Research Article | Open Access

Yan-long Chen, Pei-lin Zhang, Bing Li, Ding-hai Wu, "Denoising of Mechanical Vibration Signals Using Quantum-Inspired Adaptive Wavelet Shrinkage", *Shock and Vibration*, vol. 2014, Article ID 848097, 7 pages, 2014. https://doi.org/10.1155/2014/848097

# Denoising of Mechanical Vibration Signals Using Quantum-Inspired Adaptive Wavelet Shrinkage

**Academic Editor:**Valder Steffen

#### Abstract

The potential application of a quantum-inspired adaptive wavelet shrinkage (QAWS) technique to mechanical vibration signals with a focus on noise reduction is studied in this paper. This quantum-inspired shrinkage algorithm combines three elements: an adaptive non-Gaussian statistical model of dual-tree complex wavelet transform (DTCWT) coefficients proposed to improve practicability of prior information, the quantum superposition introduced to describe the interscale dependencies of DTCWT coefficients, and the quantum-inspired probability of noise defined to shrink wavelet coefficients in a Bayesian framework. By combining all these elements, this signal processing scheme incorporating the DTCWT with quantum theory can both reduce noise and preserve signal details. A practical vibration signal measured from a power-shift steering transmission is utilized to evaluate the denoising ability of QAWS. Application results demonstrate the effectiveness of the proposed method. Moreover, it achieves better performance than hard and soft thresholding.

#### 1. Introduction

Safety of a mechanical system is very important for industry. The study of fault feature detection in machinery has thus received considerable attentions during the past decades. Among all detection methods, the most popular tool is vibration-based analysis. However, for the studies about practical mechanical vibration signals, noise is an inevitable factor in the measured signals which always inhibits the extraction of true signal signatures for diagnosis. Therefore, noise depressing in mechanical time series is an important issue for accurate fault diagnosis.

Compared with conventional methods, as an effective analysis technique, wavelet transform is a frequently used tool for nonstationary signal processing in many fields. Various shrinkage strategies in the wavelet domain have been proposed for denoising. The most popular methods are VisuShrink, SureShrink, BayesShrink, and NeighShrink. Recently, several shrinkage functions have been modified for better noise reduction based on the above shrinkage approaches [1–8].

Chesneau et al. [1] presented a stein block thresholding algorithm for denoising -dimensional data. Taylor et al. [2] denoised single-molecule fluorescence resonance energy trajectories using wavelet detail thresholding. The paper [3] described a new shrinkage methodology based on non-Gaussian statistical modelling for multimodal image denoising. Liu et al. [4] explored a suitable threshold in a complete solution space using particle swarm optimization. The work [5] developed a threshold-based wavelet denoising method for hydrological data modelling. Chen and Qian [6] proposed a new denoising method for hyperspectral data cubes. Wang et al. [7] developed a denoising algorithm incorporating DTCWT with NeighCoeff shrinkage. Shao et al. [8] diagnosed gear transmission system using wavelet threshold denoising based on EMD. All these wavelet shrinkage algorithms achieved better denoising performance in corresponding fields than conventional techniques.

The work of Wang et al. [7] indicates that the DTCWT-based denoising method for vibration signals is effective compared to those DWT-based and SGWT-based NeighCoeff shrinkage denoising methods. DTCWT reduces spectral aliasing for vibration signals and enjoys nearly shift invariance which are attractive properties favorable to both the surveillance and diagnosis of machinery. Owing to these advantages, DTCWT is employed to denoise mechanical vibration signals in our method.

It must be noted that the functionality of all the methods aforementioned is due to the thresholding rule, which determines the threshold value. There is thus potential to explore a novel thresholding rule to extend wavelet shrinkage. Quantum-inspired techniques based on quantum theory have been recently proposed and successfully applied to search unsorted data [9], solve various optimization problems [10–12], process signals [13, 14], despeckle images [15], and so forth. Experimental results show that using quantum mechanics effectively balances speed and effect.

With the inspiration of the basic principles of quantum signal processing (QSP) [16], a denoising method based on quantum theory and DTCWT using the quantum-inspired adaptive wavelet shrinkage (QAWS) is proposed to reduce noise in the machinery. There are two innovative aspects of the present work. One is that an adaptive non-Gaussian statistical model of DTCWT coefficients is proposed, and the other is that quantum theory is adopted to analyze the probability of noise considering interscale dependencies of wavelet coefficients in vibration signals. Denoising results of a signal collected from a mechanical power-shift steering transmission with inner race bearing fault demonstrate that the novel denoising approach yields the promising result than the soft and hard wavelet shrinkage technique.

