#### Abstract

Autocalibration of VCO frequency and loop gain is an essential process in PLL frequency synthesizers. In a wide tuning-range fractional- PLL frequency synthesizer, high-speed and high-precision automatic calibration is especially important for shortening the lock time and improving the phase noise. This paper reviews the design issues of the PLL auto-calibration and discusses on the limitations of the previous techniques. A very simple and efficient auto-calibration method based on a high-speed frequency-to-digital converter (FDC) is proposed and verified through simulations. The proposed method is highly suited for a very wide-band fractional- PLL.

#### 1. Introduction

fractional- RF frequency synthesizer is an essential building block in modern wireless communication systems. Achieving wide frequency tuning range, low phase noise, and fast locking time is challenging especially as the required tuning range becomes wider. If a single tuning curve is used to cover total tuning range, the VCO gain of an LC VCO needs to be extremely large as illustrated in Figure 1(a). As a result, the phase noise and spur performances will be unacceptably poor. This is why multiple subband tuning curves via a switched capacitor bank are usually needed to cover the wide tuning range as well as keep low, as shown in Figure 1(b) [1]. In this case, if the total capacitance of the switched capacitor bank varies in linear proportion to the cap bank code , the and the sub-band spacing will vary in a cubic power of the variation [2]. For example, and vary eight times if varies two times. Due to such a wide variation of the VCO tuning characteristics, the PLL’s essential performance parameters such as loop gain, lock time, and phase noise vary much, which is usually undesirable. Therefore, a fast and accurate autocalibration is needed for a PLL frequency synthesizer.

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Finding a sub-band tuning curve that is the closest to a target frequency is referred to as the VCO frequency calibration. There had been many methods reported in the literature [3–10]. However, they all showed severe speed-resolution limitation. Meanwhile, maintaining the loop gain constant over the entire tuning range is referred to as the loop gain calibration. It is required in order to have a constant loop bandwidth and low phase noise. Previous techniques of this also showed slow calibration time due to the closed loop operation [11, 12].

This paper reviews the previous calibration techniques and examines their limitations. Based on the considerations, a new autocalibration technique based on a high-speed FDC is presented, which is highly suited to a wide tuning range fractional- synthesizer.

#### 2. Previous Techniques and Design Considerations

##### 2.1. VCO Frequency Calibration

The most critical issue for the VCO frequency calibration is the accuracy and speed, that is, the calibration resolution and time. The calibration time should be fast enough because it will enlarge the total lock time, and the calibration resolution should be at least better than /2 in order to be able to resolve two adjacent sub-band tuning curves. Note that can be easily smaller than in a fractional- PLL. Thus, the calibration circuit should be able to provide sub- calibration resolution while the calibration time is as fast as possible.

The tuning voltage monitoring technique as shown in Figure 2(a) was the oldest technique [4–6]. It monitors the VCO tuning voltage to find if it goes out of the predefined range between and . If it goes out of the range, the cap bank code is automatically adjusted. Figure 2(b) illustrates the operation procedure. First, the calibration starts at point A on code . Then, goes up toward due to the high . When exceeds , the calibration circuit changes the cap bank code from to . Then, PLL settles into the lock state with approaching . If the calibration process starts from point B on code , similar process is carried out to reach the cap bank code . This method always maintains the closed-loop lock state during the calibration process. Because of the closed-loop operation, this method usually requires several hundreds of *μ*sec for the calibration, which is the major drawback of this method. This method, however, can be useful when it is used as an auxiliary lock maintaining tool to deal with the unwanted VCO tuning characteristic variation during the normal closed-loop operation of PLL [6].

