months (11 studies, 50%) [10, 13, 15, 18, 20, 23, 25, 27, 31, 33, 35]. There was one study that recorded falls for 24 months  and one that reported from entry into the study until death, ranging from 6 to 29 months .
3.2. Rates of Falls and Recurrent Falls in Parkinson’s Disease
Fourteen (64%) of the studies recorded fall rates using the gold-standard method of a falls diary, calendar or postcard [2, 10, 13, 15, 16, 20–22, 24–26, 29, 30, 35, 36]. Several studies recorded falls via conducting telephone interviews at set intervals, ranging from monthly [18, 33] to three monthly [28, 34] or six monthly  intervals. Other studies utilized responses to regular mail queries , monthly outpatient follow-up sessions , or medical record observation .
The proportion of participants who fell at least once during the reporting periods was highly variable (Table 1), ranging from 35%  to 90% , with an average of 60.5%. Recurrent fallers accounted for between 18%  and 65%  of participants (average 39%) and made up a large proportion of the fallers, ranging from 50% [2, 16] up to 86%  of fallers (average 68%).
The rate of falls per recurrent faller per year was found to be high, ranging from 4.7  to 67.6  falls per recurrent faller per year (average 20.8) (Table 1). An example of the very high rate of falls experienced by some individuals is reported by Goodwin et al. , where one participant fell 577 times in 20 weeks, which is approximately equivalent to 1500 falls in 1 year.
3.3. Factors Associated with Recurrent Falls in Parkinson’s Disease
Seven studies were identified which examined potential factors associated with recurrent falls (Table 2). Six of these studies reported univariate and/or multivariable regression analyses [2, 15, 23, 28, 33, 34], with four studies aiming to identify models which can be used to predict future recurrent fallers [2, 28, 33, 34]. One study  aimed primarily to identify variables explaining fall frequency in fallers with PD.
Examination of these studies revealed that a history of a previous fall or falls was a significant factor associated with recurrent falls in all six of the studies that included it in their analysis [2, 15, 18, 23, 33, 34]. It was also found to be a predictor of future recurrent fallers in three of the four studies which aimed to predict recurrent fallers [2, 33, 34].
Disease severity as measured by Hoehn and Yahr stage  or by the Unified Parkinson’s Disease Rating Scale (UPDRS)  was found to be significantly associated with recurrent falls in five of the seven studies [2, 15, 23, 33, 34]. It also predicted future recurrent fallers in half of the studies which aimed to identify predictive variables [2, 34]. One study found that the relative risk of recurrent falls was 13.4 (95% CI 0.4 to 27) for people with Hoehn and Yahr stage 1 to 2.5 and was greater than 100 (95% CI 3.1 to 585) for people at stage 3 to 4 .
Fall frequency has been analyzed as a continuum in relation to disease severity, age, medications, cognitive variables, orthostatic hypotension, and visual impairment using negative binomial regression in one study . Results showed that disease severity (as measured by the UPDRS), treatment with dopamine agonists, and impaired attention were associated with fall frequency, with associations remaining after adjustment for disease severity. A further study showed an association between fall frequency and cognitive impairment as measured by a Clinical Dementia Scale rated by caregivers .
Fear of falling was examined in five of the seven studies [2, 18, 23, 33, 34] and was a significant variable in two of these studies [18, 33]. Fear of falling was shown to be increased in recurrent fallers as compared to single fallers , and it was found to be a strong independent predictor of future recurrent fallers utilizing the Activities-Specific Balance Confidence Scale . A cut-off score of 69 on this scale correctly identified 93% of recurrent fallers (sensitivity) and 67% of nonrecurrent fallers (specificity).
Reduced mobility in recurrent fallers was a common theme emerging from between group comparisons. Compared to single and nonfallers, recurrent fallers demonstrated poorer performance on the Functional Gait Assessment , the Timed Up and Go [28, 34], and walking speed measures . Recurrent fallers had increased use of walking aids as compared to a group of single fallers  and combined single and nonfallers . Additionally, 31% of falls amongst recurrent fallers occurred when using a walking aid . Recurrent fallers also demonstrated reduced walking capacity in terms of six minute walk distance and had reduced speed of standing up from sitting, compared to single fallers .
Increased motor impairment as measured by the UPDRS motor score  was found to be a predictor of future recurrent falls , and recurrent fallers were shown to have increased motor impairment as compared to single fallers . In particular, freezing of gait as measured by the UPDRS item 14 was associated with increased risk of recurrent falls . Reduced physical activity levels, longer disease duration, and higher doses of levodopa have also been observed in recurrent fallers .