The remainder of the paper is organized as follows. In Section 2, an adaptive wavelet coefficients statistic model is presented and a wavelet-domain Bayesian denoising processor is implemented to get a basic wavelet shrinkage function. In Section 3, using the concept of quantum theory, the quantum superposition is employed to compute the probability of noise while taking into account the dependencies between the DTCWT coefficients and their parents, and the basic wavelet shrinkage function in Section 2 updates to the QAWS. In Section 4, comparisons among the proposed QAWS technique, hard and soft thresholding introduced by Donoho and Johnstone [17], are implemented to denoise the vibration signal of a failure rolling element bearing in a mechanical power-shift steering transmission. Finally, the paper is concluded with a short summary in Section 5.

#### 2. Basic Shrinkage Function

In this paper, a mechanical signal corrupted by white Gaussian noise with zero mean will be discussed, the signal is modelled as where is a noise free signal. Random variables and are considered to be independent. We observe (a noisy signal) and attempt to estimate the noise free signal as accurately as possible. Unfortunately, it is difficult to estimate in time domain. Hence, we choose to estimate the wavelet coefficients of to solve this problemin wavelet domain. In the DTCWT domain, the problem can be expressed as where , , and are the complex wavelet coefficient of , , and , respectively.

Our aim is to estimate from the noisy observation . To address this problem, the maximum a posteriori (MAP) estimator in a Bayesian framework will be used. The prior distribution of wavelet coefficients is necessary for the MAP estimator. A statistic model of DTCWT coefficients will be discussed in order to derive a basic wavelet coefficient shrinkage function.

It has been observed that wavelet coefficients of mechanical vibration signals have highly non-Gaussian statistics. The Bayesian theorem requires an appropriate prior; therefore, a new adaptive non-Gaussian statistical model of the DTCWT coefficient is proposed as the probability distribution function (PDF)

The imaginary and real parts of the DTCWT coefficients are distributed independently in our prior model. The motivation for constructing the statistical model is the availability of easily derived denoising functions. is an adaptive shape parameter for this model, which control the cusp and tail behaviours of the non-Gaussian statistical model. The smaller the shape parameter is, the heavier the tail of the corresponding density function becomes. The proposed PDF can provide a better fit to the wavelet coefficients than the PDF for wavelet coefficients in the Gaussian distribution method. This model is used to estimate by MAP estimator. As a result, also influences the denoising performance.

From the assumption on the noise, the distribution of is a zero mean Gaussian density with variance ; that is,

The standard MAP estimation for given the noisy observation is

Under the Bayesian framework, this equation can be written as

Realizing the fact that computing the MAP estimator directly is difficult in this case, a logarithmic transformation is employed to convert (6) to a more tractable form

By using (3) and (4), (7) is represented as

Then, the MAP estimator of can be derived as

Equation (9) is the basic shrinkage function in this paper. The shrinkage function contains the filter with the least estimated mean square error as a special case, corresponding to . The special filter is written as follows:

The noise variance is given by the real component of wavelet coefficient at the finest scale of an original signal. Consider

is robustly estimated as follows: where denotes the modulus of DTCWT coefficient at the th scale, is a subwindow centered at wavelet coefficient , and denotes the size of . Here, the width of a subwindow can be expressed in terms of its scale parameter where denotes the finest decomposition scale.

#### 3. Quantum-Inspired Adaptive Wavelet Shrinkage (QAWS)

##### 3.1. The Concept of Quantum Bit

In principle of quantum theory, the smallest unit of information is quantum bit (qubit). The state of a qubit can be described by a superposition of basic states and as follows [11]: where , , is the quantum state, and and denote the probability amplitudes of the corresponding states. In the representation, and give the probability that the qubit will be in the “0” state and “1” state, respectively. The state of the qubit varies as and change. A qubit may be in the “1” state or in the “0” state or in any superposition of the two. Therefore, a qubit can represent all the states simultaneously in a data set. In quantum theory, a datum has a different way to be represented. We will show later that this would be more effective.

and are complex number, and the following normalization condition is always satisfied:

One should notice that the “spin up” and “spin down” orientations are not the sole interpretation of a quantum state. The “ground state” and the “excited state” of an atom, which represents and , respectively, are also eligible [10]. Moreover, inspired by quantum mechanism, we can utilize quantum theory to analyze a mechanical vibration signal, while specifies the state of noise and specifies the state of true signal.

##### 3.2. Quantum-Inspired Adaptive Wavelet Shrinkage (QAWS)

The shape parameter is a key variate in the basic shrinkage function equation (9). It not only controls the shape of the presented PDF but also influences the denoising performance. Following Section 3.1, we focus on incorporating quantum theory into the shape parameter to update the basic shrinkage function to the quantum-inspired adaptive wavelet shrinkage (QAWS). The shape parameter is tuned by the quantum-inspired probability of noise. The QAWS characterizes interscale dependency between a coefficient and its parent and achieves a degree of noise reduction in the noisy mechanical signal.