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Next the most popular VCO calibration technique is the “relative” frequency comparison method [7, 8]. The structure is shown in Figure 3(a). It compares the counted values of two clock signals and during counting period. As illustrated in Figure 3(b), is counted during . Then, the comparator simply compares the two values and generates Fast/Slow flag signal, and then the control logic changes cap bank code accordingly. During the calibration, PLL stays in the open-loop state and is fixed at /2. The frequency resolution of this technique is given by . As in the usual implementation, if is the PLL’s total division ratio , the frequency resolution will be . Thus, must be higher than in order to have sub- resolution, and higher leads to a longer calibration. Thus, the typical calibration time of this method usually reaches several tens of *μ*sec or even hundreds of *μ*sec, which is also a major drawback of this method.

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Another very fast but more analog intensive method is the time-to-voltage converter- (TVC-) based “relative” period comparison technique [9, 10]. The schematic structure is shown in Figure 4(a). It compares the voltages and that are proportional to the periods of the two incoming clock signals and (Figure 4(b)). This method is usually very fast and only requires a few *μ*sec or even sub-*μ*sec. But due to the analog circuitry involved in the comparison process, its accuracy can be easily affected by the circuit mismatches and PVT variations. In addition, it is not suitable to a fractional- PLL. Figure 5 illustrates how the clock edges can vary when modulator is activated to provide a fractional division ratio . Assuming an MASH-111 is used for the modulator, clock edge can be anywhere between and depending on the modulator output values, where is a VCO signal period in lock state. Therefore, if the TVC-based technique is applied to a fractional- PLL, a multiple period integration of the TVC output is needed, which will not only make the calibration time slow but also degrade the calibration accuracy.

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Another issue in the VCO frequency calibration methods is about the code selection algorithm. Note that the conventional simple binary search process only gives an odd numbered code as a final result [7]. In Figure 6, code 9 would be selected as a final code by the conventional simple binary search process although even-numbered code 10 is the closest to the target frequency . In order to overcome this, an improved method in [10] compares the last two searched codes. But this algorithm will also fail if the closest code is in multiples of 4. This limitation is explained in Figure 6. This method is not a problem for the target frequency , for which the closest code 2 will be selected. But for the target frequency , the method in [10] will provide the less optimal code 3 rather than the optimal code 4. Therefore, a truly closest code selection algorithm must be able to store the frequency error for all searched codes during the calibration process and finally produce the closest code to the target frequency.

##### 2.2. Loop Gain Calibration

A charge pump PLL generally uses the third-order passive loop filter as shown in Figure 7(a). It is known that the loop gain is proportional to , the lock time is proportional to , and the integrated phase noise is inversely proportional to . Thus, the variation of each parameter will cause significant variation of the PLL closed-loop performances such as the loop gain, the lock time, and the phase noise. Figure 7(b) depicts the loop bandwidth variation due to the loop gain variation. The effect of variation on the loop gain can be minimized by using the same-type on-chip resistor for the loop filter and the reference voltage generation [15]. The division ratio is a digital value, so its impact on the loop gain can be precisely predicted and accurately compensated. Meanwhile, the variation of due to PVT variation cannot be accurately predicted. Therefore, the loop gain calibration circuit must be able to gauge the variation accurately, which should be equivalent to the loop gain variation.

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Figure 8(a) shows the previous loop gain compensation method [13]. Note that the term “compensation” is used here instead of the preferred “calibration.” The basic idea of this compensation is to make the charge pump gain follow a preset way such that it is inversely proportional to . Figure 8(b) illustrates the operation principle of this compensation. To compensate variation that is proportional to in an LC tuned VCO, the charge pump gain is controlled to be inversely proportionally to . Then, the loop gain that is proportional to will stay at a constant value, resulting in the constant loop bandwidth. But since this method cannot deal with any unexpected PVT variation of , its effect would be limited after the chip fabrication.