Recurrent falls are a common problem in people with PD affecting around 70% of people with PD who fall (Table 1). However, there is substantial variability in the falling rates reported in the studies included in this paper, with the proportion of fallers (single and recurrent) ranging from 35 to 95%. This high variability in reported falling rates may be attributable in part to the specific inclusion criteria used in different studies. The study with the highest proportion of fallers included only participants who had PD with dementia . The study with the next highest portion of fallers (86%) included only participants who had experienced more than one fall in the past year, meaning that retrospectively the entire sample was recurrent fallers .
Differences in the method of monitoring falls could also contribute to the variability seen in fall rates across the included studies. The falls diary is the preferred method of falls monitoring  as it enables falls to be recorded immediately after they have occurred, minimizing the chance of participants forgetting to report a fall. Only 14 (64%) of the included studies used a falls diary or similar monitoring system (e.g., postcards or calendars) [2, 10, 13, 15, 16, 20–22, 24–26, 29, 30, 35, 36]. Several other studies used methods, such as telephone interviews, where participants were required to recall the falls they had experienced over a particular time frame [18, 23, 27, 28, 31, 33, 34]. Where the time period to be recalled is long, the number of falls reported may be underestimated. Retrospective studies have reported rates of falls per recurrent faller per year of 3.4 and 5.0 [41, 42]. This is similar to the lowest number of falls per recurrent faller per year (4.7) reported by a prospective study included in the present review , which collected falls data using a 6 monthly telephone call. In research involving the general older population it has been suggested that notification of falls should occur at least monthly . However, the high prevalence of cognitive impairment [44, 45] and the high frequency of falls experienced by some individuals with PD suggest that a recording system where falls are documented immediately should be used in this population.
Variations in classifying fallers were attributable to differences in the definition of what constitutes a fall as well as differences in the way fall categories were defined. Most studies adhered to aspects of the definition recommended by the Kellogg International Work Group  for use with the older population. However, some studies deviated from this definition or did not stipulate how a fall was defined (Table 1). Additionally, this paper found substantial variability in the way that fallers were categorized. For example, nonfallers and single fallers have been combined under the categories of “nonrecurrent fallers” [33, 34] and “nonfallers” [28, 46–49]. While authors use different categories depending on the purpose of their study, the inconsistent categorization of participants is ambiguous and makes comparisons between studies more difficult. This problem could be addressed by standardizing the categories used in future studies. For example, Thomas et al.  categorized recurrent fallers according to the number of falls in three months including; “infrequent fallers” (2 to 4 falls), “frequent fallers” (5 to 15 falls), and “very frequent fallers” (>15 falls). The categories of “nonfallers” (0 falls) and single fallers (1 fall) could be added to this to cover the spectrum of fall rates seen in people with PD.
Substantial variability is also seen in the length of time over which falls data is collected, with the reporting period in the included studies varying from 1 to 29 months. In the present paper, fall rates were adjusted to an approximate yearly rate to facilitate comparison between studies (Table 1). However, this adjustment does not account for disease progression. It seems likely that, as disease severity increases over time, falling rates will also increase [2, 15, 23, 33, 34] until the individual becomes immobile . Consequently, the adjustments used to provide annual fall rates for this review potentially underestimate the rate in studies with a reporting period of less than twelve months [2, 26, 29, 30, 36] and overestimate the rate for the study with a reporting period of longer than twelve months . In order to facilitate comparison of future studies with varied reporting periods, it is recommended that fall data be reported at predetermined intervals. A consensus meeting of experts regarding the general older population recommended that falls be monitored for 12 months . No such review has been undertaken regarding the PD population specifically, although a shorter time period is considered acceptable as people with PD fall more frequently than the general older population .
This paper has summarized factors associated more strongly with recurrent fallers than single and nonfallers (Table 2). Disease severity was found to be significantly associated with recurrent falls [2, 15, 23, 33, 34] and to be a predictor of future recurrent fallers [2, 34]. A previous review of prospective studies of falling in PD  also found that, as the UPDRS motor score increased, the risk of falling increased until the UPDRS score reached around 50 points. Thereafter the risk of falling largely stabilized, with a possible slight reduction in risk with severe disease. The authors speculated that the inclusion of more participants from institutionalized care could result in a further decrease in fall risk with severe disease severity due to the limited mobility of these types of participants. Similarly, the participants included in this paper were mostly community dwelling with mild-to-moderate levels of disease severity. Only one of the included studies  examined falling in participants in institutional care. The relationship between disease severity and falls in people with more severe disease, including those requiring care in an institution, requires further investigation.