The works of many authors have shown strong evidence that wavelet coefficients produced by true signal exhibit significant dependencies on subsequent locations. However, the coefficients caused by noise will decay rapidly along scales [18]. The magnitudes of noise coefficients have weaker correlation across the wavelet decomposition scales than those of true signal coefficients. Estimating a true signal by analyzing interscale correlated coefficients has been widely used in denoising algorithms. Therefore, in this paper, the correlation of wavelet coefficients across scales is combined to improve the noise-free coefficients estimation.

For any given wavelet coefficient, we consider interscale dependency between the child coefficient (, finer scale) and corresponding parent coefficient (, coarser scale) at the same position. Products of the coefficients and their parents are exploited and explored to measure the interscale dependencies of coefficients at the adjacent wavelet scales. At th position of the th scale level, the product is written as

Equation (16) is utilized in the high frequency subbands to distinguish between true signal and noise. Based on the fact that DTCWT coefficients of a mechanical vibration signal is a superposition of noise coefficients and true signal coefficients, the qubit is employed to describe . By using the basic principle of QSP [15], can be formulated in a superposition state as follows: where denotes noise state and denotes true signal state; the probability to have noise is and the probability to have true signal is . In order to satisfy the relation of , the value of is normalized as . also can reflect the interscale dependencies to some degree. Then, state is written as

Now, and , so the normalization condition is always guaranteed. The quantum-inspired probability of noise in the th level subband is equal to cos^{2}(), while the quantum-inspired probability of true signal in the th level subband is equal to sin^{2}(). At a certain location, if a wavelet coefficient exhibits significant dependency between the child and its parent, which means the true signal likely exists, will be larger and sin^{2}() will be larger as well. Contrariwise, if the noise is likely to exist, will be less and cos^{2}() will be larger.

Note that the is allowed to vary between coefficients rather than being the same for all coefficients in a given subband in order to achieve better performance. Then, we determine the parameter adaptively by where is a tunable parameter determined by complex coefficients . From now on, (9) becomes the quantum-inspired adaptive wavelet shrinkage (QAWS). The parameter can improve the versatility of the presented QAWS.

The value of can be estimated by applying the curve fitting technique to the histogram distribution of wavelet coefficient . in the th level is denoted by . The mean square error (MSE) is chosen as the objective evaluation criteria. The less the MSE is, the more accurate the detail is. Consider where is the practical histogram distribution of and is the fitting curve according to histogram of complex coefficients using (3) while the interscale dependencies are not considered. In other words, when (3) is used to fit the histogram of , the parameter calculated in (3) will equal .

Obviously the most important point of all is that the quantum-inspired probability of noise which is denoted cos^{2}() adaptively adjusts the shape parameter . If becomes less, the probability of noise becomes larger; is very likely to be a noise coefficient of the machinery. The larger the presence probability of noise is and the larger the quantum-inspired adaptive shape parameter is, the smaller the value of QAWS is, and vice versa. The true signal of the machinery is enhanced and the noise is weakened with the QAWS. In QAWS, the nonimportant coefficients are shrank nonlinearly instead of setting to zero, which can not only reduce noise and but also preserve more shape details, such as impulsive feature of fault.

##### 3.3. Procedure of QAWS

The denoising of the mechanical vibration signals employing QAWS can be done in the following way.(1)Sample a mechanical vibration signal .(2)Decompose the noisy mechanical vibration signal by DTCWT.(3)Estimate the noise variance using (11).(4)Estimate variance using (12).(5)Estimate parameter using (19).(5.1)Calculate the practical histogram distribution of and use (3) to fit histogram of while the interscale dependencies are not considered.(5.2)Estimate of each level using (20).(6)Shrink each DTCWT coefficient using QAWS (9).(7)Apply the inverse DTCWT to the shrank coefficients to obtain the denoised signal.

#### 4. Application of QAWS for Bearing Signal Denoising

##### 4.1. Experimental System of Rolling Element Bearing

The vibration signal used in this paper was acquired from a mechanical power-shift steering transmission. The schematic illustration of the mechanical transmission experimental system is shown in Figure 1. The test stand consists of a reliance electric motor, an accelerometer transducer located on tank cover over the fault bearing, and a data recorder with a sampling frequency of 10000 Hz per channel. The transducer is manufactured by Dytran with product model 3256A3T. The single point fault was introduced to the rolling element bearing at the inner raceway using electrodischarge machining with fault diameter of 3 mm and fault depth of 2 mm. The shaft rotational speed was 1830 rpm (30.5 Hz). The time of sampling was 0.15 second. On the basis of the theoretical calculation, the characteristic frequency of inner race fault is 158 Hz. The waveform of the analyzed signal in the time domain and the frequency spectrum are displayed in Figure 2. The defect frequency 158 Hz and its harmonics are blurred by other useless frequencies, which leads to difficulty in diagnosing the fault in Figure 2(b).