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The limitation of the previous method in [13] comes from the absence of the on-chip gauge of the loop gain. The on-chip measurement of the loop gain and the use of this value for loop gain calibration should be a very effective approach. It is known that PLL’s closed-loop time-domain step response is closely related to the PLL’s loop bandwidth. Previously, using the time-domain step-response to measure the loop gain and calibrate the charge pump gain was reported [11, 12]. Figure 9(a) shows the block diagram and Figure 9(b) shows the operating procedure. To calibrate loop gain, the two-step integrator integrates the VCO output signal in the locked state. After that, the step input is triggered, and the integrator integrates the PLL’s step-response. In [12], only the step-response is integrated to reduce the calibration time. The drawback of this calibration method is a long calibration time, that is almost up to several tens of *μ*sec due to the closed-loop operation. In addition, the accuracy might be affected by the variation during the transient state. Thus, we need more accurate and fast on-chip measurement tool for the loop gain calibration.

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##### 2.3. Linearization of VCO Coarse Tuning Characteristics

The variation range of and are known to be proportional to the cubic power of the total tuning range as the following equation: The large variation of and degrades the speed and accuracy of the loop gain and VCO frequency calibration processes. Therefore, reducing the total variation of and across the entire tuning range is desirable for improving the calibration result. Several studies were reported to reduce the and variation in LC VCO: authors of [16, 17] only addressed the issue, and authors of [18] proposed a new cap bank structure to reduce the and variations together, but it relied on arbitrary fractional scaling of the capacitance value over the sixteen tuning curves, which made it difficult to apply the method to an even wider tuning range and more tuning curves. Thus, we need more simple and systematic design method of the capacitor bank structure for reducing the and variations across the total tuning range.

#### 3. FDC-Based Autocalibration Technique

The limitations of the previous calibration technique can be overcome by the proposed FDC-based autocalibration technique, which is described in this section. Figure 10 shows the architecture of the fractional- PLL with the proposed FDC-based all-digital autocalibration scheme. The calibration circuit comprises a high-speed FDC, the VCO frequency calibration circuit, the loop gain calibration circuit and the auxiliary timing control logic, and calibration voltage generator.

The high-speed FDC enables the fast calibration of VCO frequency and loop gain. The FDC operates in the time period of to convert the VCO frequency to a digital value with a conversion resolution of whereas the conventional technique in Figure 3 requires times longer time for acquiring the same resolution. The detailed block diagram of the FDC is shown in Figure 11(a). The FDC accepts the VCO signal and divides it down to by using a quadrature-phase predivider, which is composed of a true single phase clock (TSPC) divide-by-2 and a quadrature-phase divide-by-2 as shown in Figure 11(b). After the predivider, the subsequent four counters that is connected to each of the quad-phase output signals count the VCO frequency. As a result, each counter can operate at a reduced speed of while the overall frequency resolution is not diminished. Finally the sum of the four counter outputs represents the VCO frequency.

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The frequency error is generated by subtracting the target digital code from the current digital code. The resulting sign bit is used as Fast/Slow flag for the binary search process. The absolute value of the frequency error is utilized for the final optimal code selection process to find the final code that has shown the minimum frequency error. The more detailed description of the proposed VCO frequency calibration technique can be found in [14]. After the VCO frequency calibration is completed, the loop gain calibration process begins. It is basically based on the on-chip measurement of . The FDC extracts two VCO frequencies and at two different tuning voltages and . Then, is computed digitally. With the computed , the optimal charge pump gain is generated according to the relation . After these two autocalibration processes, the normal PLL locking process begins. Proper selection of and is important in the proposed calibration technique. In the chosen range, the charge pump current must be sufficiently constant for accurate loop gain calibration. At the same time, the VCO sub-band tuning curves must be sufficiently overlapping to ensure to remain in this range after the PLL locking. Considering these aspects, and are chosen to be 0.4 and 0.8 V, respectively, which is 0.4 V off from the 1.2-V supply voltage.