Allcock et al.  demonstrated an association between fall frequency and impaired attention. It was suggested that impaired attention may contribute to falls by increasing difficulty with performance of concurrent tasks, which may inhibit the performance of compensatory movements to prevent a fall . However, a recent prospective study with a large sample of people with PD () has found that deterioration in gait under dual task conditions was not associated with future falls . Further research is needed to clarify the clinical implications of the association between cognitive impairment and recurrent falls.
Increased fear of falling has been associated with recurrent falls [18, 33]. This may occur as fear of falling can lead to self-induced restriction of activity  resulting in deconditioning and reductions in muscle strength which may increase fall risk [13, 16]. However, there is some evidence that not all recurrent fallers are fearful of falling. In a recent retrospective study  two participants who fell very frequently (falling 210 and 360 times each within 3 months) were found to have the lowest fear of falling, even when compared to those who fell rarely (0-1 fall). It was suggested that the experience of very frequent falling with no significant injury or negative consequences could lead to complacency and a resultant lack of fear of falling. Alternatively, low fear of falling could result in risk taking behavior and so contribute to increased incidence of falls. Future prospective studies could seek to clarify this relationship between fear of falling and fall frequency.
This paper identified several factors that have been found to be associated with prospectively recorded recurrent falls, including a positive fall history [2, 15, 18, 23, 33, 34], increased disease severity [2, 15, 33, 34], motor impairment [18, 33] and duration , treatment with dopamine agonists , increased levodopa dosage , cognitive impairment [15, 23], fear of falling [18, 33], freezing of gait , impaired mobility [18, 28, 34], and reduced physical activity . While these factors are also known to be associated generally with falls in PD [12, 14, 16, 30], the results of the studies included in this paper suggest that as these factors progress there is an increased tendency for recurrent falls to occur. However, the presence of these associations does not explain why a person with PD who falls occasionally begins to fall recurrently. There is a need for further prospective studies to be conducted which use multivariable regression to investigate the factors that were identified to be relevant in the present paper and their contribution to recurrent falling. Such work would aid in developing an understanding of the causes of recurrent falls. In addition, consideration of factors associated with recurrent falling reported in retrospective studies, including lower limb muscle power , impaired motor planning [14, 53], and urinary urge incontinence , requires prospective investigation to confirm these relationships. Similarly, the role of medication-related side effects, such as dyskinesia [2, 14] and orthostatic hypotension , requires further prospective evaluation regarding their role in recurrent falls in PD.
4.1. Clinical Implications
Several risk factors for falls have been found to be more strongly associated with recurrent falls than single falls, suggesting that individuals who fall recurrently may benefit from different fall reduction interventions than single or nonfallers. Some of the factors associated with recurrent falls are potentially modifiable, including cognitive impairment [55, 56], freezing of gait , fear of falling , reduced mobility , reduced physical activity [29, 59], and balance impairment . However, while there is evidence that these factors can be improved with intervention, it remains to be determined whether such improvements would result in reductions in fall frequency, particularly in recurrent fallers.
Given the inconsistent relationship between fear of falling and recurrent falls, it is recommended that fear of falling be assessed in all recurrent fallers and interventions provided accordingly. For example, where fear of falling is found to be high compared to actual fall risk, intervention to reduce fear of falling may be considered. Cognitive behavioral therapy used in conjunction with physical training has been shown to be effective in decreasing fear of falling in the general older population  but has not been investigated in the PD population.
Around 70% of people with PD who fall do so recurrently and many fall very frequently. Recurrent fallers reported 4.7 to 67.6 falls per recurrent faller per year confirming that recurrent falling is a substantial problem for this group. The high variability in the rates of recurrent falls seen in the literature may be attributable to variations in the inclusion criteria used, the method of recording falls, and the way that recurrent fallers are classified including variability in the reporting period used. The large number of falls experienced by some individuals suggests that recurrent fallers as a group should be subdivided into smaller groups based on falls frequency. Further research is needed to ascertain why some recurrent fallers fall much more frequently than others and to investigate falls reduction strategies specific to people with PD who fall recurrently.
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