Review Article

Mesenchymal Stem Cell Administration in Patients with Chronic Obstructive Pulmonary Disease: State of the Science

Table 3

Ongoing clinical trials with ADSC administration in COPD.

Registry codeNCT02041000NCT01559051NCT02161744NCT02216630NCT02135380NCT02645305NCT02348060

CountryUSAMexicoUSAUSAIndiaVietnamUSA

Start year
(follow-up)
January 2014
(6 months)
March 2014
(6 months)
May 2014
(1 year)
August 2014
(1 year)
August 2014
(9 months)
June 2015
(1 year)
November 2015
(1 year)

StatusRecruitingRecruitingRecruitingRecruitingUnknownRecruitingRecruiting

Patients ()Stage III/IV COPD; age 18–85 years ()Stage III/IV COPD; age 18–80 years ()COPD; age ≥ 18 years ()Stage IIa/III/IV COPD; age 18–85 years ()IPF, COPD; age 30–70 years ()Stage IIa/III/IV COPD, age 40–80 years ()COPD; age ≥ 18 years ()

DesignMulticenter, open-label, nonrandomized safety/efficacy studyMulticenter, open-label, nonrandomized, Phase I/II safety/efficacy studyMulticenter, open-label, nonrandomized, Phase I safety/efficacy studyOpen-label, nonrandomized, Phase I/II, safety/efficacy studyMulticenter, open-label, randomized, Phase I/II safety/efficacy studyOpen-label, safety/efficacy studyProspective observational cohort study

Treatment (cells, dose & delivery route)ADSCAutologous AD-SVF; IV infusion & inhaledAutologous AD-SVF; single IV injectionAutologous AD-SVF;
IV injection
Autologous AD-SVF/AD-MSC;
IV injection
Autologous AD-SVF & PRP; IV injectionAutologous AD-SVF;
Single IV injection

Study arm(s)
(procedure)
Single arm: ADSC therapySingle arm: ADSC therapy (lipoaspiration with local anesthesia)Single arm: ADSC therapy (lipoaspiration & IV SVF saline suspension)Single arm: ADSC therapy (lipoaspiration)Randomized: SVF; AD-MSCs; standard therapy (control)Single arm: ADSC & PRPSingle arm: ADSC therapy (lipoaspiration)

Primary outcomesSafety: AEs occurrence/frequency at follow-up
Efficacy: SGRQ QoL at follow-up
Efficacy: 6MWT at 3 & 6 months
Safety: number of AEs at 3 & 6 months
Safety: frequency of AEs and SAEs at follow-upEfficacy: FEV1 decline of ≤30 mL at follow-up
Safety: number of AEs at follow-up
Safety: treatment emergent AE rates at follow-upSafety: SGOT, SGPT at 1 monthEfficacy: CRQ-SAI at 1 year

Secondary outcomesEfficacy: GOLD-classified airflow obstruction & 6MWT at follow-upEfficacy: SGRQ at 3 & 6 monthsEfficacy: less decrease of FEV1 (ml), FEV1/FVC (%), DLCO (%) & 6MWT (mm) at 6 weeks to 1 yearEfficacy: decrease in 6MWD of <5% over 1 yearEfficacy: change in predicted FVC (%) & DLCO (%), changes in 6MWT & disease extent and severity (HRCT) at follow-upEfficacy: respiration rate, 6MWT, panic attack rate, and CRP concentration at 1, 6 & 12 monthsEfficacy: CRQ-SAI dyspnea, fatigue, emotional function, and mastery subscales at 12 months

COPD, chronic obstructive pulmonary disease; ADSC, adipose-derived stem/stromal cell; AE, adverse event; SGRQ, St. George Respiratory Questionnaire; QoL, quality of life; 6MWT, six-minute walk test; IV, intravenous; AD-SVF, adipose-derived stromal vascular fraction; SVF, stromal vascular fraction; SAE, severe adverse event; FEV1, forced expiratory volume in 1 second; DLCO, diffusing lung capacity for carbon monoxide; IPF, idiopathic pulmonary fibrosis; AD-MSC, adipose-derived mesenchymal stem/stromal cell; FVC, forced vital capacity; HRCT, high-resolution computed tomography; PRP, platelet-rich plasma; SGOT, serum glutamic oxaloacetic transaminase; SGPT, serum glutamic pyruvic transaminase; CRP, C-reactive protein; CRQ-SAI, Chronic Respiratory Disease Questionnaire-Self-Administered Individualized.