Figure 12(a) shows the calibration procedure by illustrating the waveforms of , , and , and Figure 12(b) illustrates how the VCO output frequency wanders on the VCO tuning curve plane during the calibration process. Note that this illustration is only for 4-bit cap bank case. In the first VCO frequency calibration mode, the binary search is performed with fixed at . The final optimal code is fed to VCO at . In the subsequent loop gain calibration mode, is sequentially switched from to to extract and , and finally producing . After , the optimal charge pump code is generated to control the loop bandwidth. After the two-step open-loop calibration is completed, the PLL loop is closed and a normal locking process starts.

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In order to verify the proposed autocalibration method, various behavioral simulations were performed for a PLL built in a mixed-signal circuit environment including verilog codes and circuit elements. Figure 13 shows a simulation result of the VCO calibration with a 6-bit cap bank. Due to the widely varying sub-band spacing , the frequency resolution is adjusted by varying from 1 to 4. Thus, the calibration time varies from 1.05 to 2.03 *μ*s. Figure 14(a) shows a simulated result of and VCO cap bank code during the full autocalibration process. is fixed at during the first VCO frequency calibration, and the final code found is 0010100. At the subsequent loop gain calibration, is switched from 400 to 800 mV. In this time, the FDC extracts two frequencies to calculate . The simulated loop gain calibration time is 5 *μ*s. Figure 14(b) shows the waveform during the total locking process at the target frequency of 3900 MHz. All of the above behavioral simulation results prove that the proposed FDC-based autocalibration method works successfully for the VCO frequency and loop gain calibrations.

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A prototype chip including only the VCO frequency calibration circuit is fabricated in 0.13-*μ*m CMOS technology [14]. The chip micrograph is shown in Figure 15. The die size including the pad frame is 1.33 × 1.58 mm^{2}, and the active area of the VCO calibration circuit is 240 × 400 *μ*m^{2}. It dissipates 15.8 mA from a 1.2 V supply.

Figure 16 shows the measured waveform during the VCO frequency calibration process at 2620 MHz. The measured calibration time is 2.03 *μ*s, and the finally selected optimal code is 20, which show successful operation of the proposed optimal code selection algorithm. The PLL output spectrum at the output frequency of 1492 MHz is shown in Figure 17(a). The reference and fractional spurs are −63 and −68 dBc, respectively. The reference spur appears at the reference frequency of 19.2 MHz. Figure 17(b) shows the measured phase noise, which is −102.1 and −124.1 dBc/Hz at 100 kHz and 1 MHz offset, respectively. The in-band phase noise is −86.5 dBc/Hz at 10 kHz offset. And another prototype PLL chip including the full autocalibration capability has been fabricated and planned to be characterized.

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The linearized coarse tuning characteristics are obtained by proposing a pseudoexponential capacitor bank structure [2] while the conventional cap bank produces a linear capacitance variation. Figure 18(a) shows the measured frequency tuning characteristics of the VCO with the proposed cap bank. Notice that the 64 sub-band tuning curves are evenly distributed. Figure 18(b) gives the plots for the , , and over the 64 cap bank codes. For the sake of comparison, the measured results for a test VCO employing a conventional binary-weighted cap bank structure are shown together. It can be observed that the proposed cap bank structure substantially reduce the variation from 38–180 (473%) to 34–90 (264%) MHz/V, and the variation from 5.6–31 (553%) to 6–18 (300%) MHz/code. The results prove that the proposed pseudoexponential cap bank structure effectively linearizes the coarse tuning characteristics and reduces the and variations. It is found to be very instrumental for the autocalibration of a PLL having a wide-tuning range LC VCO.

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#### 4. Conclusion

Design considerations for the autocalibration of VCO frequency and loop gain are discussed for wide-band fractional- PLL synthesizers. To overcome the limitations of the conventional techniques, the FDC-based all-digital autocalibration circuit is proposed. The FDC-based method remarkably shortens calibration time and improves calibration accuracy, and was found to be highly suitable for a wide band fractional- PLL.

#### Acknowledgment

This paper has been supported by the ITRC Program (NIPA-2011-C1090-1111-0006).