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**(b)**

##### 4.2. Applying QAWS for Inner Race Fault Detection

In this section, the vibration signal acquired from a bearing with an inner race defect is analyzed. The presented QAWS scheme is conducted on the signal displayed in Figure 2(a). The waveform and spectrum obtained by using the QAWS is shown in Figure 3. It can be found that the impulsive features generated by fault are clearly extracted in Figure 3(a). The inner race defect characteristic frequency 158 Hz and its harmonic at 316 Hz can be identified successfully in Figure 3(b). Furthermore, side frequencies ( Hz, Hz) are prominent. The difference between the side frequencies and characteristic frequency or its harmonic frequency is 30.5 Hz equal to the rotating frequency. In addition, the modulation frequencies 30.5 Hz (equal to the frequency of rotor rotating) and 61 Hz (equal to the second harmonic frequency of rotor rotating) are very clear too. For all of these characteristics that accord well with the characteristics of a standard bearing spectrum with inner race fault, we can confirm that there is an inner race fault in the rolling element bearing.

**(a)**

**(b)**

Figures 4 and 5 illustrate the denoising results from the hard and soft thresholding technique. In these two methods, the nonimportant coefficients are set to zero, while the nonimportant coefficients are shrank nonlinearly by QAWS. The characteristic frequency 158 Hz can be clearly seen in the frequency spectrum. The waveform indicates that a part of impulsive features are extracted. However, the spectrum is still disturbed by other frequency components, which results in difficulty of detecting fault. Characteristic frequency has no sideband and harmonic frequencies. As a whole, the characteristics of the spectrum fail to agree with the characteristics of a bearing with inner race fault. The noise is not depressed effectively by hard and soft thresholding method compared to the QAWS technique.

**(a)**

**(b)**

**(a)**

**(b)**

The QAWS gives the most satisfactory results for the signal: the noise is depressed and the impulsive shape is maintained. Hard and soft thresholding technique can detect the impulsive features but suffer disturbance of noise. It can be found that all three methods can detect the impulsive characteristic frequency 158 Hz. However, the modulation frequency equal to rotating frequency 30.5 Hz cannot be displayed in the frequency spectrum obtained by hard and soft thresholding. This will affect the analysis of the inner race fault.

#### 5. Conclusions

An effective wavelet-domain shrinkage processor that makes use of quantum theory to analyze the interscale dependencies of wavelet subbands is proposed for mechanical vibration signals. The proposed QAWS reduces noise with two innovation points. The first is that an adaptive non-Gaussian statistical model of DTCWT coefficients with a tunable parameter is designed, and thus a better practical applicability is achieved. Then, a basic shrinkage function of wavelet coefficient is constructed in a Bayesian framework. The second is that products of the coefficients and their parents are investigated in multiscale subbands, and the quantum-inspired probability of noise is proposed to adjust the tunable parameter in the basic shrinkage function.

Denoising results of rolling element bearings with inner race fault of a mechanical equipment demonstrate that QAWS has a competitive performance to depress noise and preserve details for mechanical vibration signals. Meanwhile, the results also confirm that the proposed QAWS method outperforms the widely used hard and soft thresholding. This algorithm provides a feasible denoising method to improve vibration signals quality. In addition, this research has indicated clearly that the QAWS also can be applied to other machineries.

#### Nomenclature

A noise free signal | |

: | A noisy signal |

: | White Gaussian noise |

: | DTCWT coefficient of |

: | Estimation for |

: | DTCWT coefficient of |

: | DTCWT coefficient of |

: | Statistical model of the DTCWT coefficient |

: | Condition probability of given observation |

: | Statistical model of the DTCWT coefficient |

: | Standard deviation of |

: | Estimation for |

: | Standard deviation of |

: | Estimation for |

: | DCTWT decomposition level |

: | The position of DTCWT coefficient at each scale |

: | The th DTCWT coefficient of at the th scale |

: | A subwindow centered at wavelet coefficient |

: | Width of the subwindow |

: | The finest DTCWT decomposition scale |

: | The probability amplitude |

: | Product of the coefficient and its parent at th position of the th scale level |

: | Normalization of |

: | The practical histogram distribution of |

: | The fitting function according to histogram of |

: | Adaptive shape parameter for |

: | A tunable parameter in based on mean square error. |

#### Conflict of Interests

The authors declare that there is no conflict of interests regarding the publication of this paper.

#### Acknowledgment

This work was supported by the National Natural Science Foundation of China, under Projects nos. 51205405 and 51305454.

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#### Copyright

Copyright © 2014 Yan-long Chen et al. This is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.